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Form N-14 - Registration statement for open-end investment company (business combinations):
SEC Accession No. 0000910472-07-000213
Filing Date
2007-05-14
Accepted
2007-05-14 17:25:11
Documents
11

Document Format Files

Seq Description Document Type Size
1 n14v3.htm N-14 436318
3 agreementandplanofreorg.htm EX-99.4 ACQ AGREEMNT 81220
4 advisoryagreement.htm EX-99.6 ADVSER CONTR 40403
5 expenselimitationagreement.htm EX-99.6 ADVSER CONTR 9161
6 f12b1plan.htm EX-99.10 12B1 PLAN 15853
7 legalconsent.htm EX-99.11 OPIN COUNSL 7520
8 counselconsenttaxmatters.htm EX-99.12 TAX OPINION 16304
9 auditorsconsent.htm EX-99.14 OTH CONSENT 2635
10 proxycard.htm EX-99.17 (AS APPROP) 9455
11 n14transmittalletterroano002.gif GRAPHIC 473012
12 filename12.htm CORRESP 5316
  Complete submission text file 0000910472-07-000213.txt   1278463

Series and Classes/Contracts Information:

Merger
  Status Name Ticker Symbol
CIK 0001314414 acquiring    
Series S000017356   ROANOKE SMALL-CAP GROWTH FUND
Class/Contract C000048055   ROANOKE SMALL-CAP GROWTH FUND CLASS I
CIK 0000905958 target    
Series S000001678   Hallmark Small-Cap Growth Fund
Class/Contract C000004551   Hallmark Small-Cap Growth Fund Class I HSCFX
CIK 0001314414 acquiring    
Series S000017356   ROANOKE SMALL-CAP GROWTH FUND
Class/Contract C000048056   ROANOKE SMALL-CAP GROWTH FUND CLASS R
CIK 0000905958 target    
Series S000001678   Hallmark Small-Cap Growth Fund
Class/Contract C000004552   Hallmark Small-Cap Growth Fund Class R HEGAX
Mailing Address 450 WIRELESS BOULEVARD HAUPPAUGE NY 11788
Business Address 450 WIRELESS BOULEVARD HAUPPAUGE NY 11788 631-470-2600
Northern Lights Fund Trust (Filer) CIK: 0001314414 (see all company filings)

IRS No.: 000000000 | State of Incorp.: DE
Type: N-14 | Act: 33 | File No.: 333-142939 | Film No.: 07847751