0001127602-24-015917.txt : 20240517 0001127602-24-015917.hdr.sgml : 20240517 20240517175505 ACCESSION NUMBER: 0001127602-24-015917 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20240515 FILED AS OF DATE: 20240517 DATE AS OF CHANGE: 20240517 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Lazarus Edward P CENTRAL INDEX KEY: 0001610766 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38603 FILM NUMBER: 24961700 MAIL ADDRESS: STREET 1: C/O TRIBUNE COMPANY STREET 2: 435 NORTH MICHIGAN AVENUE CITY: CHICAGO STATE: IL ZIP: 60611 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Sonos Inc CENTRAL INDEX KEY: 0001314727 STANDARD INDUSTRIAL CLASSIFICATION: HOUSEHOLD AUDIO & VIDEO EQUIPMENT [3651] ORGANIZATION NAME: 04 Manufacturing IRS NUMBER: 030479476 STATE OF INCORPORATION: DE BUSINESS ADDRESS: STREET 1: 301 COROMAR DRIVE CITY: SANTA BARBARA STATE: CA ZIP: 93117 BUSINESS PHONE: 805-965-3001 MAIL ADDRESS: STREET 1: 301 COROMAR DRIVE CITY: SANTA BARBARA STATE: CA ZIP: 93117 4 1 form4.xml PRIMARY DOCUMENT X0508 4 2024-05-15 0001314727 Sonos Inc SONO 0001610766 Lazarus Edward P C/O SONOS, INC. 301 COROMAR DRIVE SANTA BARBARA CA 93117 1 Chief Legal & Strategy Officer 0 Common Stock 2024-05-15 4 M 0 11212 A 272107 D Common Stock 2024-05-15 4 F 0 4003 17.32 D 268104 D Restricted Stock Units 2024-05-15 4 M 0 1752 0 D Common Stock 1752 234819 D Restricted Stock Units 2024-05-15 4 M 0 9460 0 D Common Stock 9460 225359 D Vesting of restricted stock units ("RSUs") previously granted to the Reporting Person. Each RSU represents a contingent right to receive 1 share of the Issuer's Common Stock upon vesting for no consideration. Exempt transaction pursuant to Section 16b-3(e) - payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. All of the shares reported as disposed of in this Form 4 were withheld by the Issuer in accordance with the agreement governing the RSUs to satisfy federal and state tax withholding obligations of the Reporting Person resulting from the vesting and settlement of RSUs. These RSUs will vest on the following schedule: 6.25% of the shares subject to the RSU will vest quarterly in year 1 following the vesting commencement date of November 15, 2021; 12.5% of the shares subject to the RSU will vest quarterly in year 2; and 6.25% of the shares subject to the RSU will vest quarterly in year 3, in each case subject to the continuing employment of the Reporting Person on each vesting date. The RSUs are subject to double-trigger acceleration. 1/16 of the shares subject to the RSUs vest in equal installments on each quarterly anniversary date following the applicable vesting commencement date, until such time as the RSUs are 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. The RSUs are subject to double-trigger acceleration. /s/ Rebecca Schuster by power of attorney 2024-05-17