13F-HR 1 ttcq409.txt TTC Q4 09 13F HR UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: December 31, 2009 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Tiedemann Trust Company Address: 1201 North Market Street Suite 1406 Wilmington DE 19801 Form 13F File Number: 28-12765 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: David A. Peters Title: Chief Compliance Officer Phone: 302-656-5644 Signature, Place, and Date of Signing: David A. Peters Wilmington, Delaware 2/9/2010 -------------------- --------------------------- ---------- By: /s/ David A. Peters ------------------------- David A. Peters Report Type (Check only one.): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 2 Form 13F Information Table Entry Total: 190 Form 13F Information Table Value Total: $ 365588 ----------------- (thousands) Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. No. Form 13F File Number Name --- ------------------- ----------------------------------------- 1 28-13689 Tiedemann Wealth Management Holdings, LLC 2 28-13688 Tiedemann Wealth Management, LLC
COLUMN COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ---------------------------------- -------- --------- -------- ----------------- ---------- -------- --------------------- TITLE VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER OF CLASS CUSIP (X$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ---------------------------------- -------- --------- -------- ------- --- ---- ---------- -------- ------ ------ ------ Abbott Laboratories COM 002824100 248 4600 SH Other 4600 Amazon COM Inc COM 023135106 8451 62827 SH Defined 1 2 62827 American Tower Corp CL A 029912201 344 8000 SH Other 8000 Anadarko Pete Corp Common COM 032511107 368 5900 SH Other 5900 Ansys Inc. COM 03662Q105 384 8842 SH Defined 1 2 8842 Apple Computer Inc COM 037833100 300 1426 SH Other 1426 Apple Computer Inc COM 037833100 579 2746 SH Defined 1 2 2746 AT & T Inc COM 00206R102 464 16537 SH Defined 1 2 16537 Atlas Energy, Inc. COM 049298102 2381 78993 SH Defined 1 2 78993 Automatic Data Processing Inc. COM 053015103 1263 29500 SH Defined 1 2 29500 Bank Amer Corp Common COM 060505104 381 25271 SH Defined 1 2 25271 Bank Amer Corp Common COM 060505104 168 11150 SH Other 11150 Bank New York Mellon Corp COM 064058100 218 7800 SH Other 7800 Bank Of Hawaii Corp COM 062540109 241 5125 SH Other 5125 Baxter International Common COM 071813109 356 6060 SH Other 6060 Becton Dickinson & Co COM 075887109 237 3000 SH Other 3000 Bed Bath And Beyond Inc. COM 075896100 293 7600 SH Defined 1 2 7600 Berkshire Hathaway Class A CL A 084670108 1290 13 SH Defined 1 2 13 Berkshire Hathaway Class B CL B 084670207 332 101 SH Other 101 Berkshire Hathaway Class B CL B 084670207 772 235 SH Defined 1 2 235 Boardwalk Pipeline Partners LP UT LTD PARTNR 096627104 3805 126710 SH Defined 1 2 126710 Boeing Co COM COM 097023105 97 1800 SH Other 1800 Boeing Co COM COM 097023105 171 3150 SH Defined 1 2 3150 BP Amoco Plc SPONSORED ADR 055622104 1444 24903 SH Defined 1 2 24903 Breitburn Energy Partners, L.P. UT LTD PTN 106776107 1946 183736 SH Defined 1 2 183736 Buckeye Partners LP UNIT LTD PTN 118230101 3547 65140 SH Defined 1 2 65140 Cadbury PLC SPONS ADR 12721E102 951 18510 SH Defined 1 2 18510 Calgon Carbon CP COM 129603106 139 10000 SH Other 10000 Canadian Nat Res Ltd Common COM 136385101 547 7600 SH Other 7600 Caterpillar Inc Del COM 149123101 114 2000 SH Other 2000 Caterpillar Inc Del COM 149123101 252 4424 SH Defined 1 2 4424 Chattem Inc Common COM 162456107 280 3000 SH Other 3000 Chesapeake Energy Corp Common COM 165167107 466 18004 SH Defined 1 2 18004 Chevron Corp COM 166764100 269 3500 SH Defined 1 2 3500 Chubb Corp COM 171232101 236 4800 SH Defined 1 2 4800 Cisco Systems Inc. COM 17275R102 243 10150 SH Other 10150 Cisco Systems Inc. COM 17275R102 28 1181 SH Defined 1 2 1181 CNA Finl Corp Common COM 126117100 240 10000 SH Defined 1 2 10000 Coca-cola Co COM COM 191216100 285 5000 SH Defined 1 2 5000 Conoco Phillips COM 20825C104 794 15556 SH Defined 1 2 15556 Conoco Phillips COM 20825C104 51 1000 SH Other 1000 Consolidated Water Co. Ltd. ORD G23773107 262 18300 SH Other 18300 Copano Energy, LP COM UNITS 217202100 2920 122112 SH Defined 1 2 122112 Costco Wholesale Corp. COM 22160K105 219 3700 SH Defined 1 2 3700 Ctrip.com International LTD ADR 22943F100 429 5967 SH Defined 1 2 5967 Dara Biosciences, Inc. COM 23703P106 6 12892 SH Defined 1 2 12892 Deere & Co. COM 244199105 451 8340 SH Defined 1 2 8340 Deere & Co. COM 244199105 68 1250 SH Other 1250 Devon Energy Corp. New COM 25179M103 342 4656 SH Defined 1 2 4656 Diageo Plc Spsd ADR New SPON ADR NEW 25243Q205 1305 18800 SH Defined 1 2 18800 Duke Energy Corp New COM COM 26441C105 177 10289 SH Defined 1 2 10289 E I Du Pont De Nemours And Co. COM 263534109 217 6459 SH Defined 1 2 6459 E I Du Pont De Nemours And Co. COM 263534109 96 2850 SH Other 2850 Ecolab Inc COM COM 278865100 223 5000 SH Other 5000 Emerson Elec Co COM COM 291011104 820 19239 SH Defined 1 2 19239 Enbridge Energy Partners, L.P. COM 29250R106 7528 140214 SH Defined 1 2 140214 Encore Energy L.P. COM UNIT 29257A106 2335 117789 SH Defined 1 2 117789 Energy Transfer Partners L.P. UNIT LTD PTN 29273R109 7644 169978 SH Defined 1 2 169978 Enterprise Products Partners LP COM 293792107 10089 321195 SH Defined 1 2 321195 Eog Res Inc COM COM 26875P101 681 7000 SH Defined 1 2 7000 Ev Energy Partners, LP COM UNITS 26926V107 2409 79674 SH Defined 1 2 79674 Exxon Mobil Corp COM 30231G102 159 2325 SH Other 2325 Exxon Mobil Corp COM 30231G102 4186 61392 SH Defined 1 2 61392 Fedex Corp COM COM 31428X106 213 2550 SH Other 2550 Foot Locker Inc COM 344849104 118 10600 SH Other 10600 Freeport-McMoRan Copper & Gold PFD CONV 35671D782 575 5000 SH Other 5000 Freeport-McMoran Copper & Gold Inc COM 35671D857 349 4350 SH Defined 1 2 4350 Gabelli Equity Tr Inc Common COM 362397101 165 32770 SH Defined 1 2 32770 General Cable Corp Del New Common COM 369300108 615 20889 SH Defined 1 2 20889 General Dynamics Corp COM 369550108 211 3100 SH Other 3100 General Electric COM 369604103 444 29366 SH Defined 1 2 29366 General Electric COM 369604103 152 10050 SH Other 10050 Google Inc-Cl A CL A 38259P508 186 300 SH Other 300 Google Inc-Cl A CL A 38259P508 3410 5500 SH Defined 1 2 5500 Honeywell Intl Inc COM COM 438516106 683 17425 SH Defined 1 2 17425 Hudson City Bancorp COM 443683107 183 13350 SH Other 13350 Hugoton Royalty Tr UNIT BEN INT 444717102 770 47910 SH Defined 1 2 47910 Intel Corporation COM 458140100 19 916 SH Defined 1 2 916 Intel Corporation COM 458140100 212 10400 SH Other 10400 International Business Machines Corp. COM 459200101 524 4000 SH Other 4000 International Business Machines Corp. COM 459200101 196 1500 SH Defined 1 2 1500 iPath DJ-AIG Commodity Index DJBS CM ETN36 06738C778 8860 207521 SH Defined 1 2 207521 iPath S&P 500 VIX ShrtTerm Futures ETN IPTH SHRT ETN 06740C527 1706 50076 SH Defined 1 2 50076 iShares Barclay's 1-3 Year Treasury Bnd BARCLYS 1-3 Y 464287457 4785 57674 SH Defined 1 2 57674 iShares Barclay's Aggregate Bond BARCLY USAG B 464287226 2946 28554 SH Defined 1 2 28554 iShares Barclay's TIPS Bond BARCLY TPS BD 464287176 220 2115 SH Defined 1 2 2115 iShares MSCI Canada Index MSCI CDA INDX 464286509 5149 195560 SH Defined 1 2 195560 iShares MSCI Emerging Markets Index MSCI EMRG MKT 464287234 1456 35084 SH Defined 1 2 35084 iShares MSCI Hong Kong Index MSCI HNG KNG 464286871 4737 302474 SH Defined 1 2 302474 iShares MSCI Japan Index MSCI JAPAN 464286848 3719 381868 SH Defined 1 2 381868 iShares Russell 1000 Growth Index RSSLL1000GRW 464287614 2828 56725 SH Defined 1 2 56725 iShares Russell 2000 Value RUSL 2000 VAL 464287630 303 5212 SH Defined 1 2 5212 iShares S & P Europe Index S&P EURO PLUS 464287861 14147 363112 SH Defined 1 2 363112 Johnson & Johnson COM 478160104 64 1000 SH Defined 1 2 1000 Johnson & Johnson COM 478160104 515 8000 SH Other 8000 JPMorgan Alerian MLP ETN ALRIN ML ETN 46625H365 13806 483055 SH Defined 1 2 483055 Jpmorgan Chase & Co COM 46625H100 250 6000 SH Other 6000 Jpmorgan Chase & Co COM 46625H100 198 4761 SH Defined 1 2 4761 Kayne Anderson Energy Development Co COM 48660Q102 5525 379696 SH Defined 1 2 379696 Kinder Morgan Energy Partners L P UT LTD PTNR 494550106 10084 165356 SH Defined 1 2 165356 Korea Elec Pwr Corp Sponsored ADR SPONSORED ADR 500631106 247 17000 SH Defined 1 2 17000 L-3 Comm Hldgs Inc. COM 502424104 261 3000 SH Other 3000 Magellan Midstream Partners LP COM UNT RP LP 559080106 7223 166689 SH Defined 1 2 166689 Market Vectors Agribusiness ETF AGRIBUS ETF 57060U605 5688 129888 SH Defined 1 2 129888 Market Vectors Gold Miners ETF GOLD MNER ETF 57060U100 24360 527169 SH Defined 1 2 527169 Market Vectors Pre-Refunded Muni ETF PRE-RF MN ETF 57060U738 829 33190 SH Defined 1 2 33190 Markwest Energy Partners L.P. UNIT LTD PTN 570759100 2441 83394 SH Defined 1 2 83394 Medivation, Inc. COM 58501N101 1585 42105 SH Defined 1 2 42105 Metlife Inc COM 59156R108 142 4025 SH Other 4025 Metlife Inc COM 59156R108 868 24556 SH Defined 1 2 24556 Mi Developments Inc, Aurora CL A SUB VTG 55304X104 184 15000 SH Defined 1 2 15000 Microsoft Corp. COM 594918104 187 6150 SH Defined 1 2 6150 Microsoft Corp. COM 594918104 715 23450 SH Other 23450 Monsanto Company COM 61166W101 620 7586 SH Defined 1 2 7586 Norfolk Southern Corp COM 655844108 425 8100 SH Other 8100 Novartis Ag Sponsored Adr SPONSORED ADR 66987V109 267 4900 SH Defined 1 2 4900 Nustar Energy L.P. UNIT COM 67058H102 6038 107648 SH Defined 1 2 107648 NY Comm Bancorp Inc COM 649445103 174 12000 SH Other 12000 Occidental Petroleum Corp COM 674599105 411 5050 SH Other 5050 Occidental Petroleum Corp COM 674599105 244 3000 SH Defined 1 2 3000 Oil Services HOLDRS Trust DEPOSTRY RCPT 678002106 1551 13045 SH Defined 1 2 13045 Oneok Partners LP UNIT LTD PTN 68268N103 4684 75180 SH Defined 1 2 75180 Oneok Partners LP UNIT LTD PTN 68268N103 107 2400 SH Other 2400 Oracle Corp COM COM 68389X105 253 10300 SH Other 10300 Pepsico Inc. COM 713448108 90 1488 SH Defined 1 2 1488 Pepsico Inc. COM 713448108 462 7600 SH Other 7600 Permian Basin Royalty Trust UNIT BEN INT 714236106 524 36290 SH Defined 1 2 36290 Peroleo Brasileiro S.A. Cl A SP ADR NN VTG 71654V101 317 7225 SH Defined 1 2 7225 Petrohawk Energy Corp. COM 716495106 284 11229 SH Defined 1 2 11229 Petroleo Brasileiro Sa Petrobs Spsd ADR SPNSORED ADR 71654V408 36 750 SH Defined 1 2 750 Petroleo Brasileiro Sa Petrobs Spsd ADR SPNSORED ADR 71654V408 238 5000 SH Other 5000 Pinnacle West Cap Corp COM COM 723484101 256 7000 SH Defined 1 2 7000 Pinnacle West Cap Corp COM COM 723484101 750 20500 SH Other 20500 Pioneer Southwest Energy LP UNIT LP INT 72388B106 2189 97514 SH Defined 1 2 97514 Plains All American Pipeline, L.P. UNIT LTD PTN 726503105 4520 85531 SH Defined 1 2 85531 PNM Resources Inc. COM 69349H107 569 45000 SH Defined 1 2 45000 Potash Corp Sask Inc COM 73755L107 722 6654 SH Defined 1 2 6654 Powershares DB US Dlr Index Bllsh Fnd DOLL INDX BLL 73936D107 1608 69690 SH Defined 1 2 69690 PowerShares Water Resources WATER RES 73935X575 3142 186374 SH Defined 1 2 186374 Praxair COM 74005P104 58 720 SH Defined 1 2 720 Praxair COM 74005P104 149 1850 SH Other 1850 Procter & Gamble Co. COM 742718109 61 1000 SH Defined 1 2 1000 Procter & Gamble Co. COM 742718109 423 6975 SH Other 6975 Royal Caribbean Cruises Ltd Shs COM V7780T103 885 35000 SH Other 35000 Royal Caribbean Cruises Ltd Shs COM V7780T103 329 13000 SH Defined 1 2 13000 San Juan Basin Rty Tr UNIT BEN INT 798241105 752 43620 SH Defined 1 2 43620 Sba Communications Corp Class A COM 78388J106 410 12000 SH Other 12000 Schlumberger Limited COM 806857108 462 7100 SH Other 7100 Sector Spdr Energy Select SBI INT-ENRGY 81369Y506 1908 33462 SH Defined 1 2 33462 Select Sector SPDR- Financial SBI INT-FINL 81369Y605 1141 79220 SH Defined 1 2 79220 Select Sector Spdr Tr Health Care SBI HEALTHCR 81369Y209 2056 66187 SH Defined 1 2 66187 Select Sector SPDR: Consumer Staples SBI CONS STPL 81369Y308 4454 168262 SH Defined 1 2 168262 Short S & P 500 ProShares PSHS SHRT S&P 74347R503 3295 62689 SH Defined 1 2 62689 Southwest Airls Co COM COM 844741108 960 84000 SH Other 84000 Southwest Airls Co COM COM 844741108 354 31000 SH Defined 1 2 31000 SPDR Gold Trust GOLD SHS 78463V107 83184 778173 SH Defined 1 2 778173 Suncor Energy Inc. New COM 867224107 570 16150 SH Defined 1 2 16150 Suncor Energy Inc. New COM 867224107 177 5000 SH Other 5000 Targa Resources Partners LP COM UNIT 87611X105 2592 106611 SH Defined 1 2 106611 Terra Industries, Inc. COM 880915103 219 6524 SH Defined 1 2 6524 Texas Capital Bank Corp. COM 88224Q107 419 30000 SH Defined 1 2 30000 Tiffany and Co. COM 886547108 215 5000 SH Other 5000 Transocean Ltd, Zug Namen-akt. REG SHS H8817H100 381 4603 SH Defined 1 2 4603 Ultra Short Lehman 20+Trsy Pro Shares PSHS ULTSH 20 74347R297 3032 60790 SH Defined 1 2 60790 United Sts Nat Gas Fund Lp Unit UNIT 912318102 549 54500 SH Defined 1 2 54500 United Sts Stl Corp New COM 912909108 331 6000 SH Other 6000 United Technologies Co COM 913017109 347 5000 SH Other 5000 Unum Group Common COM 91529Y106 185 9500 SH Defined 1 2 9500 Unum Group Common COM 91529Y106 527 27000 SH Other 27000 USEC, Inc. COM 90333E108 193 50000 SH Defined 1 2 50000 Validus Holdings Ltd Shs COM SHS G9319H102 419 15563 SH Other 15563 Validus Holdings Ltd Shs COM SHS G9319H102 279 10372 SH Defined 1 2 10372 Vanguard Industrials ETF INDSTRL ETF 92204A603 2028 39327 SH Defined 1 2 39327 Verizon Communications COM 92343V104 901 27202 SH Defined 1 2 27202 Visa Inc COM 92826C839 245 2800 SH Other 2800 Vistaprint N.v., Venlo Shs SHS N93540107 283 4990 SH Defined 1 2 4990 Vodafone Group Plc New Spnsrd SPNS ADR NEW 92857W209 349 15100 SH Other 15100 Vodafone Group Plc New Spnsrd SPNS ADR NEW 92857W209 23 997 SH Defined 1 2 997 Vornado Rlty Tr Common SH BEN INT 929042109 285 4075 SH Other 4075 Walmart Stores Inc. COM 931142103 673 12586 SH Defined 1 2 12586 Walmart Stores Inc. COM 931142103 325 6075 SH Other 6075 Walt Disney Co. COM DISNEY 254687106 413 12800 SH Other 12800 Walt Disney Co. COM DISNEY 254687106 1 23 SH Defined 1 2 23 Waste Mgmt Inc Del COM COM 94106L109 123 3650 SH Other 3650 Waste Mgmt Inc Del COM COM 94106L109 304 9000 SH Defined 1 2 9000 Wells Fargo & Co New COM COM 949746101 246 9100 SH Defined 1 2 9100 Western Gas Partners L.P. COM UNT LP IN 958254104 2228 114301 SH Defined 1 2 114301 Williams Partners Common Unit LP COM UNIT LP 96950F104 2360 76950 SH Defined 1 2 76950 XTO Energy Inc. COM 98385X106 242 5200 SH Defined 1 2 5200 Yamana Gold Inc. COM 98462Y100 171 15000 SH Defined 1 2 15000