0000899243-19-014128.txt : 20190520
0000899243-19-014128.hdr.sgml : 20190520
20190520160550
ACCESSION NUMBER: 0000899243-19-014128
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20190516
FILED AS OF DATE: 20190520
DATE AS OF CHANGE: 20190520
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Volpi Michelangelo
CENTRAL INDEX KEY: 0001626464
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38603
FILM NUMBER: 19838755
MAIL ADDRESS:
STREET 1: C/O HORTONWORKS, INC.
STREET 2: 3640 W. BAYSHORE RD.
CITY: PALO ALTO
STATE: CA
ZIP: 94303
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Sonos Inc
CENTRAL INDEX KEY: 0001314727
STANDARD INDUSTRIAL CLASSIFICATION: HOUSEHOLD AUDIO & VIDEO EQUIPMENT [3651]
IRS NUMBER: 030479476
STATE OF INCORPORATION: DE
BUSINESS ADDRESS:
STREET 1: 614 CHAPALA STREET
CITY: SANTA BARBARA
STATE: CA
ZIP: 93101
BUSINESS PHONE: 805-965-3001
MAIL ADDRESS:
STREET 1: 614 CHAPALA STREET
CITY: SANTA BARBARA
STATE: CA
ZIP: 93101
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2019-05-16
0
0001314727
Sonos Inc
SONO
0001626464
Volpi Michelangelo
C/O SONOS, INC.
614 CHAPALA STREET
SANTA BARBARA
CA
93101
1
0
0
0
Common Stock
2019-05-16
4
S
0
517992
10.5142
D
0
I
See footnotes
Common Stock
8084253
I
See Footnotes
Represents shares sold by Index Venture Growth Associates I Limited ("IVGA I"), the general partner of Index Ventures Growth I (Jersey) L.P. ("Index I"). The shares were received by IVGA I in a previously reported distribution-in-kind made by Index I in accordance with the exemptions afforded by Rule 16a-13 and Rule 16a-9 of the Securities Exchange Act of 1934, as amended.
The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.50 - $10.8093. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
Michelangelo Volpi, a member of the Issuer's Board of Directors, is a partner with the Index Ventures group. Advisors within the Index Ventures group provide advice to Index I, Index Ventures Growth I Parallel Entrepreneur Fund (Jersey), L.P. ("Index I Parallel") and Yucca (Jersey) SLP ("Yucca" and, together with Index I and Index I Parallel, the "Index Funds"). IVGA I is the general partner of Index I and Index I Parallel. Yucca is a co-investment vehicle that is contractually required to mirror the investment of Index I and Index I Parallel. Mr. Volpi is involved in making recommendations to the Index Funds, but does not hold voting or dispositive power over the shares held by the Index Funds. Mr. Volpi disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for Section 16 or any other purpose.
7,313,231 shares are held directly by Index I, 730,602 shares are held directly by Index I Parallel and 40,420 shares are held directly by Yucca.
/s/ Michelangelo Volpi
2019-05-20