0001179110-15-009532.txt : 20150610 0001179110-15-009532.hdr.sgml : 20150610 20150610190823 ACCESSION NUMBER: 0001179110-15-009532 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20150608 FILED AS OF DATE: 20150610 DATE AS OF CHANGE: 20150610 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Rally Software Development Corp CENTRAL INDEX KEY: 0001313911 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 841597294 STATE OF INCORPORATION: DE FISCAL YEAR END: 0131 BUSINESS ADDRESS: STREET 1: 3333 WALNUT STREET CITY: BOULDER STATE: CO ZIP: 80301 BUSINESS PHONE: 303-565-2800 MAIL ADDRESS: STREET 1: 3333 WALNUT STREET CITY: BOULDER STATE: CO ZIP: 80301 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Miller Timothy A. CENTRAL INDEX KEY: 0001573857 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35868 FILM NUMBER: 15924516 MAIL ADDRESS: STREET 1: 3333 WALNUT STREET CITY: BOULDER STATE: CO ZIP: 80301 4 1 edgar.xml FORM 4 - X0306 4 2015-06-08 0 0001313911 Rally Software Development Corp RALY 0001573857 Miller Timothy A. 3333 WALNUT STREET BOULDER CO 80301 1 1 0 0 President and CEO Common Stock 2015-06-08 4 X 0 6626 3.78 A 612309 D Common Stock 2015-06-08 4 S 0 1289 19.436 D 611020 D Common Stock 2015-06-03 5 G 0 E 10000 0 D 30410 I By Spouse Warrant to Purchase Common Stock (right to buy) 3.78 2015-06-08 4 X 0 6626 0 D 2018-05-20 Common Stock 6626 0 D Includes 79,000 previously reported shares issued as Restricted Stock Units ("RSUs") under the Issuer's 2013 Equity Incentive Plan (the "Plan") that were received as an award, for no consideration, which vest in a series of four successive annual installments beginning on April 25, 2016 such that the RSUs are fully vested on April 25, 2019, provided in each case that the Reporting Person's continuous service to the Issuer has not been terminated as defined in or as determined under the Plan. Includes 24,750 previously reported shares issued as RSUs under the Plan that were received as an award, for no consideration, which vest in a series of three successive annual installments beginning on June 28, 2015 such that the RSUs are fully vested on June 28, 2017, provided in each case that the Reporting Person's continuous service to the Issuer has not been terminated as defined in or as determined under the Plan. On June 8, 2015, the Reporting Person exercised a warrant to purchase 6,626 shares of the Issuer's common stock for $3.78 per share. The Reporting Person paid the exercise price on a cashless basis, resulting in the Issuer's withholding of 1,289 shares to pay the exercise price and issuing to the Reporting Person the remaining 5,337 shares. The Issuer also paid $6.72 in cash to the Reporting Person in lieu of a fractional share. Immediately exercisable. /s/ David A. Huberman, Attorney-in-Fact 2015-06-10