0001563190-23-000210.txt : 20231005
0001563190-23-000210.hdr.sgml : 20231005
20231005173009
ACCESSION NUMBER: 0001563190-23-000210
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20231003
FILED AS OF DATE: 20231005
DATE AS OF CHANGE: 20231005
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Serwin Bradley K
CENTRAL INDEX KEY: 0001314040
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-40291
FILM NUMBER: 231312251
MAIL ADDRESS:
STREET 1: 3355 LAS VEGAS BOULEVARD SOUTH
CITY: LAS VEGAS
STATE: NV
ZIP: 89109
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Compass, Inc.
CENTRAL INDEX KEY: 0001563190
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROGRAMMING SERVICES [7371]
IRS NUMBER: 300751604
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 155 AVENUE OF THE AMERICAS
STREET 2: SIXTH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10013
BUSINESS PHONE: 917-841-5555
MAIL ADDRESS:
STREET 1: 155 AVENUE OF THE AMERICAS
STREET 2: SIXTH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10013
FORMER COMPANY:
FORMER CONFORMED NAME: Urban Compass, Inc.
DATE OF NAME CHANGE: 20121128
4
1
wk-form4_1696541399.xml
FORM 4
X0508
4
2023-10-03
0
0001563190
Compass, Inc.
COMP
0001314040
Serwin Bradley K
C/O COMPASS, INC.
90 FIFTH AVENUE
NYC
NY
10011
0
1
0
0
General Counsel and Secretary
0
Class A Common Stock
2023-10-03
4
M
0
79397
0
A
271636
D
Class A Common Stock
2023-10-03
4
F
0
27458
2.60
D
244178
D
Restricted Stock Unit (RSU)
2023-10-03
4
M
0
33786
0
D
Class A Common Stock
33786
67574
D
Restricted Stock Unit (RSU)
2023-10-03
4
M
0
33786
0
D
Class A Common Stock
33786
67574
D
Restricted Stock Unit (RSU)
2023-10-03
4
M
0
11825
0
D
Class A Common Stock
11825
23651
D
Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement.
Represents shares withheld by Issuer to satisfy tax withholding obligations on the vesting of RSUs.
The RSUs vest as to 25% of the total shares on each of June 15, 2023, September 15, 2023, December 15, 2023 and March 15, 2024, subject to the reporting person's provision of service to the Issuer on each vesting date.
/s/ Bradley K. Serwin
2023-10-05