0000899243-23-018606.txt : 20230830
0000899243-23-018606.hdr.sgml : 20230830
20230830173253
ACCESSION NUMBER: 0000899243-23-018606
CONFORMED SUBMISSION TYPE: 4/A
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20230824
FILED AS OF DATE: 20230830
DATE AS OF CHANGE: 20230830
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Essex Woodlands Fund IX-GP, L.P.
CENTRAL INDEX KEY: 0001652285
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-51122
FILM NUMBER: 231226229
BUSINESS ADDRESS:
STREET 1: 21 WATERWAY AVENUE, SUITE 225
CITY: THE WOODLANDS
STATE: TX
ZIP: 77380
BUSINESS PHONE: 2813648338
MAIL ADDRESS:
STREET 1: 21 WATERWAY AVENUE, SUITE 225
CITY: THE WOODLANDS
STATE: TX
ZIP: 77380
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: EW Healthcare Partners, L.P.
CENTRAL INDEX KEY: 0001612343
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-51122
FILM NUMBER: 231226231
BUSINESS ADDRESS:
STREET 1: 21 WATERWAY AVENUE, SUITE 225
CITY: THE WOODLANDS
STATE: TX
ZIP: 77380
BUSINESS PHONE: 281-364-1555
MAIL ADDRESS:
STREET 1: 21 WATERWAY AVENUE, SUITE 225
CITY: THE WOODLANDS
STATE: TX
ZIP: 77380
FORMER NAME:
FORMER CONFORMED NAME: Essex Woodlands Fund IX, L.P.
DATE OF NAME CHANGE: 20140701
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: EW Healthcare Partners-A, L.P.
CENTRAL INDEX KEY: 0001736240
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-51122
FILM NUMBER: 231226230
BUSINESS ADDRESS:
STREET 1: 21 WATERWAY AVENUE, SUITE 225
CITY: THE WOODLANDS
STATE: TX
ZIP: 77380
BUSINESS PHONE: 2813648338
MAIL ADDRESS:
STREET 1: 21 WATERWAY AVENUE, SUITE 225
CITY: THE WOODLANDS
STATE: TX
ZIP: 77380
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Essex Woodlands IX, LLC
CENTRAL INDEX KEY: 0001652286
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-51122
FILM NUMBER: 231226228
BUSINESS ADDRESS:
STREET 1: 21 WATERWAY AVENUE, SUITE 225
CITY: THE WOODLANDS
STATE: TX
ZIP: 77380
BUSINESS PHONE: 2813648338
MAIL ADDRESS:
STREET 1: 21 WATERWAY AVENUE, SUITE 225
CITY: THE WOODLANDS
STATE: TX
ZIP: 77380
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: EyePoint Pharmaceuticals, Inc.
CENTRAL INDEX KEY: 0001314102
STANDARD INDUSTRIAL CLASSIFICATION: LABORATORY ANALYTICAL INSTRUMENTS [3826]
IRS NUMBER: 262774444
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 480 PLEASANT STREET
STREET 2: SUITE B300
CITY: WATERTOWN
STATE: MA
ZIP: 02472
BUSINESS PHONE: 617-926-5000
MAIL ADDRESS:
STREET 1: 480 PLEASANT STREET
STREET 2: SUITE B300
CITY: WATERTOWN
STATE: MA
ZIP: 02472
FORMER COMPANY:
FORMER CONFORMED NAME: pSivida Corp.
DATE OF NAME CHANGE: 20080619
FORMER COMPANY:
FORMER CONFORMED NAME: pSivida LTD
DATE OF NAME CHANGE: 20050111
4/A
1
doc4a.xml
FORM 4/A SUBMISSION
X0508
4/A
2023-08-24
2023-08-28
0
0001314102
EyePoint Pharmaceuticals, Inc.
EYPT
0001612343
EW Healthcare Partners, L.P.
21 WATERWAY AVENUE, SUITE 225
THE WOODLANDS
TX
77380
0
0
1
1
See footnotes 1 and 6
0001736240
EW Healthcare Partners-A, L.P.
21 WATERWAY AVENUE, SUITE 225
THE WOODLANDS
TX
77380
0
0
1
1
See footnotes 1 and 6
0001652285
Essex Woodlands Fund IX-GP, L.P.
21 WATERWAY AVENUE, SUITE 225
THE WOODLANDS
TX
77380
0
0
1
0
0001652286
Essex Woodlands IX, LLC
21 WATERWAY AVENUE, SUITE 225
THE WOODLANDS
TX
77380
0
0
1
0
0
Common Stock, $0.001 par value
2023-08-24
4
S
0
87100
11.54
D
3935940
I
See Footnotes
Common Stock, $0.001 par value
2023-08-24
4
S
0
52180
10.56
D
3883760
I
See Footnotes
Common Stock, $0.001 par value
2023-08-25
4
S
0
72925
11.09
D
3810835
I
See Footnotes
Common Stock, $0.001 par value
2023-08-25
4
S
0
11731
10.45
D
3799104
I
See Footnotes
The share totals shown above are the aggregate amounts of shares of Common Stock sold by EW Healthcare Partners, L.P. ("EWHP") and EW Healthcare Partners-A, L.P. ("EWHP-A") on the dates set forth above. EWHP sold 133,890 shares and 81,380 shares of the amounts shown above on August 24, 2023 and August 25, 2023, respectively, and EWHP-A sold 5,390 shares and 3,276 shares of the amounts shown above on August 24, 2023 and August 25, 2023, respectively. EWHP now holds a total of 3,652,177 shares of Common Stock of the Issuer and EWHP-A now holds a total of 146,927 shares of Common Stock of the Issuer.
Price is the volume weighted average selling price of all sales by the Reporting Persons on the transaction date within a one dollar range. Actual prices ranged from $11.05 to $12.04. The Reporting Persons hereby undertake to provide upon request of the Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
Price is the volume weighted average selling price of all sales by the Reporting Persons on the transaction date within a one dollar range. Actual prices ranged from $10.11 to $11.04. The Reporting Persons hereby undertake to provide upon request of the Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
Price is the volume weighted average selling price of all sales by the Reporting Persons on the transaction date within a one dollar range. Actual prices ranged from $10.5001 to $11.50. The Reporting Persons hereby undertake to provide upon request of the Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
Price is the volume weighted average selling price of all sales by the Reporting Persons on the transaction date within a one dollar range. Actual prices ranged from $10.36 to $10.50. The Reporting Persons hereby undertake to provide upon request of the Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
Essex Woodlands Fund IX-GP, L.P. (the "EW Fund IX GP"), is the general partner of each of EW Healthcare Partners, L.P. ("EWHP") and EW Healthcare Partners-A, L.P. ("EWHP-A" and together with EWHP, the "EWHP Funds"). Essex Woodlands IX, LLC (the "General Partner") is the general partner of EW Fund IX GP. The General Partner holds sole voting and dispositive power over the shares held by each of the EW Funds (the "Shares''). The managers of the General Partner are Martin P. Sutter, Scott Barry, Ron Eastman, Petri Vainio and Steve Wiggins (collectively, the ''Managers'') and may exercise voting and investment control over the Shares only by majority action of the Managers. Each individual Manager, the EW Funds GP and the General Partner disclaims ownership over the Shares except to the extent of his or its respective pecuniary interest therein.
This Amended Form 4 is being filed to correct an administrative error in reporting the weighted average prices at which shares were sold on August 24, 2023 and August 25, 2023 from that reported in the original Form 4 to the prices shown in this Amended Form 4.
EW Healthcare Partners, L.P.; By Essex Woodlands Fund IX-GP, L.P., its General Partner; By Essex Woodlands IX, LLC, its General Partner; By Ronald Eastman, Manager; By Gregory L. Hill, Attorney-in-Fact, /s/Gregory L. Hill
2023-08-30
EW Healthcare Partners-A, L.P.; By Essex Woodlands Fund IX-GP, L.P., its General Partner; By Essex Woodlands IX, LLC, its General Partner; By Ronald Eastman, Manager; By Gregory L. Hill, Attorney-in-Fact, /s/ Gregory L. Hill
2023-08-30
Essex Woodlands Fund IX-GP, L.P.; By Essex Woodlands IX, LLC, its General Partner; By Ronald Eastman, Manager; By Gregory L. Hill, Attorney-in-Fact, /s/ Gregory L. Hill
2023-08-30
Essex Woodlands IX, LLC; By Ronald Eastman, Manager; By Gregory L. Hill, Attorney-in-Fact, /s/ Gregory L. Hill
2023-08-30