0001320461-21-000033.txt : 20210218 0001320461-21-000033.hdr.sgml : 20210218 20210218154209 ACCESSION NUMBER: 0001320461-21-000033 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210216 FILED AS OF DATE: 20210218 DATE AS OF CHANGE: 20210218 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: PUMPHREY WILLIAM CENTRAL INDEX KEY: 0001314037 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36127 FILM NUMBER: 21649364 MAIL ADDRESS: STREET 1: 27175 HAGGERTY ROAD CITY: NOVI STATE: MI ZIP: 48377 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Cooper-Standard Holdings Inc. CENTRAL INDEX KEY: 0001320461 STANDARD INDUSTRIAL CLASSIFICATION: MOTOR VEHICLE PARTS & ACCESSORIES [3714] IRS NUMBER: 201945088 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 40300 TRADITIONS DRIVE CITY: NORTHVILLE STATE: MI ZIP: 48168 BUSINESS PHONE: 248-596-5900 MAIL ADDRESS: STREET 1: 40300 TRADITIONS DRIVE CITY: NORTHVILLE STATE: MI ZIP: 48168 FORMER COMPANY: FORMER CONFORMED NAME: CSA Acquisition Corp. DATE OF NAME CHANGE: 20050311 4 1 wf-form4_161368090601773.xml FORM 4 X0306 4 2021-02-16 0 0001320461 Cooper-Standard Holdings Inc. CPS 0001314037 PUMPHREY WILLIAM 40300 TRADITIONS DRIVE NORTHVILLE MI 48168 0 1 0 0 See remarks Common stock 2021-02-18 5 G 0 E 843 0 D 0 D Common stock 2021-02-18 5 G 0 E 843 0 A 29308 I By Trust Employee stock options (right to buy) 37.28 2021-02-16 4 A 0 12267 0 A 2031-02-16 Common stock 12267.0 12267 D Restricted Stock Units 2021-02-16 4 A 0 3756 0 A Common stock 3756.0 3756 D Revocable family trust for which Reporting Person is the co-trustee with spouse. These are time-restricted employee stock options with the right to buy, granted to the reporting person on February 16, 2021, under the Cooper-Standard Holdings Inc. 2017 Omnibus Incentive Plan. Subject to the reporting person's continued employment with the company or its affiliate, one third of the options shall vest on each of the first three anniversaries of the grant date. These are time-based restricted stock units (RSUs) granted to the reporting person on February 16, 2021, under Cooper-Standard Holdings Inc. 2017 Omnibus Incentive Plan. The company, in its sole discretion, settles such RSUs by electing either to (i) make an appropriate book entry in the reporting person's name for a number of shares equal to the number of RSUs that have vested or (ii) deliver an amount of cash equal to the fair market value, determined as of the vesting date, of a number of shares equal to the number of RSUs that have vested. Subject to the reporting person's continued employment with the company or its affiliate, these RSUs shall vest and no longer be subject to forfeiture on the third-anniversary date of the grant. Executive Vice President and President, Global Automotive /s/ Denise Balog, on behalf of David William Pumphrey, Jr., under power of attorney 2021-02-18