0001299933-11-003227.txt : 20111104 0001299933-11-003227.hdr.sgml : 20111104 20111103174035 ACCESSION NUMBER: 0001299933-11-003227 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20111101 ITEM INFORMATION: Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements of Certain Officers FILED AS OF DATE: 20111104 DATE AS OF CHANGE: 20111103 FILER: COMPANY DATA: COMPANY CONFORMED NAME: CIFC Corp. CENTRAL INDEX KEY: 0001313918 STANDARD INDUSTRIAL CLASSIFICATION: FINANCE SERVICES [6199] IRS NUMBER: 202008622 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 001-32551 FILM NUMBER: 111178736 BUSINESS ADDRESS: STREET 1: 250 PARK AVENUE STREET 2: 5TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10177 BUSINESS PHONE: 212-624-1200 MAIL ADDRESS: STREET 1: 250 PARK AVENUE STREET 2: 5TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10177 FORMER COMPANY: FORMER CONFORMED NAME: CIFC Deerfield Corp. DATE OF NAME CHANGE: 20110421 FORMER COMPANY: FORMER CONFORMED NAME: Deerfield Capital Corp. DATE OF NAME CHANGE: 20071226 FORMER COMPANY: FORMER CONFORMED NAME: Deerfield Triarc Capital Corp DATE OF NAME CHANGE: 20050110 8-K 1 htm_43401.htm LIVE FILING CIFC CORP. (Form: 8-K)  

 

UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549

FORM 8-K

CURRENT REPORT

Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934

     
Date of Report (Date of Earliest Event Reported):   November 1, 2011

CIFC CORP.
__________________________________________
(Exact name of registrant as specified in its charter)

     
Delaware 1-32551 20-2008622
_____________________
(State or other jurisdiction 		_____________
(Commission 		______________
(I.R.S. Employer
of incorporation) File Number) Identification No.)
      
250 Park Avenue, 5th Floor, New York, New York   10177
_________________________________
(Address of principal executive offices) 		  ___________
(Zip Code)
     
Registrant’s telephone number, including area code:   (212) 624-1200

Not Applicable
______________________________________________
Former name or former address, if changed since last report

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

[  ]  Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
[  ]  Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
[  ]  Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
[  ]  Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

Item 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers.

(b) and (c)

On November 1, 2011, CIFC Corp. (the "Company") appointed Robert C. Milton III as General Counsel and Secretary of the Company, effective immediately. Mr. Milton has previously served as General Counsel of CIFC Asset Management LLC and its predecessor entity since 2008. Mr. Milton replaces Robert A. Contreras, who has resigned as General Counsel and Secretary of the Company, effective November 1, 2011, although we expect that he will continue with the Company in a transition and advisory role through at least December 31, 2011.

Mr. Contreras is entitled to receive through December 31, 2011 all previously described salary and bonus amounts provided under his retention agreement with the Company, dated April 14, 2011. The Company previously filed Mr. Contreras’ retention agreement as Exhibit 10.1 to its Current Report on Form 8-K filed with the Securities and Exchange Commission on April 19, 2011.





SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

         
    CIFC CORP.
          
November 3, 2011   By:   /s/ Carl A. Colletti
       
        Name: Carl A. Colletti
        Title: Chief Financial Officer