The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
APPLE INC | COM | 037833100 | 283 | 2,500 | SH | SOLE | 2,500 | 0 | 0 | ||
ACCENTURE PLC IRELAND | SHS CLASS A | G1151C101 | 305 | 2,500 | SH | SOLE | 2,500 | 0 | 0 | ||
AVENUE INCOME CR STRATEGIES | COM | 05358E106 | 1,167 | 90,000 | SH | SOLE | 90,000 | 0 | 0 | ||
ARES COML REAL ESTATE CORP | COM | 04013V108 | 756 | 60,000 | SH | SOLE | 60,000 | 0 | 0 | ||
ADOBE SYS INC | COM | 00724F101 | 434 | 4,000 | SH | SOLE | 4,000 | 0 | 0 | ||
AUTOMATIC DATA PROCESSING IN | COM | 053015103 | 309 | 3,500 | SH | SOLE | 3,500 | 0 | 0 | ||
BLDRS INDEX FDS TR | EUR 100 ADR | 09348R409 | 195 | 10,000 | SH | SOLE | 10,000 | 0 | 0 | ||
ATLAS FINANCIAL HOLDINGS INC | SHS NEW | G06207115 | 205 | 13,000 | SH | SOLE | 13,000 | 0 | 0 | ||
APOLLO SR FLOATING RATE FD I | COM | 037636107 | 2,712 | 160,000 | SH | SOLE | 160,000 | 0 | 0 | ||
ALLERGAN PLC | SHS | G0177J108 | 253 | 1,100 | SH | SOLE | 1,100 | 0 | 0 | ||
AMERICAN CAPITAL AGENCY CORP | COM | 02503X105 | 8,793 | 450,000 | SH | SOLE | 450,000 | 0 | 0 | ||
AGRIUM INC | COM | 008916108 | 227 | 2,500 | SH | SOLE | 2,500 | 0 | 0 | ||
ASPEN INSURANCE HOLDINGS LTD | SHS | G05384105 | 312 | 6,700 | SH | SOLE | 6,700 | 0 | 0 | ||
APOLLO TACTICAL INCOME FD IN | COM | 037638103 | 930 | 60,000 | SH | SOLE | 60,000 | 0 | 0 | ||
GALLAGHER ARTHUR J & CO | COM | 363576109 | 209 | 4,100 | SH | SOLE | 4,100 | 0 | 0 | ||
ALLEGION PUB LTD CO | ORD SHS | G0176J109 | 351 | 5,100 | SH | SOLE | 5,100 | 0 | 0 | ||
ALERE INC | COM | 01449J105 | 627 | 14,500 | SH | SOLE | 14,500 | 0 | 0 | ||
AUTOLIV INC | COM | 052800109 | 267 | 2,500 | SH | SOLE | 2,500 | 0 | 0 | ||
ALEXANDERS INC | COM | 014752109 | 210 | 500 | SH | SOLE | 500 | 0 | 0 | ||
AMERIPRISE FINL INC | COM | 03076C106 | 299 | 3,000 | SH | SOLE | 3,000 | 0 | 0 | ||
AMAZON COM INC | COM | 023135106 | 419 | 500 | SH | SOLE | 500 | 0 | 0 | ||
AON PLC | SHS CL A | G0408V102 | 382 | 3,400 | SH | SOLE | 3,400 | 0 | 0 | ||
ARES CAP CORP | COM | 04010L103 | 26,195 | 1,690,000 | SH | SOLE | 1,690,000 | 0 | 0 | ||
ARES DYNAMIC CR ALLOCATION F | COM | 04014F102 | 1,844 | 124,150 | SH | SOLE | 124,150 | 0 | 0 | ||
GLOBAL X FDS | GB MSCI AR ETF | 37950E259 | 310 | 13,000 | SH | SOLE | 13,000 | 0 | 0 | ||
APOLLO COML REAL EST FIN INC | COM | 03762U105 | 6,261 | 382,466 | SH | SOLE | 382,466 | 0 | 0 | ||
AU OPTRONICS CORP | SPONSORED ADR | 002255107 | 208 | 57,000 | SH | SOLE | 57,000 | 0 | 0 | ||
AVIVA PLC | ADR | 05382A104 | 173 | 15,000 | SH | SOLE | 15,000 | 0 | 0 | ||
ALLIANCEBERNSTEIN GBL HGH IN | COM | 01879R106 | 757 | 60,000 | SH | SOLE | 60,000 | 0 | 0 | ||
ALLIED WRLD ASSUR COM HLDG A | SHS | H01531104 | 243 | 6,000 | SH | SOLE | 6,000 | 0 | 0 | ||
AXIS CAPITAL HOLDINGS LTD | SHS | G0692U109 | 272 | 5,000 | SH | SOLE | 5,000 | 0 | 0 | ||
AIRCASTLE LTD | COM | G0129K104 | 278 | 14,000 | SH | SOLE | 14,000 | 0 | 0 | ||
ASTRAZENECA PLC | SPONSORED ADR | 046353108 | 210 | 6,400 | SH | SOLE | 6,400 | 0 | 0 | ||
AUTOZONE INC | COM | 053332102 | 323 | 420 | SH | SOLE | 420 | 0 | 0 | ||
BRASKEM S A | SP ADR PFD A | 105532105 | 323 | 21,000 | SH | SOLE | 21,000 | 0 | 0 | ||
BROOKFIELD ASSET MGMT INC | CL A LTD VT SH | 112585104 | 317 | 9,000 | SH | SOLE | 9,000 | 0 | 0 | ||
BGC PARTNERS INC | CL A | 05541T101 | 5,793 | 662,000 | SH | SOLE | 662,000 | 0 | 0 | ||
BLACKROCK FLOATING RATE INCO | COM | 091941104 | 2,738 | 202,509 | SH | SOLE | 202,509 | 0 | 0 | ||
BLACKROCK MULTI-SECTOR INC T | COM | 09258A107 | 4,097 | 240,000 | SH | SOLE | 240,000 | 0 | 0 | ||
BLACKROCK LTD DURATION INC T | COM SHS | 09249W101 | 4,828 | 311,104 | SH | SOLE | 311,104 | 0 | 0 | ||
PIMCO ETF TR | TTL RTN ACTV ETF | 72201R775 | 6,860 | 63,550 | SH | SOLE | 63,550 | 0 | 0 | ||
BRUKER CORP | COM | 116794108 | 249 | 11,000 | SH | SOLE | 11,000 | 0 | 0 | ||
BRITISH AMERN TOB PLC | SPONSORED ADR | 110448107 | 230 | 1,800 | SH | SOLE | 1,800 | 0 | 0 | ||
BLACKROCK CR ALLCTN INC TR | COM | 092508100 | 1,202 | 90,000 | SH | SOLE | 90,000 | 0 | 0 | ||
BLACKSTONE MTG TR INC | COM CL A | 09257W100 | 16,124 | 547,500 | SH | SOLE | 547,500 | 0 | 0 | ||
CARDTRONICS PLC | SHS CL A | G1991C105 | 290 | 6,500 | SH | SOLE | 6,500 | 0 | 0 | ||
CHUBB LIMITED | COM | H1467J104 | 314 | 2,500 | SH | SOLE | 2,500 | 0 | 0 | ||
CROWN CASTLE INTL CORP | COM | 22822V101 | 2,525 | 26,800 | SH | SOLE | 26,800 | 0 | 0 | ||
COMPANIA CERVECERIAS UNIDAS | SPONSORED ADR | 204429104 | 262 | 13,000 | SH | SOLE | 13,000 | 0 | 0 | ||
CDK GLOBAL INC | COM | 12508E101 | 315 | 5,500 | SH | SOLE | 5,500 | 0 | 0 | ||
CADENCE DESIGN SYSTEM INC | COM | 127387108 | 365 | 14,300 | SH | SOLE | 14,300 | 0 | 0 | ||
CDW CORP | COM | 12514G108 | 366 | 8,000 | SH | SOLE | 8,000 | 0 | 0 | ||
CELGENE CORP | COM | 151020104 | 220 | 2,100 | SH | SOLE | 2,100 | 0 | 0 | ||
CULLEN FROST BANKERS INC | COM | 229899109 | 216 | 3,000 | SH | SOLE | 3,000 | 0 | 0 | ||
CHUNGHWA TELECOM CO LTD | SPON ADR NEW11 | 17133Q502 | 298 | 8,500 | SH | SOLE | 8,500 | 0 | 0 | ||
COMMERCEHUB INC | COM SER A | 20084V108 | 244 | 15,463 | SH | SOLE | 15,463 | 0 | 0 | ||
COMMERCEHUB INC | COM SER C | 20084V306 | 285 | 17,927 | SH | SOLE | 17,927 | 0 | 0 | ||
CUMMINS INC | COM | 231021106 | 218 | 1,700 | SH | SOLE | 1,700 | 0 | 0 | ||
CENTENE CORP DEL | COM | 15135B101 | 335 | 5,000 | SH | SOLE | 5,000 | 0 | 0 | ||
COMPASS DIVERSIFIED HOLDINGS | SHS BEN INT | 20451Q104 | 3,128 | 180,000 | SH | SOLE | 180,000 | 0 | 0 | ||
ROCKWELL COLLINS INC | COM | 774341101 | 287 | 3,400 | SH | SOLE | 3,400 | 0 | 0 | ||
COLUMBIA BKG SYS INC | COM | 197236102 | 203 | 6,200 | SH | SOLE | 6,200 | 0 | 0 | ||
COPART INC | COM | 217204106 | 375 | 7,000 | SH | SOLE | 7,000 | 0 | 0 | ||
CAMDEN PPTY TR | SH BEN INT | 133131102 | 209 | 2,500 | SH | SOLE | 2,500 | 0 | 0 | ||
CRESUD S A C I F Y A | SPONSORED ADR | 226406106 | 304 | 17,000 | SH | SOLE | 17,000 | 0 | 0 | ||
CRITEO S A | SPONS ADS | 226718104 | 246 | 7,000 | SH | SOLE | 7,000 | 0 | 0 | ||
CONVERGYS CORP | COM | 212485106 | 365 | 12,000 | SH | SOLE | 12,000 | 0 | 0 | ||
CHEVRON CORP NEW | COM | 166764100 | 262 | 2,550 | SH | SOLE | 2,550 | 0 | 0 | ||
DBX EFT TR | EX US HDG EQTY | 233051820 | 254 | 11,000 | SH | SOLE | 11,000 | 0 | 0 | ||
DIAGEO P L C | SPON ADR NEW | 25243Q205 | 209 | 1,800 | SH | SOLE | 1,800 | 0 | 0 | ||
DANAHER CORP DEL | COM | 235851102 | 243 | 3,100 | SH | SOLE | 3,100 | 0 | 0 | ||
WISDOMTREE TR | INTL SMCAP DIV | 97717W760 | 276 | 4,500 | SH | SOLE | 4,500 | 0 | 0 | ||
DOW CHEM CO | COM | 260543103 | 203 | 3,925 | SH | SOLE | 3,925 | 0 | 0 | ||
AMDOCS LTD | ORD | G02602103 | 289 | 5,000 | SH | SOLE | 5,000 | 0 | 0 | ||
DIVERSIFIED REAL ASSET INC F | COM SHS | 25533B108 | 1,379 | 80,000 | SH | SOLE | 80,000 | 0 | 0 | ||
BLACKROCK DEBT STRAT FD INC | COM | 09255R103 | 3,650 | 1,000,000 | SH | SOLE | 1,000,000 | 0 | 0 | ||
DREW INDS INC | COM NEW | 26168L205 | 343 | 3,500 | SH | SOLE | 3,500 | 0 | 0 | ||
ELECTRONIC ARTS INC | COM | 285512109 | 384 | 4,500 | SH | SOLE | 4,500 | 0 | 0 | ||
WELLS FARGO ADVANTAGE INCOME | COM SHS | 94987B105 | 1,518 | 181,614 | SH | SOLE | 181,614 | 0 | 0 | ||
CENTRAIS ELETRICAS BRASILEIR | SPONSORED ADR | 15234Q207 | 353 | 60,000 | SH | SOLE | 60,000 | 0 | 0 | ||
US ECOLOGY INC | COM | 91732J102 | 291 | 6,500 | SH | SOLE | 6,500 | 0 | 0 | ||
ISHARES | EM MK MINVOL ETF | 464286533 | 254 | 4,700 | SH | SOLE | 4,700 | 0 | 0 | ||
ISHARES TR | MSCI EAFE ETF | 464287465 | 239 | 3,500 | SH | SOLE | 3,500 | 0 | 0 | ||
ELLINGTON FINANCIAL LLC | COM | 288522303 | 3,834 | 230,000 | SH | SOLE | 230,000 | 0 | 0 | ||
EATON VANCE FLTG RATE INCOM | COM SHS BEN INT | 278284104 | 894 | 57,180 | SH | SOLE | 57,180 | 0 | 0 | ||
EATON VANCE FLTING RATE INC | COM | 278279104 | 3,303 | 232,600 | SH | SOLE | 232,600 | 0 | 0 | ||
WESTERN ASSET GLB HI INCOME | COM | 95766B109 | 788 | 77,377 | SH | SOLE | 77,377 | 0 | 0 | ||
ISHARES | MSCI ISR CAP ETF | 464286632 | 245 | 5,100 | SH | SOLE | 5,100 | 0 | 0 | ||
ELLIE MAE INC | COM | 28849P100 | 369 | 3,500 | SH | SOLE | 3,500 | 0 | 0 | ||
ENERSIS AMERICAS S A | SPONSORED ADR | 29274F104 | 172 | 21,000 | SH | SOLE | 21,000 | 0 | 0 | ||
EXPRESS SCRIPTS HLDG CO | COM | 30219G108 | 254 | 3,600 | SH | SOLE | 3,600 | 0 | 0 | ||
EATON VANCE SR INCOME TR | SH BEN INT | 27826S103 | 2,512 | 390,000 | SH | SOLE | 390,000 | 0 | 0 | ||
EVERCORE PARTNERS INC | CLASS A | 29977A105 | 258 | 5,000 | SH | SOLE | 5,000 | 0 | 0 | ||
EATON VANCE LTD DUR INCOME F | COM | 27828H105 | 3,976 | 290,000 | SH | SOLE | 290,000 | 0 | 0 | ||
ISHARES | MSCI MEX CAP ETF | 464286822 | 242 | 5,000 | SH | SOLE | 5,000 | 0 | 0 | ||
ISHARES | MSCI BRZ CAP ETF | 464286400 | 405 | 12,000 | SH | SOLE | 12,000 | 0 | 0 | ||
FACEBOOK INC | CL A | 30303M102 | 321 | 2,500 | SH | SOLE | 2,500 | 0 | 0 | ||
FORTUNE BRANDS HOME & SEC IN | COM | 34964C106 | 378 | 6,500 | SH | SOLE | 6,500 | 0 | 0 | ||
FIRST TR SR FLG RTE INCM FD | COM | 33733U108 | 1,202 | 87,900 | SH | SOLE | 87,900 | 0 | 0 | ||
FACTSET RESH SYS INC | COM | 303075105 | 324 | 2,000 | SH | SOLE | 2,000 | 0 | 0 | ||
FIDUS INVT CORP | COM | 316500107 | 5,591 | 355,000 | SH | SOLE | 355,000 | 0 | 0 | ||
FIRST TR EXCH TRD ALPHA FD I | EUROPE ALPHA | 33737J117 | 266 | 9,000 | SH | SOLE | 9,000 | 0 | 0 | ||
FIDELITY NATL INFORMATION SV | COM | 31620M106 | 308 | 4,000 | SH | SOLE | 4,000 | 0 | 0 | ||
FLAMEL TECHNOLOGIES SA | SPONSORED ADR | 338488109 | 310 | 25,000 | SH | SOLE | 25,000 | 0 | 0 | ||
F M C CORP | COM NEW | 302491303 | 290 | 6,000 | SH | SOLE | 6,000 | 0 | 0 | ||
FRESENIUS MED CARE AG&CO KGA | SPONSORED ADR | 358029106 | 298 | 6,800 | SH | SOLE | 6,800 | 0 | 0 | ||
FOMENTO ECONOMICO MEXICANO S | SPON ADR UNITS | 344419106 | 249 | 2,700 | SH | SOLE | 2,700 | 0 | 0 | ||
BLACKROCK FLOAT RATE OME STR | COM | 09255X100 | 2,564 | 185,000 | SH | SOLE | 185,000 | 0 | 0 | ||
FS INVT CORP | COM | 302635107 | 7,292 | 770,000 | SH | SOLE | 770,000 | 0 | 0 | ||
FIRST TR EXCH TRD ALPHA FD I | SWITZLND ALPHA | 33737J232 | 288 | 7,000 | SH | SOLE | 7,000 | 0 | 0 | ||
FRONTIER COMMUNICATIONS CORP | COM | 35906A108 | 3,744 | 900,000 | SH | SOLE | 900,000 | 0 | 0 | ||
GENPACT LIMITED | SHS | G3922B107 | 287 | 12,000 | SH | SOLE | 12,000 | 0 | 0 | ||
GOLUB CAP BDC INC | COM | 38173M102 | 6,685 | 360,000 | SH | SOLE | 360,000 | 0 | 0 | ||
GENERAL DYNAMICS CORP | COM | 369550108 | 202 | 1,300 | SH | SOLE | 1,300 | 0 | 0 | ||
WESTERN ASSET GLOBAL CP DEFI | COM | 95790C107 | 1,329 | 75,122 | SH | SOLE | 75,122 | 0 | 0 | ||
GREIF INC | CL A | 397624107 | 208 | 4,200 | SH | SOLE | 4,200 | 0 | 0 | ||
PRUDENTIAL GLB SHT DUR HG YL | COM | 74433A109 | 4,389 | 290,485 | SH | SOLE | 290,485 | 0 | 0 | ||
ALPHABET INC | CAP STK CL A | 02079K305 | 201 | 250 | SH | SOLE | 250 | 0 | 0 | ||
GOLDMAN SACHS BDC INC | SHS | 38147U107 | 8,177 | 375,600 | SH | SOLE | 375,600 | 0 | 0 | ||
WESTERN ASSET HIGH INCM OPP | COM | 95766K109 | 1,061 | 210,000 | SH | SOLE | 210,000 | 0 | 0 | ||
WESTERN ASSET HIGH INCM FD I | COM | 95766J102 | 105 | 14,600 | SH | SOLE | 14,600 | 0 | 0 | ||
HORACE MANN EDUCATORS CORP N | COM | 440327104 | 213 | 5,800 | SH | SOLE | 5,800 | 0 | 0 | ||
PIONEER DIV HIGH INCOME TRUS | COM | 723653101 | 1,224 | 75,000 | SH | SOLE | 75,000 | 0 | 0 | ||
HONEYWELL INTL INC | COM | 438516106 | 210 | 1,800 | SH | SOLE | 1,800 | 0 | 0 | ||
HARRIS CORP DEL | COM | 413875105 | 330 | 3,600 | SH | SOLE | 3,600 | 0 | 0 | ||
HERCULES CAPITAL INC | COM | 427096508 | 7,729 | 570,000 | SH | SOLE | 570,000 | 0 | 0 | ||
HEXCEL CORP NEW | COM | 428291108 | 261 | 5,900 | SH | SOLE | 5,900 | 0 | 0 | ||
NEW AMER HIGH INCOME FD INC | COM NEW | 641876800 | 3,270 | 355,000 | SH | SOLE | 355,000 | 0 | 0 | ||
WESTERN ASSET HGH YLD DFNDFD | COM | 95768B107 | 3,390 | 220,000 | SH | SOLE | 220,000 | 0 | 0 | ||
BLACKROCK CORPOR HI YLD FD I | COM | 09255P107 | 4,707 | 435,000 | SH | SOLE | 435,000 | 0 | 0 | ||
ICON PLC | SHS | G4705A100 | 317 | 4,100 | SH | SOLE | 4,100 | 0 | 0 | ||
ISHARES INC | CORE MSCI EMKT | 46434G103 | 251 | 5,500 | SH | SOLE | 5,500 | 0 | 0 | ||
IDEX CORP | COM | 45167R104 | 309 | 3,300 | SH | SOLE | 3,300 | 0 | 0 | ||
ISHARES TR | LATN AMER 40 ETF | 464287390 | 336 | 12,000 | SH | SOLE | 12,000 | 0 | 0 | ||
ISHARES TR | MSCI INDIA ETF | 46429B598 | 247 | 8,400 | SH | SOLE | 8,400 | 0 | 0 | ||
INFOSYS LTD | SPONSORED ADR | 456788108 | 221 | 14,000 | SH | SOLE | 14,000 | 0 | 0 | ||
ING GROEP N V | SPONSORED ADR | 456837103 | 160 | 13,000 | SH | SOLE | 13,000 | 0 | 0 | ||
INTEL CORP | COM | 458140100 | 317 | 8,400 | SH | SOLE | 8,400 | 0 | 0 | ||
INTUIT | COM | 461202103 | 330 | 3,000 | SH | SOLE | 3,000 | 0 | 0 | ||
INDEPENDENCE RLTY TR INC | COM | 45378A106 | 112 | 12,400 | SH | SOLE | 12,400 | 0 | 0 | ||
PRUDENTIAL SHT DURATION HG Y | COM | 74442F107 | 5,117 | 320,000 | SH | SOLE | 320,000 | 0 | 0 | ||
INTERSIL CORP | CL A | 46069S109 | 219 | 10,000 | SH | SOLE | 10,000 | 0 | 0 | ||
GARTNER INC | COM | 366651107 | 265 | 3,000 | SH | SOLE | 3,000 | 0 | 0 | ||
INVESTMENT TECHNOLOGY GRP NE | COM | 46145F105 | 303 | 17,700 | SH | SOLE | 17,700 | 0 | 0 | ||
IVY HIGH INC OPPORTUNITIES F | COM | 465893105 | 2,301 | 160,000 | SH | SOLE | 160,000 | 0 | 0 | ||
INVESCO MORTGAGE CAPITAL INC | COM | 46131B100 | 8,377 | 550,000 | SH | SOLE | 550,000 | 0 | 0 | ||
NUVEEN FLOATING RATE INCOME | COM | 67072T108 | 2,923 | 265,000 | SH | SOLE | 265,000 | 0 | 0 | ||
NUVEEN GLOBAL HIGH INCOME FD | COM | 67075G103 | 2,355 | 150,000 | SH | SOLE | 150,000 | 0 | 0 | ||
JUNIPER NETWORKS INC | COM | 48203R104 | 241 | 10,000 | SH | SOLE | 10,000 | 0 | 0 | ||
JPMORGAN CHASE & CO | COM | 46625H100 | 233 | 3,500 | SH | SOLE | 3,500 | 0 | 0 | ||
NUVEEN FLEXIBLE INVT INCOME | COM | 67075B104 | 199 | 11,600 | SH | SOLE | 11,600 | 0 | 0 | ||
NUVEEN CR STRATEGIES INCM FD | COM SHS | 67073D102 | 4,410 | 520,000 | SH | SOLE | 520,000 | 0 | 0 | ||
NUVEEN FLTNG RTE INCM OPP FD | COM SHS | 6706EN100 | 2,587 | 233,915 | SH | SOLE | 233,915 | 0 | 0 | ||
NUVEEN SHT DUR CR OPP FD | COM | 67074X107 | 1,467 | 87,091 | SH | SOLE | 87,091 | 0 | 0 | ||
KKR INCOME OPPORTUNITIES FD | COM | 48249T106 | 543 | 33,900 | SH | SOLE | 33,900 | 0 | 0 | ||
DEUTSCHE MULTI-MKT INCOME TR | SHS | 25160E102 | 1,753 | 205,019 | SH | SOLE | 205,019 | 0 | 0 | ||
LADDER CAP CORP | CL A | 505743104 | 1,437 | 108,537 | SH | SOLE | 108,537 | 0 | 0 | ||
LIBERTY BROADBAND CORP | COM SER A | 530307107 | 372 | 5,300 | SH | SOLE | 5,300 | 0 | 0 | ||
LIBERTY BROADBAND CORP | COM SER C | 530307305 | 379 | 5,300 | SH | SOLE | 5,300 | 0 | 0 | ||
LEAR CORP | COM NEW | 521865204 | 364 | 3,000 | SH | SOLE | 3,000 | 0 | 0 | ||
LITTELFUSE INC | COM | 537008104 | 348 | 2,700 | SH | SOLE | 2,700 | 0 | 0 | ||
LKQ CORP | COM | 501889208 | 355 | 10,000 | SH | SOLE | 10,000 | 0 | 0 | ||
LEGG MASON INC | COM | 524901105 | 201 | 6,000 | SH | SOLE | 6,000 | 0 | 0 | ||
LOWES COS INC | COM | 548661107 | 260 | 3,600 | SH | SOLE | 3,600 | 0 | 0 | ||
LIBERTY MEDIA CORP DELAWARE | COM A SIRIUSXM | 531229409 | 245 | 7,200 | SH | SOLE | 7,200 | 0 | 0 | ||
LIBERTY TRIPADVISOR HLDGS IN | CL A | 531465102 | 219 | 10,000 | SH | SOLE | 10,000 | 0 | 0 | ||
MAIN STREET CAPITAL CORP | COM | 56035L104 | 5,836 | 170,000 | SH | SOLE | 170,000 | 0 | 0 | ||
MASCO CORP | COM | 574599106 | 316 | 9,200 | SH | SOLE | 9,200 | 0 | 0 | ||
MEDLEY CAP CORP | COM | 58503F106 | 3,054 | 400,248 | SH | SOLE | 400,248 | 0 | 0 | ||
MOODYS CORP | COM | 615369105 | 271 | 2,500 | SH | SOLE | 2,500 | 0 | 0 | ||
M D C HLDGS INC | COM | 552676108 | 212 | 8,200 | SH | SOLE | 8,200 | 0 | 0 | ||
ADVISORSHARES TR | NEWFLT MULSINC | 00768Y727 | 3,278 | 67,000 | SH | SOLE | 67,000 | 0 | 0 | ||
AG MTG INVT TR INC | COM | 001228105 | 7,875 | 500,000 | SH | SOLE | 500,000 | 0 | 0 | ||
MARKEL CORP | COM | 570535104 | 372 | 400 | SH | SOLE | 400 | 0 | 0 | ||
MILLER HERMAN INC | COM | 600544100 | 366 | 12,800 | SH | SOLE | 12,800 | 0 | 0 | ||
MONROE CAP CORP | COM | 610335101 | 204 | 13,000 | SH | SOLE | 13,000 | 0 | 0 | ||
MERCK & CO INC | COM | 589331107 | 281 | 4,500 | SH | SOLE | 4,500 | 0 | 0 | ||
M & T BK CORP | COM | 55261F104 | 232 | 2,000 | SH | SOLE | 2,000 | 0 | 0 | ||
AMERICAN CAP MTG INVT CORP | COM | 02504A104 | 6,876 | 400,000 | SH | SOLE | 400,000 | 0 | 0 | ||
MITSUBISHI UFJ FINL GROUP IN | SPONSORED ADR | 606822104 | 111 | 22,000 | SH | SOLE | 22,000 | 0 | 0 | ||
NEWMARKET CORP | COM | 651587107 | 258 | 600 | SH | SOLE | 600 | 0 | 0 | ||
NATIONAL HEALTH INVS INC | COM | 63633D104 | 212 | 2,700 | SH | SOLE | 2,700 | 0 | 0 | ||
NEUBERGER BERMAN HGH YLD FD | COM | 64128C106 | 2,455 | 207,000 | SH | SOLE | 207,000 | 0 | 0 | ||
NIKE INC | CL B | 654106103 | 258 | 4,900 | SH | SOLE | 4,900 | 0 | 0 | ||
ANNALY CAP MGMT INC | COM | 035710409 | 7,237 | 689,200 | SH | SOLE | 689,200 | 0 | 0 | ||
NEW MTN FIN CORP | COM | 647551100 | 7,430 | 540,000 | SH | SOLE | 540,000 | 0 | 0 | ||
NOAH HLDGS LTD | SPONSORED ADS | 65487X102 | 248 | 9,500 | SH | SOLE | 9,500 | 0 | 0 | ||
NEW RESIDENTIAL INVT CORP | COM | 64828T102 | 7,782 | 563,500 | SH | SOLE | 563,500 | 0 | 0 | ||
NUVEEN SR INCOME FD | COM | 67067Y104 | 2,845 | 435,000 | SH | SOLE | 435,000 | 0 | 0 | ||
NOVO-NORDISK A S | ADR | 670100205 | 208 | 5,000 | SH | SOLE | 5,000 | 0 | 0 | ||
NVR INC | COM | 62944T105 | 328 | 200 | SH | SOLE | 200 | 0 | 0 | ||
QUANEX BUILDING PRODUCTS COR | COM | 747619104 | 242 | 14,000 | SH | SOLE | 14,000 | 0 | 0 | ||
OMEGA HEALTHCARE INVS INC | COM | 681936100 | 213 | 6,000 | SH | SOLE | 6,000 | 0 | 0 | ||
ORMAT TECHNOLOGIES INC | COM | 686688102 | 305 | 6,300 | SH | SOLE | 6,300 | 0 | 0 | ||
ORACLE CORP | COM | 68389X105 | 244 | 6,200 | SH | SOLE | 6,200 | 0 | 0 | ||
O REILLY AUTOMOTIVE INC NEW | COM | 67103H107 | 280 | 1,000 | SH | SOLE | 1,000 | 0 | 0 | ||
PENSKE AUTOMOTIVE GRP INC | COM | 70959W103 | 202 | 4,200 | SH | SOLE | 4,200 | 0 | 0 | ||
PALO ALTO NETWORKS INC | COM | 697435105 | 255 | 1,600 | SH | SOLE | 1,600 | 0 | 0 | ||
PAYCHEX INC | COM | 704326107 | 203 | 3,500 | SH | SOLE | 3,500 | 0 | 0 | ||
PRESTIGE BRANDS HLDGS INC | COM | 74112D101 | 328 | 6,800 | SH | SOLE | 6,800 | 0 | 0 | ||
PENNSYLVANIA RL ESTATE INVT | SH BEN INT | 709102107 | 200 | 8,700 | SH | SOLE | 8,700 | 0 | 0 | ||
ISHARES TR | U.S. PFD STK ETF | 464288687 | 1,975 | 50,000 | SH | SOLE | 50,000 | 0 | 0 | ||
PROVIDENT FINL SVCS INC | COM | 74386T105 | 212 | 10,000 | SH | SOLE | 10,000 | 0 | 0 | ||
POWERSHARES ETF TRUST | FINL PFD PTFL | 73935X229 | 4,763 | 250,000 | SH | SOLE | 250,000 | 0 | 0 | ||
POWERSHARES GLOBAL ETF TRUST | AGG PFD PORT | 73936T565 | 7,716 | 510,000 | SH | SOLE | 510,000 | 0 | 0 | ||
PIONEER FLOATING RATE TR | COM | 72369J102 | 2,625 | 222,451 | SH | SOLE | 222,451 | 0 | 0 | ||
PACKAGING CORP AMER | COM | 695156109 | 203 | 2,500 | SH | SOLE | 2,500 | 0 | 0 | ||
PENNYMAC MTG INVT TR | COM | 70931T103 | 17,339 | 1,112,900 | SH | SOLE | 1,112,900 | 0 | 0 | ||
PANERA BREAD CO | CL A | 69840W108 | 312 | 1,600 | SH | SOLE | 1,600 | 0 | 0 | ||
PPG INDS INC | COM | 693506107 | 269 | 2,600 | SH | SOLE | 2,600 | 0 | 0 | ||
PHILLIPS 66 | COM | 718546104 | 258 | 3,200 | SH | SOLE | 3,200 | 0 | 0 | ||
PTC INC | COM | 69370C100 | 288 | 6,500 | SH | SOLE | 6,500 | 0 | 0 | ||
ROGERS COMMUNICATIONS INC | CL B | 775109200 | 204 | 4,800 | SH | SOLE | 4,800 | 0 | 0 | ||
REGENERON PHARMACEUTICALS | COM | 75886F107 | 281 | 700 | SH | SOLE | 700 | 0 | 0 | ||
RELX NV | SPONSORED ADR | 75955B102 | 302 | 16,918 | SH | SOLE | 16,918 | 0 | 0 | ||
SAFETY INS GROUP INC | COM | 78648T100 | 208 | 3,100 | SH | SOLE | 3,100 | 0 | 0 | ||
SAP AG | SPON ADR | 803054204 | 521 | 5,700 | SH | SOLE | 5,700 | 0 | 0 | ||
STARBUCKS CORP | COM | 855244109 | 346 | 6,400 | SH | SOLE | 6,400 | 0 | 0 | ||
SCHWAB STRATEGIC TR | EMRG MKTEQ ETF | 808524706 | 307 | 13,300 | SH | SOLE | 13,300 | 0 | 0 | ||
ISHARES | MSCI JAPN SMCETF | 464286582 | 291 | 4,500 | SH | SOLE | 4,500 | 0 | 0 | ||
STELLUS CAP INVT CORP | COM | 858568108 | 436 | 40,000 | SH | SOLE | 40,000 | 0 | 0 | ||
ISHARES | EAFE SML CP ETF | 464288273 | 288 | 5,500 | SH | SOLE | 5,500 | 0 | 0 | ||
SILICON MOTION TECHNOLOGY CO | SPONSORED ADR | 82706C108 | 378 | 7,300 | SH | SOLE | 7,300 | 0 | 0 | ||
SOLAR CAP LTD | COM | 83413U100 | 20,725 | 1,010,000 | SH | SOLE | 1,010,000 | 0 | 0 | ||
SUMITOMO MITSUI FINL GROUP I | SPONSORED ADR | 86562M209 | 108 | 16,000 | SH | SOLE | 16,000 | 0 | 0 | ||
SCOTTS MIRACLE GRO CO | CL A | 810186106 | 208 | 2,500 | SH | SOLE | 2,500 | 0 | 0 | ||
SYNCHRONOSS TECHNOLOGIES INC | COM | 87157B103 | 206 | 5,000 | SH | SOLE | 5,000 | 0 | 0 | ||
SANOFI | SPONSORED ADR | 80105N105 | 210 | 5,500 | SH | SOLE | 5,500 | 0 | 0 | ||
SPIRIT RLTY CAP INC | COM | 84860F109 | 173 | 13,000 | SH | SOLE | 13,000 | 0 | 0 | ||
STERIS CORP | COM | 859152100 | 329 | 4,500 | SH | SOLE | 4,500 | 0 | 0 | ||
STEEL DYNAMICS INC | COM | 858119100 | 277 | 11,100 | SH | SOLE | 11,100 | 0 | 0 | ||
STARZ | LIBRTY CAP COM A | 85571Q102 | 250 | 8,000 | SH | SOLE | 8,000 | 0 | 0 | ||
STARWOOD PPTY TR INC | COM | 85571B105 | 3,828 | 170,000 | SH | SOLE | 170,000 | 0 | 0 | ||
SOLAR SR CAP LTD | COM | 83416M105 | 648 | 40,000 | SH | SOLE | 40,000 | 0 | 0 | ||
SYNGENTA AG | SPONSORED ADR | 87160A100 | 215 | 2,450 | SH | SOLE | 2,450 | 0 | 0 | ||
AT & T CORP | COM | 00206R102 | 8,581 | 211,300 | SH | SOLE | 211,300 | 0 | 0 | ||
TCP CAP CORP | COM | 87238Q103 | 6,912 | 422,000 | SH | SOLE | 422,000 | 0 | 0 | ||
TELEDYNE TECHNOLOGIES INC | COM | 879360105 | 324 | 3,000 | SH | SOLE | 3,000 | 0 | 0 | ||
TELECOM ARGENTINA S A | SPON ADR REP B | 879273209 | 293 | 16,000 | SH | SOLE | 16,000 | 0 | 0 | ||
TRANSPORTADORA DE GAS SUR | SPON ADR B | 893870204 | 314 | 46,000 | SH | SOLE | 46,000 | 0 | 0 | ||
ISHARES | MSCI THI CAP ETF | 464286624 | 221 | 3,000 | SH | SOLE | 3,000 | 0 | 0 | ||
HANOVER INS GROUP INC | COM | 410867105 | 302 | 4,000 | SH | SOLE | 4,000 | 0 | 0 | ||
THOR INDS INC | COM | 885160101 | 339 | 4,000 | SH | SOLE | 4,000 | 0 | 0 | ||
WESTERN ASSET CORPORATE LN F | COM | 95790J102 | 780 | 72,900 | SH | SOLE | 72,900 | 0 | 0 | ||
T MOBILE US INC | COM | 872590104 | 388 | 8,300 | SH | SOLE | 8,300 | 0 | 0 | ||
ISHARES | MSCI KOKUSAI ETF | 464288265 | 250 | 4,600 | SH | SOLE | 4,600 | 0 | 0 | ||
SSGA ACTIVE ETF TR | SPDR TR TACTIC | 78467V848 | 9,385 | 187,000 | SH | SOLE | 187,000 | 0 | 0 | ||
TRIPLEPOINT VENTR GRW BDC CO | COM | 89677Y100 | 371 | 35,000 | SH | SOLE | 35,000 | 0 | 0 | ||
TRINITY BIOTECH PLC | SPON ADR NEW | 896438306 | 344 | 26,000 | SH | SOLE | 26,000 | 0 | 0 | ||
TRUSTMARK CORP | COM | 898402102 | 204 | 7,400 | SH | SOLE | 7,400 | 0 | 0 | ||
TRACTOR SUPPLY CO | COM | 892356106 | 269 | 4,000 | SH | SOLE | 4,000 | 0 | 0 | ||
TPG SPECIALTY LENDING INC | COM | 87265K102 | 8,503 | 469,500 | SH | SOLE | 469,500 | 0 | 0 | ||
TAIWAN SEMICONDUCTOR MFG LTD | SPONSORED ADR | 874039100 | 306 | 10,000 | SH | SOLE | 10,000 | 0 | 0 | ||
TESSERA TECHNOLOGIES INC | COM | 88164L100 | 250 | 6,500 | SH | SOLE | 6,500 | 0 | 0 | ||
TORO CO | COM | 891092108 | 422 | 9,000 | SH | SOLE | 9,000 | 0 | 0 | ||
TAKE-TWO INTERACTIVE SOFTWAR | COM | 874054109 | 406 | 9,000 | SH | SOLE | 9,000 | 0 | 0 | ||
TUPPERWARE BRANDS CORP | COM | 899896104 | 209 | 3,200 | SH | SOLE | 3,200 | 0 | 0 | ||
TWO HBRS INVT CORP | COM | 90187B101 | 16,719 | 1,960,000 | SH | SOLE | 1,960,000 | 0 | 0 | ||
TRI CONTL CORP | COM | 895436103 | 1,502 | 70,239 | SH | SOLE | 70,239 | 0 | 0 | ||
UNIVERSAL FST PRODS INC | COM | 913543104 | 394 | 4,000 | SH | SOLE | 4,000 | 0 | 0 | ||
ULTA SALON COSMETCS & FRAG I | COM | 90384S303 | 321 | 1,350 | SH | SOLE | 1,350 | 0 | 0 | ||
ULTIMATE SOFTWARE GROUP INC | COM | 90385D107 | 307 | 1,500 | SH | SOLE | 1,500 | 0 | 0 | ||
US BANCORP DEL | COM NEW | 902973304 | 214 | 5,000 | SH | SOLE | 5,000 | 0 | 0 | ||
VANGUARD SCOTTSDALE FDS | SHRT TRM CORP BD | 92206C409 | 1,450 | 18,000 | SH | SOLE | 18,000 | 0 | 0 | ||
VANGUARD INTL EQUITY INDEX F | ALLWRLD EX US | 922042775 | 350 | 7,700 | SH | SOLE | 7,700 | 0 | 0 | ||
VANGUARD INTL EQUITY INDEX F | FTSE EUROPE ETF | 922042874 | 219 | 4,500 | SH | SOLE | 4,500 | 0 | 0 | ||
CONTROLADORA VUELA CIA DE AV | SPON ADR RP 10 | 21240E105 | 243 | 14,000 | SH | SOLE | 14,000 | 0 | 0 | ||
INVESCO HIGH INCOME TR II | COM | 46131F101 | 292 | 20,000 | SH | SOLE | 20,000 | 0 | 0 | ||
VANTIV INC | CL A | 92210H105 | 366 | 6,500 | SH | SOLE | 6,500 | 0 | 0 | ||
VODAFONE GROUP PLC NEW | SPONS ADR NEW | 92857W209 | 1,458 | 50,000 | SH | SOLE | 50,000 | 0 | 0 | ||
VANGUARD INTL EQUITY INDEX F | FTSE PACIFIC ETF | 922042866 | 242 | 4,000 | SH | SOLE | 4,000 | 0 | 0 | ||
VANGUARD INTL EQUITY INDEX F | FTSE SMCAP ETF | 922042718 | 368 | 3,700 | SH | SOLE | 3,700 | 0 | 0 | ||
INVESCO DYNAMIC CR OPP FD | COM | 46132R104 | 4,939 | 420,000 | SH | SOLE | 420,000 | 0 | 0 | ||
VIAD CORP | COM NEW | 92552R406 | 369 | 10,000 | SH | SOLE | 10,000 | 0 | 0 | ||
INVESCO SR INCOME TR | COM | 46131H107 | 616 | 142,347 | SH | SOLE | 142,347 | 0 | 0 | ||
VERIZON COMMUNICATIONS INC | COM | 92343V104 | 7,256 | 139,600 | SH | SOLE | 139,600 | 0 | 0 | ||
WABTEC CORP | COM | 929740108 | 294 | 3,600 | SH | SOLE | 3,600 | 0 | 0 | ||
WASHINGTON FED INC | COM | 938824109 | 395 | 14,800 | SH | SOLE | 14,800 | 0 | 0 | ||
WASTE CONNECTIONS INC | COM | 941053100 | 448 | 6,000 | SH | SOLE | 6,000 | 0 | 0 | ||
WESTERN DIGITAL CORP | COM | 958102105 | 216 | 3,700 | SH | SOLE | 3,700 | 0 | 0 | ||
WHIRLPOOL CORP | COM | 963320106 | 211 | 1,300 | SH | SOLE | 1,300 | 0 | 0 | ||
WIPRO LTD | SPON ADR 1 SH | 97651M109 | 188 | 19,400 | SH | SOLE | 19,400 | 0 | 0 | ||
WABASH NATL CORP | COM | 929566107 | 342 | 24,000 | SH | SOLE | 24,000 | 0 | 0 | ||
WESTERN UN CO | COM | 959802109 | 418 | 20,100 | SH | SOLE | 20,100 | 0 | 0 | ||
WOODWARD INC | COM | 980745103 | 344 | 5,500 | SH | SOLE | 5,500 | 0 | 0 | ||
DENTSPLY SIRONA INC | COM | 24906P109 | 302 | 5,079 | SH | SOLE | 5,079 | 0 | 0 | ||
CLAYMORE EXCHANGE-TRD FD TR | GUGG CHINA ALLCP | 18385P101 | 243 | 9,000 | SH | SOLE | 9,000 | 0 | 0 | ||
ZAIS FINL CORP | COM | 98886K108 | 5,267 | 365,000 | SH | SOLE | 365,000 | 0 | 0 | ||
ZELTIQ AESTHETICS INC | COM | 98933Q108 | 333 | 8,500 | SH | SOLE | 8,500 | 0 | 0 |