0001062993-16-010046.txt : 20160531 0001062993-16-010046.hdr.sgml : 20160531 20160531200409 ACCESSION NUMBER: 0001062993-16-010046 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160526 FILED AS OF DATE: 20160531 DATE AS OF CHANGE: 20160531 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SPARK NETWORKS INC CENTRAL INDEX KEY: 0001314475 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-BUSINESS SERVICES, NEC [7389] IRS NUMBER: 208901733 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 11150 SANTA MONICA BOULEVARD STREET 2: SUITE 600 CITY: LOS ANGELES STATE: CA ZIP: 90025 BUSINESS PHONE: 310-893-0550 MAIL ADDRESS: STREET 1: 11150 SANTA MONICA BOULEVARD STREET 2: SUITE 600 CITY: LOS ANGELES STATE: CA ZIP: 90025 FORMER COMPANY: FORMER CONFORMED NAME: SPARK NETWORKS PLC DATE OF NAME CHANGE: 20050114 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Brodsky Michael CENTRAL INDEX KEY: 0001403388 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-32750 FILM NUMBER: 161687652 MAIL ADDRESS: STREET 1: C/O NEW WORLD OPPORTUNITY PARTNERS I LLC STREET 2: 1603 ORRINGTON AVE, STE 1600 CITY: EVANSTON STATE: IL ZIP: 60201 4 1 form4.xml STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES X0306 4 2016-05-26 0001314475 SPARK NETWORKS INC LOV 0001403388 Brodsky Michael C/O 11150 SANTA MONICA BOULEVARD SUITE 600 LOS ANGELES CA 90025 1 0 0 0 Common Stock 2016-05-26 4 M 0 5795 A 11590 D Common Stock 485000 I By Vajra Fund I LP Restricted Stock Unit 2016-05-26 4 M 0 5795 0 D Common Stock 5795 11590 D Each restricted stock unit represents a contingent right to receive one share of Spark Networks, Inc.'s common stock. The reporting person is a general partner of the partnership that owns the reported securities. The reporting person disclaims beneficial ownership of such securities, except to the extent of his pecuniary interest therein, if any, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 of the Securities and Exchange Act of 1934 or for any other purpose. Twenty-five percent (25%) of the restricted stock units subject to the award vest on each three month anniversary of the grant, such that one hundred percent (100%) of the award shall be vested upon the one year anniversary of the grant. In addition, all of the restricted stock units subject to the award vest fully upon a change in control. Not applicable. /s/ Robert W. O'Hare, Attorney-in-fact 2016-05-31