0001752724-21-255534.txt : 20211124
0001752724-21-255534.hdr.sgml : 20211124
20211124104746
ACCESSION NUMBER: 0001752724-21-255534
CONFORMED SUBMISSION TYPE: NPORT-P
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20210930
FILED AS OF DATE: 20211124
PERIOD START: 20210930
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Northern Lights Fund Trust
CENTRAL INDEX KEY: 0001314414
IRS NUMBER: 043023766
FISCAL YEAR END: 0430
FILING VALUES:
FORM TYPE: NPORT-P
SEC ACT: 1940 Act
SEC FILE NUMBER: 811-21720
FILM NUMBER: 211442553
BUSINESS ADDRESS:
STREET 1: 225 PICTORIA DRIVE
STREET 2: SUITE 450
CITY: CINCINNATI
STATE: OH
ZIP: 45246
BUSINESS PHONE: 631-470-2600
MAIL ADDRESS:
STREET 1: 17605 WRIGHT STREET
STREET 2: SUITE 200
CITY: OMAHA
STATE: NE
ZIP: 68130
FORMER COMPANY:
FORMER CONFORMED NAME: Strategy Shares
DATE OF NAME CHANGE: 20160223
FORMER COMPANY:
FORMER CONFORMED NAME: Mutual Fund & Variable Insurance Trust
DATE OF NAME CHANGE: 20160223
FORMER COMPANY:
FORMER CONFORMED NAME: Northern Lights Fund Trust
DATE OF NAME CHANGE: 20050121
0001314414
S000020016
Sierra Tactical All Asset Fund
C000056130
Sierra Tactical All Asset Fund Class A
SIRAX
C000056131
Sierra Tactical All Asset Fund Investor Class
SIRIX
C000056132
Sierra Tactical All Asset Fund Instl Class
SIRRX
C000084926
Sierra Tactical All Asset Fund Class C
SIRCX
C000115425
Sierra Tactical All Asset Fund Class A1 shares
SIRZX
C000115426
Sierra Tactical All Asset Fund Class I1 shares
SIRJX
NPORT-P
1
primary_doc.xml
NPORT-P
false
0001314414
XXXXXXXX
S000020016
C000056132
C000115426
C000056130
C000084926
C000056131
C000115425
Northern Lights Fund Trust
811-21720
0001314414
549300BSYF57GRCG4861
225 PICTORIA DRIVE
SUITE 450
CINCINNATI
45246
631-470-2600
Sierra Tactical All Asset Fund
S000020016
549300EKTD0XLN4SGF59
2021-09-30
2021-09-30
N
872347716.65
2866690.21
869481026.44
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
N
Aim Tax-Exempt Funds (Invesco Tax-Exempt Funds)
SW0MHD1146AQ1M76HG37
INVESCO HI YLD MUNI-Y
001419654
1845443.21500000
NS
USD
19155700.57000000
2.203118870624
Long
EC
RF
US
N
1
N
N
N
Nuveen Invt Tr V
5493005YOHPRCB8M2Y83
NVN-PREF SEC-INC
670700400
2944545.70700000
NS
USD
52589586.33000000
6.048388030423
Long
EC
RF
US
N
1
N
N
N
Pear Tree Funds
549300B7DSOCWNFGCQ51
PEAR TREE POL-F/V SM CAP-
70472Q500
1766962.59780000
NS
USD
29914676.78000000
3.440520939540
Long
EC
RF
US
N
1
N
N
N
Select Sector Spdr
5493008JJKIPMEX3CO91
HEALTH CARE SELECT SECTOR
81369Y209
15950.00000000
NS
USD
2030435.00000000
0.233522634566
Long
EC
RF
US
N
1
N
N
N
Forward Funds Inc
SVO3N95SCU31K74UKT43
SALIENT SELECT INCOME-INS
34987A160
291377.74800000
NS
USD
6188863.37000000
0.711788202594
Long
EC
RF
US
N
1
N
N
N
Locorr Investment Trust
N/A
LCRR-L/S COM-I
540132602
2142996.37040000
NS
USD
24001559.35000000
2.760446590568
Long
EC
RF
US
N
1
N
N
N
Pimco Fds Pacific Invt Mgmt Ser
BX5VU78PO9CRQUP4YH86
PIMCO-H/Y-INS
693390841
3118140.30900000
NS
USD
28312714.01000000
3.256277382604
Long
EC
RF
US
N
1
N
N
N
Principal Funds Inc
549300HZGBXSW6DSXF23
PRIN-PR & CA-INS
74253Q416
3513874.91000000
NS
USD
36965964.05000000
4.251497494011
Long
EC
RF
US
N
1
N
N
N
Blackrock Funds V
N/A
BLKR-H/Y BND-INS
09260B630
1712770.11000000
NS
USD
13513756.17000000
1.554232439703
Long
EC
RF
US
N
1
N
N
N
Cohen & Steers Low Duration Preferred & Income Fund Inc
N/A
COH&ST-LOW DU-I
19249L302
819477.11500000
NS
USD
8260329.32000000
0.950029853304
Long
EC
RF
US
N
1
N
N
N
Two Rds Shared Tr
549300REHU8QC2CK4V30
HOLBROOK INCOME FUND-I
90213U230
577737.94700000
NS
USD
6176018.65000000
0.710310916764
Long
EC
RF
US
N
1
N
N
N
Nuveen Municipal
549300D2RECSQKX7NC33
NUVEEN HIGH YLD MUNI BND-
67065Q772
1792517.13100000
NS
USD
32803063.50000000
3.772717575483
Long
EC
RF
US
N
1
N
N
N
Victory Portfolios
549300V07N3HJP1EW330
VICTORY INCRE INV GR CONV
92646A781
427495.06800000
NS
USD
8310504.12000000
0.955800514017
Long
EC
RF
US
N
1
N
N
N
Aim Investment Securities Funds (Invesco Investment Securities Funds)
N/A
INV-INCOME-Y
00142C128
1461317.05000000
NS
USD
11690536.40000000
1.344541863997
Long
EC
RF
US
N
1
N
N
N
JP Morgan Trust I
549300DM5WZMCZZ70R78
JPM-HDG EQTY-I
46637K281
1269565.87800000
NS
USD
32869060.58000000
3.780307974583
Long
EC
RF
US
N
1
N
N
N
Aim Tax-Exempt Funds (Invesco Tax-Exempt Funds)
SW0MHD1146AQ1M76HG37
I/O-H/Y MUNI-Y
00141W703
4212799.01100000
NS
USD
34123671.99000000
3.924602257247
Long
EC
RF
US
N
1
N
N
N
AQR Fds
549300V0TAB4ICSX2404
AQR STYLE PREMIA ALT-I
00203H420
2905560.98320000
NS
USD
22372819.57000000
2.573123379310
Long
EC
RF
US
N
1
N
N
N
Pimco Fds Pacific Invt Mgmt Ser
549300NKY72DZUNDF872
PIMCO-IN B $-INS
693390882
5123948.41230000
NS
USD
55441121.82000000
6.376346364566
Long
EC
RF
US
N
1
N
N
N
Northern Lts Fd Tr
549300BSYF57GRCG4861
DEER PARK TTL RTRN CRED-I
66537X167
826338.77400000
NS
USD
8891405.21000000
1.022610607893
Long
EC
RF
US
N
1
N
N
N
Neuberger Berman Alterntive Fds
549300O1DN1L4W2HMC23
NB-COM STR-INS
64128R889
627319.66220000
NS
USD
4660985.09000000
0.536065186963
Long
EC
RF
US
N
1
N
N
N
Cohen & Steers Pfd
549300K2VDWJX1NSUI44
C&S-PR SEC I-I
19248X307
3409575.11960000
NS
USD
49166073.22000000
5.654645900820
Long
EC
RF
US
N
1
N
N
N
Arbitrage Funds
N/A
WI-EVNT DRVN-I
03875R403
331514.08730000
NS
USD
3712957.78000000
0.427031489715
Long
EC
RF
US
N
1
N
N
N
Guggenheim Funds Trust
54930033G24U3UGWK691
GUGGENHEIM FLOAT RTE STR-
40168W715
338694.55180000
NS
USD
8504620.20000000
0.978126024764
Long
EC
RF
US
N
1
N
N
N
Aim Tax-Exempt Funds (Invesco Tax-Exempt Funds)
SW0MHD1146AQ1M76HG37
I/O-A/F MUNI-Y
001419183
3581115.67400000
NS
USD
28075946.88000000
3.229046526173
Long
EC
RF
US
N
1
N
N
N
Goldman Sachs Trust
S2FHCT8U6D2VORP0J605
GLDMN SCHS COMM STRAT-INS
38143H381
1250917.92450000
NS
USD
13209693.28000000
1.519261821512
Long
EC
RF
US
N
1
N
N
N
JP Morgan Trust I
549300DM5WZMCZZ70R78
JPMORGAN EMERG MRKT EQ-I
4812A0623
1.00000000
NS
USD
41.24000000
0.000004743059
Long
EC
RF
US
N
1
N
N
N
RBB Fund Inc
N/A
ORINDA-INC OP-I
74925K151
311773.99000000
NS
USD
5792760.73000000
0.666231988260
Long
EC
RF
US
N
1
N
N
N
Invesco Exchange Traded Fund Trust II
549300J84F1VGX03MG06
INVESCO OPTIMUM YIELD DIV
46090F100
80700.00000000
NS
USD
1698735.00000000
0.195373440977
Long
EC
RF
US
N
1
N
N
N
FIRST AMERN FDS INC
N/A
FRST AM-GV OB-X
31846V336
91092059.76000000
PA
USD
91092059.76000000
10.47660121267
Long
STIV
RF
US
N
1
N
N
N
Metropolitan West
549300KGDNJW6FXNDC82
MW-H/Y BND-I
592905848
801381.24500000
NS
USD
8598820.76000000
0.988960138119
Long
EC
RF
US
N
1
N
N
N
Pimco Fds
5493000QG7HX2Z070R94
PIMCO-PR & C-INS
72202E682
1379028.99200000
NS
USD
15707140.22000000
1.806496029512
Long
EC
RF
US
N
1
N
N
N
Virtus Equity Tr
549300BN8LS7IJSSNN03
VRTS-SC COR-I
92828N528
1.16530000
NS
USD
59.69000000
0.000006865014
Long
EC
RF
US
N
1
N
N
N
Doubleline Fds Tr
549300MUFFXFRMY0RH66
DBL-INC-I
258620517
431458.56400000
NS
USD
3999620.89000000
0.460000939454
Long
EC
RF
US
N
1
N
N
N
RS Investment Trus
5493000GL4867DUEHP06
VICTORY FLOATING RATE FUN
74972H283
956213.19800000
NS
USD
8997966.19000000
1.034866307185
Long
EC
RF
US
N
1
N
N
N
Fidelity Select
Z57125JG1LHEQKDYS630
FIDELITY MED TECH & DEVIC
316390475
168929.90500000
NS
USD
14173219.03000000
1.630078011941
Long
EC
RF
US
N
1
N
N
N
Voya Separate Portfolios Tr
549300ZK3E04XAD4QG44
VOYA-SECUR CR-I
92913M732
3666880.33600000
NS
USD
35825420.88000000
4.120322329135
Long
EC
RF
US
N
1
N
N
N
Virtus Equity Tr
549300BN8LS7IJSSNN03
VRTS-S/C GRW-I
92828N593
1.11130000
NS
USD
61.63000000
0.000007088136
Long
EC
RF
US
N
1
N
N
N
Fidelity Securities Fund
LIUMB3NDWOFJPXVROE85
FIDELITY REAL ESTATE INCO
316389865
4054872.84400000
NS
USD
54456942.29000000
6.263154759450
Long
EC
RF
US
N
1
N
N
N
2021-10-28
Northern Lights Fund Trust
James Colantino
James Colantino
Treasurer