0001209191-23-050380.txt : 20230922 0001209191-23-050380.hdr.sgml : 20230922 20230922163438 ACCESSION NUMBER: 0001209191-23-050380 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230920 FILED AS OF DATE: 20230922 DATE AS OF CHANGE: 20230922 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: RICHMAN ERIC I CENTRAL INDEX KEY: 0001313876 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-40237 FILM NUMBER: 231272150 MAIL ADDRESS: STREET 1: C/O REV CAPITAL II, LLC STREET 2: 9740 SORREL AVE CITY: POTOMAC STATE: MD ZIP: 20854 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Gain Therapeutics, Inc. CENTRAL INDEX KEY: 0001819411 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 851726310 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 4800 HAMPDEN LANE STREET 2: SUITE 200 CITY: BETHESDA STATE: MD ZIP: 20814 BUSINESS PHONE: (301) 500-1556 MAIL ADDRESS: STREET 1: 4800 HAMPDEN LANE STREET 2: SUITE 200 CITY: BETHESDA STATE: MD ZIP: 20814 4 1 doc4.xml FORM 4 SUBMISSION X0508 4 2023-09-20 0 0001819411 Gain Therapeutics, Inc. GANX 0001313876 RICHMAN ERIC I C/O GAIN THERAPEUTICS, INC. 4800 MONTGOMERY LANE, SUITE 220 BETHESDA MD 20814 1 0 0 0 0 Common Stock 2023-09-20 4 M 0 54900 A 272629 D Common Stock 14829 I By Trust Restricted Stock Units 2023-09-20 4 M 0 54900 0.00 D Common Stock 54900 0 D Each restricted stock unit ("RSU") represents a contingent right to receive one share of Issuer common stock. Shares are held by the Eric I. Richman Living Trust (the "Trust"), of which the Reporting Person is a trustee. The Reporting Person disclaims beneficial ownership of the shares held by the Trust except to the extent of his proportionate pecuniary iinterest therein. The RSUs vested fully on September 20, 2023. /s/ Jason Minio, Attorney-in-Fact 2023-09-22