0001209191-23-050380.txt : 20230922
0001209191-23-050380.hdr.sgml : 20230922
20230922163438
ACCESSION NUMBER: 0001209191-23-050380
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20230920
FILED AS OF DATE: 20230922
DATE AS OF CHANGE: 20230922
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: RICHMAN ERIC I
CENTRAL INDEX KEY: 0001313876
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-40237
FILM NUMBER: 231272150
MAIL ADDRESS:
STREET 1: C/O REV CAPITAL II, LLC
STREET 2: 9740 SORREL AVE
CITY: POTOMAC
STATE: MD
ZIP: 20854
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Gain Therapeutics, Inc.
CENTRAL INDEX KEY: 0001819411
STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834]
IRS NUMBER: 851726310
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 4800 HAMPDEN LANE
STREET 2: SUITE 200
CITY: BETHESDA
STATE: MD
ZIP: 20814
BUSINESS PHONE: (301) 500-1556
MAIL ADDRESS:
STREET 1: 4800 HAMPDEN LANE
STREET 2: SUITE 200
CITY: BETHESDA
STATE: MD
ZIP: 20814
4
1
doc4.xml
FORM 4 SUBMISSION
X0508
4
2023-09-20
0
0001819411
Gain Therapeutics, Inc.
GANX
0001313876
RICHMAN ERIC I
C/O GAIN THERAPEUTICS, INC.
4800 MONTGOMERY LANE, SUITE 220
BETHESDA
MD
20814
1
0
0
0
0
Common Stock
2023-09-20
4
M
0
54900
A
272629
D
Common Stock
14829
I
By Trust
Restricted Stock Units
2023-09-20
4
M
0
54900
0.00
D
Common Stock
54900
0
D
Each restricted stock unit ("RSU") represents a contingent right to receive one share of Issuer common stock.
Shares are held by the Eric I. Richman Living Trust (the "Trust"), of which the Reporting Person is a trustee. The Reporting Person disclaims beneficial ownership of the shares held by the Trust except to the extent of his proportionate pecuniary iinterest therein.
The RSUs vested fully on September 20, 2023.
/s/ Jason Minio, Attorney-in-Fact
2023-09-22