0001314376-21-000008.txt : 20211110
0001314376-21-000008.hdr.sgml : 20211110
20211110163010
ACCESSION NUMBER: 0001314376-21-000008
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20210930
FILED AS OF DATE: 20211110
DATE AS OF CHANGE: 20211110
EFFECTIVENESS DATE: 20211110
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Broderick Brian C
CENTRAL INDEX KEY: 0001314376
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-11136
FILM NUMBER: 211397114
MAIL ADDRESS:
STREET 1: HEMENWAY & BARNES LLP
STREET 2: 60 STATE STREET
CITY: BOSTON
STATE: MA
ZIP: 02109
13F-HR
1
primary_doc.xml
13F-HR
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0001314376
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09-30-2021
09-30-2021
Broderick Brian C
HEMENWAY & BARNES LLP
60 STATE STREET
BOSTON
MA
02109
13F HOLDINGS REPORT
028-11136
N
John Aharonian
Director of Operations
6176198201
John Aharonian
Boston
MA
11-10-2021
5
354
374654
false
5
0001053914
028-06165
PUZO MICHAEL J
6
0001215208
028-10379
SOMERVILLE KURT F
7
0001314377
028-11134
Kidder Stephen W
12
0001592616
028-16192
Notis-McConarty Edward
13
0001592614
028-17236
Dempze Nancy E
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2830
SH
DFND
06
0
2830
0
INTEL CORP
COM
458140100
1203
22575
SH
DFND
07
0
22575
0
INTEL CORP
COM
458140100
1120
21025
SH
DFND
05
0
21025
0
INTEL CORP
COM
458140100
45
850
SH
DFND
07,13
0
850
0
INTL BUSINESS MACH
COM
459200101
219
1575
SH
DFND
05
0
1575
0
INTL BUSINESS MACH
COM
459200101
13
97
SH
DFND
06
0
97
0
INTL BUSINESS MACH
COM
459200101
17
125
SH
DFND
07,13
0
125
0
IRONWOOD PHARMACEUTICALS
COM
46333X108
29
2250
SH
SOLE
2250
0
0
IRONWOOD PHARMACEUTICALS
COM
46333X108
1817
139100
SH
DFND
07
0
139100
0
JOHNSON & JOHNSON
COM
478160104
1072
6635
SH
SOLE
6635
0
0
JOHNSON & JOHNSON
COM
478160104
296
1835
SH
DFND
06
0
1835
0
JOHNSON & JOHNSON
COM
478160104
5704
35321
SH
DFND
07
0
35321
0
JOHNSON & JOHNSON
COM
478160104
3192
19762
SH
DFND
05
0
19762
0
JOHNSON & JOHNSON
COM
478160104
48
300
SH
DFND
12
0
300
0
JOHNSON & JOHNSON
COM
478160104
125
775
SH
DFND
07,13
0
775
0
JOHNSON & JOHNSON
COM
478160104
81
500
SH
DFND
13
0
500
0
KONINKLIJKE DSM NV
COM
780249108
387
7745
SH
SOLE
7745
0
0
KONINKLIJKE DSM NV
COM
780249108
53
1052
SH
DFND
06
0
1052
0
KONINKLIJKE DSM NV
COM
780249108
1911
38245
SH
DFND
07
0
38245
0
KONINKLIJKE DSM NV
COM
780249108
1430
28616
SH
DFND
05
0
28616
0
KONINKLIJKE DSM NV
COM
780249108
40
800
SH
DFND
12
0
800
0
KONINKLIJKE DSM NV
COM
780249108
55
1100
SH
DFND
07,13
0
1100
0
KONINKLIJKE DSM NV
COM
780249108
70
1400
SH
DFND
13
0
1400
0
MASTERCARD
COM
57636Q104
928
2669
SH
SOLE
2669
0
0
MASTERCARD
COM
57636Q104
324
931
SH
DFND
06
0
931
0
MASTERCARD
COM
57636Q104
8978
25824
SH
DFND
07
0
25824
0
MASTERCARD
COM
57636Q104
3249
9345
SH
DFND
05
0
9345
0
MASTERCARD
COM
57636Q104
52
150
SH
DFND
12
0
150
0
MASTERCARD
COM
57636Q104
132
380
SH
DFND
07,13
0
380
0
MASTERCARD
COM
57636Q104
179
515
SH
DFND
13
0
515
0
MCDONALDS CORP
COM
580135101
60
250
SH
SOLE
250
0
0
MCDONALDS CORP
COM
580135101
145
600
SH
DFND
07
0
600
0
MCDONALDS CORP
COM
580135101
60
250
SH
DFND
06
0
250
0
MERCK
COM
58933Y105
51
675
SH
SOLE
675
0
0
MERCK
COM
58933Y105
285
3793
SH
DFND
07
0
3793
0
MERCK
COM
58933Y105
339
4515
SH
DFND
05
0
4515
0
MERCK
COM
58933Y105
8
100
SH
DFND
07,13
0
100
0
MICROSOFT CORP
COM
594918104
642
2278
SH
SOLE
2278
0
0
MICROSOFT CORP
COM
594918104
282
1000
SH
DFND
06
0
1000
0
MICROSOFT CORP
COM
594918104
3974
14096
SH
DFND
05
0
14096
0
MICROSOFT CORP
COM
594918104
8715
30912
SH
DFND
07
0
30912
0
MICROSOFT CORP
COM
594918104
92
325
SH
DFND
12
0
325
0
MICROSOFT CORP
COM
594918104
101
360
SH
DFND
07,13
0
360
0
MICROSOFT CORP
COM
594918104
62
220
SH
DFND
13
0
220
0
NESTLE SA ADR
COM
641069406
889
7397
SH
SOLE
7397
0
0
NESTLE SA ADR
COM
641069406
6304
52438
SH
DFND
07
0
52438
0
NESTLE SA ADR
COM
641069406
360
2996
SH
DFND
06
0
2996
0
NESTLE SA ADR
COM
641069406
3044
25321
SH
DFND
05
0
25321
0
NESTLE SA ADR
COM
641069406
72
600
SH
DFND
12
0
600
0
NESTLE SA ADR
COM
641069406
135
1125
SH
DFND
07,13
0
1125
0
NESTLE SA ADR
COM
641069406
150
1250
SH
DFND
13
0
1250
0
NEXTERA ENERGY
COM
65339F101
79
1000
SH
SOLE
1000
0
0
NEXTERA ENERGY
COM
65339F101
157
2000
SH
DFND
06
0
2000
0
NEXTERA ENERGY
COM
65339F101
63
800
SH
DFND
07,13
0
800
0
NIKE INC CLASS B
COM
654106103
335
2310
SH
SOLE
2310
0
0
NIKE INC CLASS B
COM
654106103
114
786
SH
DFND
06
0
786
0
NIKE INC CLASS B
COM
654106103
2882
19847
SH
DFND
07
0
19847
0
NIKE INC CLASS B
COM
654106103
496
3418
SH
DFND
05
0
3418
0
NIKE INC CLASS B
COM
654106103
29
200
SH
DFND
12
0
200
0
NIKE INC CLASS B
COM
654106103
58
400
SH
DFND
07,13
0
400
0
NIKE INC CLASS B
COM
654106103
87
600
SH
DFND
13
0
600
0
NOVARTIS AG ADR
COM
66987V109
505
6180
SH
SOLE
6180
0
0
NOVARTIS AG ADR
COM
66987V109
287
3504
SH
DFND
06
0
3504
0
NOVARTIS AG ADR
COM
66987V109
3288
40208
SH
DFND
07
0
40208
0
NOVARTIS AG ADR
COM
66987V109
1354
16553
SH
DFND
05
0
16553
0
NOVARTIS AG ADR
COM
66987V109
16
200
SH
DFND
12
0
200
0
NOVARTIS AG ADR
COM
66987V109
45
550
SH
DFND
07,13
0
550
0
NOVARTIS AG ADR
COM
66987V109
98
1200
SH
DFND
13
0
1200
0
NOVO NORDISK A S ADR
COM
670100205
223
2325
SH
SOLE
2325
0
0
NOVO NORDISK A S ADR
COM
670100205
168
1750
SH
DFND
07
0
1750
0
NOVOZYMES A S DKK 2.0
COM
B798FW902
141
2065
SH
SOLE
2065
0
0
NOVOZYMES A S DKK 2.0
COM
B798FW902
3892
56960
SH
DFND
07
0
56960
0
NOVOZYMES A S DKK 2.0
COM
B798FW902
717
10494
SH
DFND
05
0
10494
0
NVIDIA CORP
COM
67066G104
406
1958
SH
SOLE
1958
0
0
NVIDIA CORP
COM
67066G104
1869
9022
SH
DFND
07
0
9022
0
NVIDIA CORP
COM
67066G104
3521
16995
SH
DFND
05
0
16995
0
NVIDIA CORP
COM
67066G104
98
475
SH
DFND
12
0
475
0
NVIDIA CORP
COM
67066G104
6
30
SH
DFND
06
0
30
0
NVIDIA CORP
COM
67066G104
124
600
SH
DFND
07,13
0
600
0
PAYPAL HOLDINGS
COM
70450Y103
755
2900
SH
SOLE
2900
0
0
PAYPAL HOLDINGS
COM
70450Y103
162
621
SH
DFND
06
0
621
0
PAYPAL HOLDINGS
COM
70450Y103
7513
28873
SH
DFND
07
0
28873
0
PAYPAL HOLDINGS
COM
70450Y103
2673
10273
SH
DFND
05
0
10273
0
PAYPAL HOLDINGS
COM
70450Y103
57
220
SH
DFND
12
0
220
0
PAYPAL HOLDINGS
COM
70450Y103
104
400
SH
DFND
07,13
0
400
0
PAYPAL HOLDINGS
COM
70450Y103
156
600
SH
DFND
13
0
600
0
PEMBINA PIPELINE CO
COM
706327103
97
3050
SH
SOLE
3050
0
0
PEMBINA PIPELINE CO
COM
706327103
612
19300
SH
DFND
05
0
19300
0
PEMBINA PIPELINE CO
COM
706327103
2
78
SH
DFND
07
0
78
0
PEPSICO
COM
713448108
602
4005
SH
SOLE
4005
0
0
PEPSICO
COM
713448108
2173
14448
SH
DFND
07
0
14448
0
PEPSICO
COM
713448108
552
3670
SH
DFND
05
0
3670
0
PEPSICO
COM
713448108
34
225
SH
DFND
06
0
225
0
PEPSICO
COM
713448108
79
525
SH
DFND
07,13
0
525
0
PEPSICO
COM
713448108
45
300
SH
DFND
13
0
300
0
PFIZER
COM
717081103
71
1654
SH
SOLE
1654
0
0
PFIZER
COM
717081103
206
4800
SH
DFND
06
0
4800
0
PFIZER
COM
717081103
30
700
SH
DFND
07,13
0
700
0
PROCTER & GAMBLE
COM
742718109
1073
7672
SH
SOLE
7672
0
0
PROCTER & GAMBLE
COM
742718109
432
3093
SH
DFND
06
0
3093
0
PROCTER & GAMBLE
COM
742718109
6188
44265
SH
DFND
07
0
44265
0
PROCTER & GAMBLE
COM
742718109
3357
24011
SH
DFND
05
0
24011
0
PROCTER & GAMBLE
COM
742718109
70
500
SH
DFND
12
0
500
0
PROCTER & GAMBLE
COM
742718109
134
955
SH
DFND
07,13
0
955
0
PROCTER & GAMBLE
COM
742718109
168
1200
SH
DFND
13
0
1200
0
RAYTHEON TECHNOLOGIES
COM
75513E101
727
8460
SH
SOLE
8460
0
0
RAYTHEON TECHNOLOGIES
COM
75513E101
246
2861
SH
DFND
06
0
2861
0
RAYTHEON TECHNOLOGIES
COM
75513E101
4486
52191
SH
DFND
07
0
52191
0
RAYTHEON TECHNOLOGIES
COM
75513E101
2323
27027
SH
DFND
05
0
27027
0
RAYTHEON TECHNOLOGIES
COM
75513E101
43
500
SH
DFND
12
0
500
0
RAYTHEON TECHNOLOGIES
COM
75513E101
86
1000
SH
DFND
07,13
0
1000
0
RAYTHEON TECHNOLOGIES
COM
75513E101
155
1800
SH
DFND
13
0
1800
0
ROCHE HLDG LTD ADR
COM
771195104
202
4440
SH
SOLE
4440
0
0
ROCHE HLDG LTD ADR
COM
771195104
1044
22950
SH
DFND
05
0
22950
0
ROCHE HLDG LTD ADR
COM
771195104
23
500
SH
DFND
07
0
500
0
ROCHE HLDG LTD ADR
COM
771195104
2
40
SH
DFND
06
0
40
0
ROCHE HLDG LTD ADR
COM
771195104
73
1600
SH
DFND
13
0
1600
0
ROCKWELL AUTOMATION
COM
773903109
870
2960
SH
SOLE
2960
0
0
ROCKWELL AUTOMATION
COM
773903109
226
767
SH
DFND
06
0
767
0
ROCKWELL AUTOMATION
COM
773903109
6217
21143
SH
DFND
07
0
21143
0
ROCKWELL AUTOMATION
COM
773903109
3115
10594
SH
DFND
05
0
10594
0
ROCKWELL AUTOMATION
COM
773903109
74
250
SH
DFND
12
0
250
0
ROCKWELL AUTOMATION
COM
773903109
154
525
SH
DFND
07,13
0
525
0
ROCKWELL AUTOMATION
COM
773903109
184
625
SH
DFND
13
0
625
0
SPDR TOTAL STOCK MARKET PORTFO
COM
78464A805
1860
35100
SH
DFND
13
0
35100
0
THERMO FISHER SCIENTIFIC
COM
883556102
77
135
SH
DFND
06
0
135
0
THERMO FISHER SCIENTIFIC
COM
883556102
543
950
SH
DFND
13
0
950
0
TJX COS
COM
872540109
387
5860
SH
SOLE
5860
0
0
TJX COS
COM
872540109
105
1585
SH
DFND
06
0
1585
0
TJX COS
COM
872540109
3201
48522
SH
DFND
07
0
48522
0
TJX COS
COM
872540109
1275
19324
SH
DFND
05
0
19324
0
TJX COS
COM
872540109
40
600
SH
DFND
12
0
600
0
TJX COS
COM
872540109
53
800
SH
DFND
07,13
0
800
0
TJX COS
COM
872540109
92
1400
SH
DFND
13
0
1400
0
TRANE TECHNOLOGIES PLC
COM
G8994E103
703
4070
SH
DFND
05
0
4070
0
UNILEVER PLC NEW ADR
COM
904767704
442
8149
SH
SOLE
8149
0
0
UNILEVER PLC NEW ADR
COM
904767704
34
627
SH
DFND
06
0
627
0
UNILEVER PLC NEW ADR
COM
904767704
1132
20873
SH
DFND
05
0
20873
0
UNILEVER PLC NEW ADR
COM
904767704
3551
65490
SH
DFND
07
0
65490
0
UNILEVER PLC NEW ADR
COM
904767704
49
900
SH
DFND
12
0
900
0
UNILEVER PLC NEW ADR
COM
904767704
103
1900
SH
DFND
13
0
1900
0
UNION PACIFIC
COM
907818108
196
1000
SH
SOLE
1000
0
0
UNION PACIFIC
COM
907818108
248
1265
SH
DFND
05
0
1265
0
UNION PACIFIC
COM
907818108
279
1424
SH
DFND
07
0
1424
0
UNITED HEALTH GROUP
COM
91324P102
326
835
SH
SOLE
835
0
0
UNITED HEALTH GROUP
COM
91324P102
1407
3601
SH
DFND
05
0
3601
0
UNITED HEALTH GROUP
COM
91324P102
2861
7323
SH
DFND
07
0
7323
0
UNITED HEALTH GROUP
COM
91324P102
6
15
SH
DFND
06
0
15
0
UNITED HEALTH GROUP
COM
91324P102
49
125
SH
DFND
12
0
125
0
UNITED HEALTH GROUP
COM
91324P102
51
130
SH
DFND
07,13
0
130
0
UNITED HEALTH GROUP
COM
91324P102
70
180
SH
DFND
13
0
180
0
WAL-MART STORES
COM
931142103
77
550
SH
DFND
05
0
550
0
WAL-MART STORES
COM
931142103
139
1000
SH
DFND
13
0
1000
0
WELLTOWER
COM
95040Q104
817
9910
SH
DFND
07
0
9910
0
XILINX
COM
983919101
646
4280
SH
SOLE
4280
0
0
XILINX
COM
983919101
288
1905
SH
DFND
06
0
1905
0
XILINX
COM
983919101
7164
47445
SH
DFND
07
0
47445
0
XILINX
COM
983919101
2170
14374
SH
DFND
05
0
14374
0
XILINX
COM
983919101
60
400
SH
DFND
12
0
400
0
XILINX
COM
983919101
91
600
SH
DFND
07,13
0
600
0
XILINX
COM
983919101
174
1150
SH
DFND
13
0
1150
0
XYLEM INC
COM
98419M100
289
2340
SH
SOLE
2340
0
0
XYLEM INC
COM
98419M100
70
568
SH
DFND
06
0
568
0
XYLEM INC
COM
98419M100
1073
8674
SH
DFND
05
0
8674
0
XYLEM INC
COM
98419M100
6108
49386
SH
DFND
07
0
49386
0
XYLEM INC
COM
98419M100
49
400
SH
DFND
12
0
400
0
XYLEM INC
COM
98419M100
173
1400
SH
DFND
13
0
1400
0
FPA CRESCENT FUND
Equity Mutual Fu
30254T759
6110
154331
SH
DFND
07
0
154331
0
HARDING LOEVNER INSTL EMERGING
Equity Mutual Fu
412295701
5292
209509
SH
DFND
07
0
209509
0
MATTHEWS ASIA DIVIDEND FUND IN
Equity Mutual Fu
577130750
1963
87835
SH
DFND
07
0
87835
0
NEUBERGER BERMAN ALTERN LONG S
Equity Mutual Fu
64128R608
5390
304843
SH
DFND
07
0
304843
0
ROBECO BOSTON PARTNERS LONG SH
Equity Mutual Fu
74925K581
5347
317337
SH
DFND
07
0
317337
0