0000950123-23-000370.txt : 20230126
0000950123-23-000370.hdr.sgml : 20230126
20230126060526
ACCESSION NUMBER: 0000950123-23-000370
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20221231
FILED AS OF DATE: 20230126
DATE AS OF CHANGE: 20230126
EFFECTIVENESS DATE: 20230126
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Yorktown Management & Research Co Inc
CENTRAL INDEX KEY: 0001313559
IRS NUMBER: 000000000
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-12529
FILM NUMBER: 23553832
BUSINESS ADDRESS:
STREET 1: 106 ANNJO COURT SUITE A
CITY: FOREST
STATE: VA
ZIP: 24551
BUSINESS PHONE: 800-544-6060
MAIL ADDRESS:
STREET 1: 106 ANNJO COURT SUITE A
CITY: FOREST
STATE: VA
ZIP: 24551
13F-HR
1
primary_doc.xml
X0202
13F-HR
LIVE
false
true
false
0001313559
XXXXXXXX
12-31-2022
12-31-2022
Yorktown Management & Research Co Inc
106 Annjo Court Suite A
Forest
VA
24551
13F HOLDINGS REPORT
028-12529
000105083
028-12529
N
David D. Basten
President
(434) 846-1361
David D. Basten
Forest
VA
01-26-2023
0
181
81788351
false
INFORMATION TABLE
2
form13fInfoTable.xml
INFORMATION TABLE FOR FORM 13F
Advanced Drainage Systems, Inc.
COM
00790R104
254107
3100
SH
SOLE
3100
0
0
Alaska Air Group, Inc.
COM
011659109
498104
11600
SH
SOLE
11600
0
0
Align Technology, Inc.
COM
016255101
363803
1725
SH
SOLE
1725
0
0
AllianceBernstein Holding LP
UNIT LTD PARTN
01881G106
336826
9800
SH
SOLE
9800
0
0
Alpha Metallurgical Resources, Inc.
COM
020764106
585560
4000
SH
SOLE
4000
0
0
U-Haul Holdings Co.
COM SER N
023586506
267203
4860
SH
SOLE
4860
0
0
American Equity Investment Life Holding Co.
COM
025676206
725358
15900
SH
SOLE
15900
0
0
Amkor Technology, Inc.
COM
031652100
834504
34800
SH
SOLE
34800
0
0
Arista Networks, Inc.
COM
040413106
297308
2450
SH
SOLE
2450
0
0
Atkore International Group, Inc.
COM
047649108
430996
3800
SH
SOLE
3800
0
0
BJ's Wholesale Club Holdings, Inc.
COM
05550J101
853464
12900
SH
SOLE
12900
0
0
Bank OZK
COM
06417N103
348522
8700
SH
SOLE
8700
0
0
Berry Plastics Group, Inc.
COM
08579W103
480419
7950
SH
SOLE
7950
0
0
Bio-Techne Corp.
COM
09073M104
397824
4800
SH
SOLE
4800
0
0
BioNTech SE
SPONSORED ADS
09075V102
262885
1750
SH
SOLE
1750
0
0
Boyd Gaming Corp.
COM
103304101
289009
5300
SH
SOLE
5300
0
0
Buckle, Inc.
COM
118440106
371870
8200
SH
SOLE
8200
0
0
CBRE Group, Inc.
CL A
12504L109
515632
6700
SH
SOLE
6700
0
0
CDW Corp.
COM
12514G108
392876
2200
SH
SOLE
2200
0
0
CH Robinson Worldwide, Inc.
COM NEW
12541W209
315882
3450
SH
SOLE
3450
0
0
Calix, Inc.
COM
13100M509
352415
5150
SH
SOLE
5150
0
0
The Carlyle Group, Inc.
COM
14316J108
316304
10600
SH
SOLE
10600
0
0
Catalyst Pharmaceuticals, Inc.
COM
14888U101
930000
50000
SH
SOLE
50000
0
0
Charles River Laboratories International, Inc.
COM
159864107
392220
1800
SH
SOLE
1800
0
0
Chico's FAS, Inc.
COM
168615102
531852
108100
SH
SOLE
108100
0
0
Cirrus Logic, Inc.
COM
172755100
350056
4700
SH
SOLE
4700
0
0
Cleveland-Cliffs, Inc.
COM
185899101
1024596
63600
SH
SOLE
63600
0
0
Commercial Metals Co.
COM
201723103
420210
8700
SH
SOLE
8700
0
0
Concentrix Corp.
COM
20602D101
359532
2700
SH
SOLE
2700
0
0
Copart, Inc.
COM
217204106
286183
4700
SH
SOLE
4700
0
0
QuidelOrtho Corp.
COM
219798105
428350
5000
SH
SOLE
5000
0
0
CoStar Group, Inc.
COM
22160N109
312984
4050
SH
SOLE
4050
0
0
D.R. Horton, Inc.
COM
23331A109
320904
3600
SH
SOLE
3600
0
0
Descartes Systems Group, Inc./The
COM
249906108
571130
8200
SH
SOLE
8200
0
0
Dick's Sporting Goods, Inc.
COM
253393102
745798
6200
SH
SOLE
6200
0
0
DocGo, Inc.
COM
256086109
354207
50100
SH
SOLE
50100
0
0
Dollar General Corp.
COM
256677105
289344
1175
SH
SOLE
1175
0
0
DraftKings, Inc.
COM CL A
26142V105
131668
11560
SH
SOLE
11560
0
0
Driven Brands Holdings, Inc.
COM
26210V102
436960
16000
SH
SOLE
16000
0
0
Etsy, Inc.
COM
29786A106
576860
4816
SH
SOLE
4816
0
0
Evercore Partners, Inc.
CLASS A
29977A105
259065
2375
SH
SOLE
2375
0
0
Exact Sciences Corp.
COM
30063P105
314884
6360
SH
SOLE
6360
0
0
ExlService Holdings, Inc.
COM
302081104
931865
5500
SH
SOLE
5500
0
0
Expeditors International of Washington, Inc.
COM
302130109
270192
2600
SH
SOLE
2600
0
0
FTI Consulting, Inc.
COM
302941109
524040
3300
SH
SOLE
3300
0
0
First BanCorp. (Puerto Rico)
COM NEW
318672706
768288
60400
SH
SOLE
60400
0
0
FirstService Corp.
COM
33767E202
281865
2300
SH
SOLE
2300
0
0
Five Below, Inc.
COM
33829M101
424488
2400
SH
SOLE
2400
0
0
Fortinet, Inc.
COM
34959E109
562235
11500
SH
SOLE
11500
0
0
Future Brands Innovations Inc.
COM
34964C106
259851
4550
SH
SOLE
4550
0
0
Franco-Nevada Corp.
COM
351858105
327552
2400
SH
SOLE
2400
0
0
Franklin Electric Co., Inc.
COM
353514102
478500
6000
SH
SOLE
6000
0
0
Franklin Resources, Inc.
COM
354613101
253248
9600
SH
SOLE
9600
0
0
Generac Holdings, Inc.
COM
368736104
483168
4800
SH
SOLE
4800
0
0
Genmab A/S
SPONSORED ADS
372303206
703508
16600
SH
SOLE
16600
0
0
Globus Medical, Inc.
CL A
379577208
475328
6400
SH
SOLE
6400
0
0
Gray Television, Inc.
COM
389375106
289262
25850
SH
SOLE
25850
0
0
Hologic Inc
COM
436440101
344126
4600
SH
SOLE
4600
0
0
Houlihan Lokey, Inc.
CL A
441593100
335566
3850
SH
SOLE
3850
0
0
JB Hunt Transport Services, Inc.
COM
445658107
261540
1500
SH
SOLE
1500
0
0
Huntsman Corp.
COM
447011107
629292
22900
SH
SOLE
22900
0
0
Incyte Corp.
COM
45337C102
248992
3100
SH
SOLE
3100
0
0
Ingersoll Rand, Inc.
COM
45687V106
506825
9700
SH
SOLE
9700
0
0
Insulet Corp.
COM
45784P101
632939
2150
SH
SOLE
2150
0
0
Intellia Therapeutics, Inc.
COM
45826J105
443103
12700
SH
SOLE
12700
0
0
Intercontinental Exchange, Inc.
COM
45866F104
215439
2100
SH
SOLE
2100
0
0
Intuitive Surgical, Inc.
COM NEW
46120E602
238815
900
SH
SOLE
900
0
0
Jabil, Inc.
COM
466313103
613800
9000
SH
SOLE
9000
0
0
JD.com, Inc.
SPON ADR CL A
47215P106
286263
5100
SH
SOLE
5100
0
0
Jefferies Financial Group, Inc.
COM
47233W109
253672
7400
SH
SOLE
7400
0
0
KLA-Tencor Corp.
COM NEW
482480100
565545
1500
SH
SOLE
1500
0
0
KKR & Co. LP
COM
48251W104
450274
9700
SH
SOLE
9700
0
0
Keurig Dr Pepper, Inc.
COM
49271V100
338770
9500
SH
SOLE
9500
0
0
Knight-Swift Transportation Holdings, Inc.
CL A
499049104
398316
7600
SH
SOLE
7600
0
0
Kratos Defense & Security Solutions, Inc.
COM NEW
50077B207
134820
13064
SH
SOLE
13064
0
0
Kulicke & Soffa Industries, Inc.
COM
501242101
323098
7300
SH
SOLE
7300
0
0
LHC Group, Inc.
COM
50187A107
339549
2100
SH
SOLE
2100
0
0
LCI Industries
COM
50189K103
443760
4800
SH
SOLE
4800
0
0
LPL Financial Holdings, Inc.
COM
50212V100
2313019
10700
SH
SOLE
10700
0
0
Landstar System, Inc.
COM
515098101
366525
2250
SH
SOLE
2250
0
0
Lattice Semiconductor Corp.
COM
518415104
856416
13200
SH
SOLE
13200
0
0
Lithia Motors, Inc.
COM
536797103
429954
2100
SH
SOLE
2100
0
0
Louisiana-Pacific Corp.
COM
546347105
298960
5050
SH
SOLE
5050
0
0
MarketAxess Holdings, Inc.
COM
57060D108
306779
1100
SH
SOLE
1100
0
0
Masimo Corp.
COM
574795100
288503
1950
SH
SOLE
1950
0
0
Matador Resources Co.
COM
576485205
314820
5500
SH
SOLE
5500
0
0
Matson, Inc.
COM
57686G105
693861
11100
SH
SOLE
11100
0
0
Mattel, Inc.
COM
577081102
322904
18100
SH
SOLE
18100
0
0
Medpace Holdings, Inc.
COM
58506Q109
382338
1800
SH
SOLE
1800
0
0
Monolithic Power Systems, Inc.
COM
609839105
459693
1300
SH
SOLE
1300
0
0
Morningstar, Inc.
COM
617700109
1017973
4700
SH
SOLE
4700
0
0
Mueller Industries, Inc.
COM
624756102
1113094
18866
SH
SOLE
18866
0
0
NV5 Global, Inc.
COM
62945V109
1376128
10400
SH
SOLE
10400
0
0
Nano Dimension Ltd.
SPONSORD ADS NEW
63008G203
132940
57800
SH
SOLE
57800
0
0
Nexstar Media Group, Inc.
COMMON STOCK
65336K103
280048
1600
SH
SOLE
1600
0
0
Northern Oil and Gas, Inc.
COM
665531307
335938
10900
SH
SOLE
10900
0
0
Novanta, Inc.
COM
67000B104
1127721
8300
SH
SOLE
8300
0
0
Nutrien Ltd.
COM
67077M108
460089
6300
SH
SOLE
6300
0
0
OGE Energy Corp.
COM
670837103
268940
6800
SH
SOLE
6800
0
0
Old Dominion Freight Line, Inc.
COM
679580100
368914
1300
SH
SOLE
1300
0
0
PTC, Inc.
COM
69370C100
336112
2800
SH
SOLE
2800
0
0
Paylocity Holdings Corp.
COM
70438V106
495363
2550
SH
SOLE
2550
0
0
PennantPark Investment Corp.
COM
708062104
441025
76700
SH
SOLE
76700
0
0
Penumbra, Inc.
COM
70975L107
411551
1850
SH
SOLE
1850
0
0
Performance Food Group Co.
COM
71377A103
251077
4300
SH
SOLE
4300
0
0
PerkinElmer, Inc.
COM
714046109
273429
1950
SH
SOLE
1950
0
0
Pool Corp.
COM
73278L105
426285
1410
SH
SOLE
1410
0
0
Power Integrations, Inc.
COM
739276103
251020
3500
SH
SOLE
3500
0
0
PulteGroup, Inc.
COM
745867101
414323
9100
SH
SOLE
9100
0
0
Qorvo, Inc.
COM
74736K101
271920
3000
SH
SOLE
3000
0
0
Qualys, Inc.
COM
74758T303
527481
4700
SH
SOLE
4700
0
0
RH
COM
74967X103
347347
1300
SH
SOLE
1300
0
0
Rambus, Inc.
COM
750917106
1128330
31500
SH
SOLE
31500
0
0
Range Resources Corp.
COM
75281A109
495396
19800
SH
SOLE
19800
0
0
Raymond James Financial, Inc.
COM
754730109
689183
6450
SH
SOLE
6450
0
0
Repligen Corp.
COM
759916109
1312153
7750
SH
SOLE
7750
0
0
Robinhood Markets, Inc.
COM CL A
770700102
145706
17900
SH
SOLE
17900
0
0
Rollins, Inc.
COM
775711104
266742
7300
SH
SOLE
7300
0
0
SPS Commerce, Inc.
COM
78463M107
809109
6300
SH
SOLE
6300
0
0
SS&C Technologies Holdings, Inc.
COM
78467J100
265506
5100
SH
SOLE
5100
0
0
Sabine Royalty Trust
UNIT BEN INT
785688102
260623
3050
SH
SOLE
3050
0
0
Saia, Inc.
COM
78709Y105
629040
3000
SH
SOLE
3000
0
0
SandRidge Energy, Inc.
COM NEW
80007P869
321867
18900
SH
SOLE
18900
0
0
Science Applications International Corp.
COM
808625107
360523
3250
SH
SOLE
3250
0
0
Signify Health, Inc.
CL A COM
82671G100
326724
11400
SH
SOLE
11400
0
0
SiteOne Landscape Supply, Inc.
COM
82982L103
263970
2250
SH
SOLE
2250
0
0
Southern Copper Corp.
COM
84265V105
380457
6300
SH
SOLE
6300
0
0
Steel Dynamics, Inc.
COM
858119100
346835
3550
SH
SOLE
3550
0
0
Stifel Financial Corp.
COM
860630102
286013
4900
SH
SOLE
4900
0
0
STMicroelectronics NV
NY REGISTRY
861012102
334358
9400
SH
SOLE
9400
0
0
StoneX Group, Inc.
COM
861896108
419320
4400
SH
SOLE
4400
0
0
STORE Capital Corp.
COM
862121100
522578
16300
SH
SOLE
16300
0
0
Sun Communities, Inc.
COM
866674104
343200
2400
SH
SOLE
2400
0
0
Super Micro Computer, Inc.
COM
86800U104
256563
3125
SH
SOLE
3125
0
0
Synopsys, Inc.
COM
871607107
485321
1520
SH
SOLE
1520
0
0
TD SYNNEX Corp.
COM
87162W100
378840
4000
SH
SOLE
4000
0
0
Take-Two Interactive Software, Inc.
COM
874054109
354042
3400
SH
SOLE
3400
0
0
TechTarget, Inc.
COM
87874R100
898824
20400
SH
SOLE
20400
0
0
Tegna, Inc.
COM
87901J105
584844
27600
SH
SOLE
27600
0
0
Teledyne Technologies, Inc.
COM
879360105
586668
1467
SH
SOLE
1467
0
0
Tenet Healthcare Corp.
COM NEW
88033G407
497658
10200
SH
SOLE
10200
0
0
Teradyne, Inc.
COM
880770102
423997
4854
SH
SOLE
4854
0
0
Ternium SA
SPONSORED ADS
880890108
252884
8275
SH
SOLE
8275
0
0
Texas Pacific Land Corp.
COM
88262P102
410240
175
SH
SOLE
175
0
0
Trade Desk, Inc./The
COM CL A
88339J105
416022
9280
SH
SOLE
9280
0
0
Thor Industries, Inc.
COM
885160101
251004
3325
SH
SOLE
3325
0
0
Toro Co./The
COM
891092108
362240
3200
SH
SOLE
3200
0
0
Tractor Supply Co.
COM
892356106
629916
2800
SH
SOLE
2800
0
0
Tradeweb Markets, Inc.
CL A
892672106
314911
4850
SH
SOLE
4850
0
0
TravelCenters of America, Inc.
COM NEW
89421B109
416454
9300
SH
SOLE
9300
0
0
Trex Co., Inc.
COM
89531P105
351339
8300
SH
SOLE
8300
0
0
Tyler Technologies, Inc.
COM
902252105
531977
1650
SH
SOLE
1650
0
0
UFP Industries, Inc.
COM
90278Q108
499275
6300
SH
SOLE
6300
0
0
United Community Banks, Inc.
COM
90984P303
784160
23200
SH
SOLE
23200
0
0
United Microelectronics Corp.
SPON ADR NEW
910873405
280137
42900
SH
SOLE
42900
0
0
Uranium Energy Corp.
COM
916896103
388000
100000
SH
SOLE
100000
0
0
VAALCO Energy, Inc.
COM NEW
91851C201
305976
67100
SH
SOLE
67100
0
0
Veeva Systems, Inc.
CL A COM
922475108
421202
2610
SH
SOLE
2610
0
0
Vulcan Materials Co.
COM
929160109
560352
3200
SH
SOLE
3200
0
0
WNS Holdings Ltd.
SPON ADR
92932M101
559930
7000
SH
SOLE
7000
0
0
Wabtec Corp.
COM
929740108
394250
3950
SH
SOLE
3950
0
0
WESCO International, Inc.
COM
95082P105
450720
3600
SH
SOLE
3600
0
0
Westlake Corp.
COM
960413102
312747
3050
SH
SOLE
3050
0
0
Winnebago Industries, Inc.
COM
974637100
432140
8200
SH
SOLE
8200
0
0
Wintrust Financial Corp.
COM
97650W108
625448
7400
SH
SOLE
7400
0
0
Arcos Dorados Holdings Inc.
SHS CLASS -A -
G0457F107
373692
44700
SH
SOLE
44700
0
0
Dlocal Ltd./Uruguay
CLASS A COM
G29018101
308286
19800
SH
SOLE
19800
0
0
Genpact Ltd.
SHS
G3922B107
518784
11200
SH
SOLE
11200
0
0
Genius Sports Ltd.
SHARES CL A
G3934V109
155652
43600
SH
SOLE
43600
0
0
Grab Holdings Ltd.
CLASS A ORD
G4124C109
167440
52000
SH
SOLE
52000
0
0
ICON PLC
SHS
G4705A100
475913
2450
SH
SOLE
2450
0
0
NU Holdings Ltd./Cayman Islands
ORD SHS CL A
G6683N103
129019
31700
SH
SOLE
31700
0
0
Royalty Pharma PLC
SHS CLASS A
G7709Q104
212222
5370
SH
SOLE
5370
0
0
StoneCo Ltd.
COM CL A
G85158106
148208
15700
SH
SOLE
15700
0
0
Garmin Ltd.
SHS
H2906T109
295328
3200
SH
SOLE
3200
0
0
Logitech International S.A.
SHS
H50430232
466875
7500
SH
SOLE
7500
0
0
Globant SA
COM
L44385109
386768
2300
SH
SOLE
2300
0
0
CyberArk Software Ltd.
SHS
M2682V108
401915
3100
SH
SOLE
3100
0
0
Perion Network Ltd.
SHS NEW
M78673114
1161270
45900
SH
SOLE
45900
0
0
QIAGEN NV
SHS NEW
N72482123
304207
6100
SH
SOLE
6100
0
0
Kenon Holdings Ltd.
SHS
Y46717107
429000
13000
SH
SOLE
13000
0
0