0001562180-19-005598.txt : 20191119
0001562180-19-005598.hdr.sgml : 20191119
20191119200025
ACCESSION NUMBER: 0001562180-19-005598
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20191115
FILED AS OF DATE: 20191119
DATE AS OF CHANGE: 20191119
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Millington Nicholas
CENTRAL INDEX KEY: 0001743324
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38603
FILM NUMBER: 191232766
MAIL ADDRESS:
STREET 1: C/O SONOS, INC.
STREET 2: 614 CHAPALA STREET
CITY: SANTA BARBARA
STATE: CA
ZIP: 93101
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Sonos Inc
CENTRAL INDEX KEY: 0001314727
STANDARD INDUSTRIAL CLASSIFICATION: HOUSEHOLD AUDIO & VIDEO EQUIPMENT [3651]
IRS NUMBER: 030479476
STATE OF INCORPORATION: DE
BUSINESS ADDRESS:
STREET 1: 614 CHAPALA STREET
CITY: SANTA BARBARA
STATE: CA
ZIP: 93101
BUSINESS PHONE: 805-965-3001
MAIL ADDRESS:
STREET 1: 614 CHAPALA STREET
CITY: SANTA BARBARA
STATE: CA
ZIP: 93101
4
1
primarydocument.xml
PRIMARY DOCUMENT
X0306
4
2019-11-15
false
0001314727
Sonos Inc
SONO
0001743324
Millington Nicholas
C/O SONOS, INC.
614 CHAPALA STREET
SANTA BARBARA
CA
93101
false
true
false
false
Chief Product Officer
Common Stock
2019-11-15
4
M
false
17382.00
A
122044.00
D
Common Stock
2019-11-15
4
F
false
6109.00
14.85
D
115935.00
D
Restricted Stock Units
2019-11-15
4
M
false
17382.00
0.00
D
Common Stock
17382.00
225966.00
D
Vesting of restricted stock units ("RSUs") granted to the Reporting Person on February 15, 2019.
Each RSU represents a contingent right to receive 1 share of the Issuer's Common Stock upon vesting and settlement for no consideration.
Exempt transaction pursuant to Section 16b-3(e) - payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. All of the shares reported as disposed of in this Form 4 were withheld by the Issuer in accordance with the agreement governing the RSUs to satisfy federal and state tax withholding obligations of the Reporting Person resulting from the vesting and settlement of RSUs.
1/16 of the shares subject to the RSUs vest in equal installments on each quarterly anniversary date following the vesting commencement date of February 15, 2019, until such time as the RSUs are 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. The RSUs are subject to double-trigger acceleration.
/s/ Nanette Agustines, by power of attorney
2019-11-19