0001563190-23-000210.txt : 20231005 0001563190-23-000210.hdr.sgml : 20231005 20231005173009 ACCESSION NUMBER: 0001563190-23-000210 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20231003 FILED AS OF DATE: 20231005 DATE AS OF CHANGE: 20231005 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Serwin Bradley K CENTRAL INDEX KEY: 0001314040 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-40291 FILM NUMBER: 231312251 MAIL ADDRESS: STREET 1: 3355 LAS VEGAS BOULEVARD SOUTH CITY: LAS VEGAS STATE: NV ZIP: 89109 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Compass, Inc. CENTRAL INDEX KEY: 0001563190 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROGRAMMING SERVICES [7371] IRS NUMBER: 300751604 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 155 AVENUE OF THE AMERICAS STREET 2: SIXTH FLOOR CITY: NEW YORK STATE: NY ZIP: 10013 BUSINESS PHONE: 917-841-5555 MAIL ADDRESS: STREET 1: 155 AVENUE OF THE AMERICAS STREET 2: SIXTH FLOOR CITY: NEW YORK STATE: NY ZIP: 10013 FORMER COMPANY: FORMER CONFORMED NAME: Urban Compass, Inc. DATE OF NAME CHANGE: 20121128 4 1 wk-form4_1696541399.xml FORM 4 X0508 4 2023-10-03 0 0001563190 Compass, Inc. COMP 0001314040 Serwin Bradley K C/O COMPASS, INC. 90 FIFTH AVENUE NYC NY 10011 0 1 0 0 General Counsel and Secretary 0 Class A Common Stock 2023-10-03 4 M 0 79397 0 A 271636 D Class A Common Stock 2023-10-03 4 F 0 27458 2.60 D 244178 D Restricted Stock Unit (RSU) 2023-10-03 4 M 0 33786 0 D Class A Common Stock 33786 67574 D Restricted Stock Unit (RSU) 2023-10-03 4 M 0 33786 0 D Class A Common Stock 33786 67574 D Restricted Stock Unit (RSU) 2023-10-03 4 M 0 11825 0 D Class A Common Stock 11825 23651 D Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement. Represents shares withheld by Issuer to satisfy tax withholding obligations on the vesting of RSUs. The RSUs vest as to 25% of the total shares on each of June 15, 2023, September 15, 2023, December 15, 2023 and March 15, 2024, subject to the reporting person's provision of service to the Issuer on each vesting date. /s/ Bradley K. Serwin 2023-10-05