0000950123-16-020956.txt : 20161031 0000950123-16-020956.hdr.sgml : 20161031 20161031133535 ACCESSION NUMBER: 0000950123-16-020956 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20160930 FILED AS OF DATE: 20161031 DATE AS OF CHANGE: 20161031 EFFECTIVENESS DATE: 20161031 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Yorktown Management & Research Co Inc CENTRAL INDEX KEY: 0001313559 IRS NUMBER: 000000000 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-12529 FILM NUMBER: 161961049 BUSINESS ADDRESS: STREET 1: 2303 YORKTOWN AVE CITY: LYNCHBURG STATE: VA ZIP: 24501 BUSINESS PHONE: 800-544-6060 MAIL ADDRESS: STREET 1: 2303 YORKTOWN AVE CITY: LYNCHBURG STATE: VA ZIP: 24501 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001313559 XXXXXXXX 09-30-2016 09-30-2016 Yorktown Management & Research Co Inc

2303 Yorktown Ave Lynchburg VA 24501

13F HOLDINGS REPORT 028-12529 N David D. Basten (434) 846-1361 David D. Basten Lynchburg VA 10-31-2016 0 289 459440 false INFORMATION TABLE 2 form13fInfoTable.xml INFORMATION TABLE FOR FORM 13F APPLE INC COM 037833100 283 2500 SH SOLE 2500 0 0 ACCENTURE PLC IRELAND SHS CLASS A G1151C101 305 2500 SH SOLE 2500 0 0 AVENUE INCOME CR STRATEGIES COM 05358E106 1167 90000 SH SOLE 90000 0 0 ARES COML REAL ESTATE CORP COM 04013V108 756 60000 SH SOLE 60000 0 0 ADOBE SYS INC COM 00724F101 434 4000 SH SOLE 4000 0 0 AUTOMATIC DATA PROCESSING IN COM 053015103 309 3500 SH SOLE 3500 0 0 BLDRS INDEX FDS TR EUR 100 ADR 09348R409 195 10000 SH SOLE 10000 0 0 ATLAS FINANCIAL HOLDINGS INC SHS NEW G06207115 205 13000 SH SOLE 13000 0 0 APOLLO SR FLOATING RATE FD I COM 037636107 2712 160000 SH SOLE 160000 0 0 ALLERGAN PLC SHS G0177J108 253 1100 SH SOLE 1100 0 0 AMERICAN CAPITAL AGENCY CORP COM 02503X105 8793 450000 SH SOLE 450000 0 0 AGRIUM INC COM 008916108 227 2500 SH SOLE 2500 0 0 ASPEN INSURANCE HOLDINGS LTD SHS G05384105 312 6700 SH SOLE 6700 0 0 APOLLO TACTICAL INCOME FD IN 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