0001144204-16-126317.txt : 20160930 0001144204-16-126317.hdr.sgml : 20160930 20160930163341 ACCESSION NUMBER: 0001144204-16-126317 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160928 FILED AS OF DATE: 20160930 DATE AS OF CHANGE: 20160930 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PHARMATHENE, INC CENTRAL INDEX KEY: 0001326190 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 202726770 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ONE PARK PLACE, SUITE 450 CITY: ANNAPOLIS STATE: MD ZIP: 21401 BUSINESS PHONE: 410 269 2600 MAIL ADDRESS: STREET 1: ONE PARK PLACE, SUITE 450 CITY: ANNAPOLIS STATE: MD ZIP: 21401 FORMER COMPANY: FORMER CONFORMED NAME: HEALTHCARE ACQUISITION CORP DATE OF NAME CHANGE: 20050505 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: RICHMAN ERIC I CENTRAL INDEX KEY: 0001313876 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-32587 FILM NUMBER: 161913216 MAIL ADDRESS: STREET 1: LEV PHARMACEUTICALS INC STREET 2: 122 EAST 42ND STREET STE 206 CITY: NEW YORK STATE: NY ZIP: 10022 4 1 v449797_4.xml OWNERSHIP DOCUMENT X0306 4 2016-09-28 0 0001326190 PHARMATHENE, INC PIP 0001313876 RICHMAN ERIC I C/O PHARMATHENE, INC. ONE PARK PLACE, SUITE 450 ANNAPOLIS MD 21401 1 0 0 0 Common Stock, $0.0001 par value per share 2016-09-28 4 M 0 100000 1.51 A 276822 D Common Stock, $0.0001 par value per share 2016-09-28 4 M 0 100000 1.48 A 376822 D Common Stock, $0.0001 par value per share 2016-09-28 4 M 0 37500 1.19 A 414322 D Common Stock, $0.0001 par value per share 10000 I See Footnote Employee Stock Option (right to buy) 1.51 2016-09-28 4 M 0 100000 0 D 2011-03-25 2020-03-25 Common Stock 100000 0 D Employee Stock Option (right to buy) 1.48 2016-09-28 4 M 0 100000 0 D 2011-05-02 2020-05-18 Common Stock 100000 0 D Employee Stock Option (right to buy) 1.19 2016-09-28 4 M 0 37500 0 D 2013-12-12 2022-12-12 Common Stock 37500 37500 D Held indirectly as previously reported on Form 4 dated November 10, 2011. /s/ Eric Richman 2016-09-30