0001299933-13-000554.txt : 20130323 0001299933-13-000554.hdr.sgml : 20130323 20130322170041 ACCESSION NUMBER: 0001299933-13-000554 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20130322 ITEM INFORMATION: Regulation FD Disclosure ITEM INFORMATION: Financial Statements and Exhibits FILED AS OF DATE: 20130322 DATE AS OF CHANGE: 20130322 FILER: COMPANY DATA: COMPANY CONFORMED NAME: CIFC Corp. CENTRAL INDEX KEY: 0001313918 STANDARD INDUSTRIAL CLASSIFICATION: FINANCE SERVICES [6199] IRS NUMBER: 202008622 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 001-32551 FILM NUMBER: 13711927 BUSINESS ADDRESS: STREET 1: 250 PARK AVENUE STREET 2: 4TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10177 BUSINESS PHONE: 212-624-1200 MAIL ADDRESS: STREET 1: 250 PARK AVENUE STREET 2: 4TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10177 FORMER COMPANY: FORMER CONFORMED NAME: CIFC Deerfield Corp. DATE OF NAME CHANGE: 20110421 FORMER COMPANY: FORMER CONFORMED NAME: Deerfield Capital Corp. DATE OF NAME CHANGE: 20071226 FORMER COMPANY: FORMER CONFORMED NAME: Deerfield Triarc Capital Corp DATE OF NAME CHANGE: 20050110 8-K 1 htm_47349.htm LIVE FILING CIFC CORP. (Form: 8-K)  

 

UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549

FORM 8-K

CURRENT REPORT

Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934

     
Date of Report (Date of Earliest Event Reported):   March 22, 2013

CIFC CORP.
__________________________________________
(Exact name of registrant as specified in its charter)

     
Delaware 1-32551 20-2008622
_____________________
(State or other jurisdiction 		_____________
(Commission 		______________
(I.R.S. Employer
of incorporation) File Number) Identification No.)
      
250 Park Avenue, 4th Floor, New York, New York   10177
_________________________________
(Address of principal executive offices) 		  ___________
(Zip Code)
     
Registrant’s telephone number, including area code:   (212) 624-1200

Not Applicable
______________________________________________
Former name or former address, if changed since last report

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

[  ]  Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
[  ]  Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
[  ]  Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
[  ]  Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

Item 7.01. Regulation FD Disclosure

On March 25, 2013, the Registrant issued the press release attached hereto as Exhibit 99.1 announcing the Registrant’s voluntary stock ticker symbol request change. In accordance with General Instruction B.2 of Form 8-K, the information set forth herein and in the press release is deemed to be “furnished” and shall not be deemed to be “filed” for purposes of the Securities Exchange Act of 1934, as amended. The information set forth in Item 7.01 of this Current Report on Form 8-K shall not be deemed an admission as to the materiality of any information in this Current Report on Form 8-K that is required to be disclosed solely to satisfy the requirements of Regulation FD.

Item 9.01. Financial Statements and Exhibits

         
EXHIBIT   DESCRIPTION
  99.1    
Press Release of the Registrant dated March 25, 2013

SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

         
    CIFC CORP.
          
March 22, 2013   By:   /s/ Robert C. Milton III
       
        Name: Robert C. Milton III
        Title: Secreatry and General Counsel

Exhibit Index


     
Exhibit No.   Description
 
99.1
  Press Release of the Registrant dated March 25, 2013
EX-99.1 2 exhibit1.htm EX-99.1 EX-99.1

Exhibit 99.1

CIFC CORP. ANNOUNCES STOCK TICKER SYMBOL CHANGE TO “CIFC”

NEW YORK, March 25, 2013 — CIFC Corp. (“CIFC” or the “Company”) today announced a change of the Company’s stock ticker symbol. Effective today, the Company’s common shares will commence trading on the Nasdaq Stock Market under the trading symbol “CIFC” (NASDAQ: CIFC). The previous trading symbol was “DFR” (NASDAQ: DFR).

About CIFC

Founded in 2005, CIFC Asset Management (the “Firm” or “CIFC”) is a fundamentals based, relative value credit manager with $10.9bn under management from corporate loan based products as of September 30, 2012. Our senior management team averages 30 years of credit experience in having managed credit businesses in every cycle since the 1980’s.

Headquartered in New York, CIFC is a SEC registered investment adviser and a publicly traded company (NASDAQ:CIFC). We currently serve over 200 institutional investors globally in providing access to the credit space. CIFC’s primary shareholders include Charlesbank Capital Partners, Columbus Nova, GE Capital, CIFC management as well as public shareholders. For more information, please visit CIFC’s website at www.cifc.com.

Certain statements in this press release are forward-looking statements, as permitted by the Private Securities Litigation Reform Act of 1995. These include statements regarding future results or expectations. Forward-looking statements can be identified by forward-looking language, including words such as “believes,” “anticipates,” “expects,” “estimates,” “intends,” “may,” “plans,” “projects,” “will” and similar expressions, or the negative of these words. Such forward-looking statements are based on facts and conditions as they exist at the time such statements are made, various operating assumptions and predictions as to future facts and conditions, which may be difficult to accurately make and involve the assessment of events beyond CIFC’s control. Caution must be exercised in relying on forward-looking statements. The forward-looking statements contained in this press release are made as of the date hereof, and CIFC undertakes no obligation to update any forward-looking statement to reflect subsequent events, new information or circumstances arising after the date hereof.