-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, URUxyD6KQ4eKO9tDWqI81SYrCPZmRlgWUqlsZLiAdCoEE8lcGInw6oTFmIzoBcvZ ZPihggfxfz89qEVC4iOReg== 0001313345-09-000011.txt : 20090811 0001313345-09-000011.hdr.sgml : 20090811 20090811093915 ACCESSION NUMBER: 0001313345-09-000011 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090630 FILED AS OF DATE: 20090811 DATE AS OF CHANGE: 20090811 EFFECTIVENESS DATE: 20090811 FILER: COMPANY DATA: COMPANY CONFORMED NAME: TIEDEMANN TRUST CO CENTRAL INDEX KEY: 0001313345 IRS NUMBER: 000000000 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-12765 FILM NUMBER: 091002246 BUSINESS ADDRESS: STREET 1: 1201 NORTH MARKET STREET STREET 2: SUITE 1406 CITY: WILMINGTON STATE: DE ZIP: 19801 BUSINESS PHONE: 302-656-5644 MAIL ADDRESS: STREET 1: 1201 NORTH MARKET STREET STREET 2: SUITE 1406 CITY: WILMINGTON STATE: DE ZIP: 19801 13F-HR 1 ttcq209live.txt TTC Q2 09 13F HR UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: June 30, 2009 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Tiedemann Trust Company Address: 1201 North Market Street Suite 1406 Wilmington DE 19801 Form 13F File Number: 28-12765 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: David A. Peters Title: Chief Compliance Officer Phone: 302-656-5644 Signature, Place, and Date of Signing: David A. Peters Wilmington, Delaware 08/11/2009 - -------------------- --------------------------- ---------- By: /s/ David A. Peters ------------------------- David A. Peters Report Type (Check only one.): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 156 Form 13F Information Table Value Total: $ 339298 ----------------- (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. No. Form 13F File Number Name --- ------------------- -----------------------------------------
COLUMN COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ---------------------------------- -------- --------- -------- ----------------- ---------- -------- --------------------- TITLE VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER OF CLASS CUSIP (X$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------------------- -------- --------- -------- ------- --- ---- ---------- -------- ------ ------ ------ Abbott Laboratories COM 002824100 5 100 SH Other 100 Abbott Laboratories COM 002824100 306 6500 SH Sole 6500 Amazon Com Inc Com COM 023135106 1643 19635 SH Sole 19635 American International Group COM 026874107 16 13728 SH Sole 13728 American Tower Corp CL A 029912201 252 8000 SH Sole 8000 Anadarko Petroleum Common COM 032511107 227 5000 SH Sole 5000 Ansys Inc. COM 03662Q105 421 13497 SH Sole 13497 Apple Inc COM 037833100 206 1445 SH Other 1445 AT & T Inc COM 00206R102 302 12166 SH Sole 12166 Atlas Energy Resources LLC COM 049303100 1283 62781 SH Defined 62781 Bank Of America Common COM 060505104 145 11000 SH Sole 11000 Bank Of America Common COM 060505104 2 150 SH Other 150 Bank of NY Mellon Common COM 064058100 239 8150 SH Other 8150 Bank of NY Mellon Common COM 064058100 117 4000 SH Sole 4000 Baxter International Common COM 071813109 318 6000 SH Sole 6000 Baxter International Common COM 071813109 3 60 SH Other 60 Becton Dickinson & Co COM 075887109 214 3000 SH Sole 3000 Berkshire Hathaway Class A CL A 084670108 1260 14 SH Sole 14 Berkshire Hathaway Class B CL B 084670207 3 1 SH Other 1 Berkshire Hathaway Class B CL B 084670207 1072 370 SH Sole 370 Boardwalk Pipeline Partners LP UT LT PTN 096627104 3462 153300 SH Defined 153300 Boston Scientific Cor COM 101137107 149 14700 SH Other 14700 Breitburn Energy Partners, L.P. COM LTD PTN 106776107 1201 156392 SH Defined 156392 Cdn Natural Res Common COM 136385101 394 7500 SH Sole 7500 Chattem Inc COM 162456107 204 3000 SH Sole 3000 Chevron Corp COM 166764100 334 5040 SH Sole 5040 Cisco Systems Inc. COM 17275R102 187 10000 SH Sole 10000 Cisco Systems Inc. COM 17275R102 3 150 SH Other 150 Comcast Corp. CL A SPL 20030N200 300 21305 SH Other 21305 Conoco Phillips COM 20825C104 172 4100 SH Other 4100 Conoco Phillips COM 20825C104 654 15556 SH Sole 15556 Conseco Inc. COM NEW 208464883 59 25000 SH Sole 25000 Consolidated Water Co. Ltd. COM G23773107 285 18000 SH Sole 18000 Consolidated Water Co. Ltd. COM G23773107 5 300 SH Other 300 Copano Energy, L.L.C. COM UNITS 217202100 1329 82832 SH Defined 82832 Ctrip.com International LTD ADR ADR 22943F100 276 5967 SH Sole 5967 Dara Biosciences, Inc. COM 23703P106 5 12893 SH Sole 12893 Davita COM 23918K108 317 6400 SH Other 6400 E I Du Pont De Nemours And Co. COM 263534109 151 5900 SH Other 5900 E I Du Pont De Nemours And Co. COM 263534109 50 1959 SH Sole 1959 EV Tx-Mngd Gl Dv.Equity Income Fund COM 27829F108 1403 130000 SH Defined 130000 Enbridge Energy Partners, L.P. COM 29250R106 4593 119043 SH Defined 119043 Encore Energy PTN COM UNIT 29257A106 1186 82969 SH Defined 82969 Energy Transfer Partners L.P. UT LTD PTN 29273R109 4567 112795 SH Defined 112795 Enterprise Products Partners LP COM 293792107 4661 186908 SH Defined 186908 Ev Energy Partners, LP COM UNITS 26926V107 1168 61879 SH Defined 61879 Everest Re Group COM G3223R108 286 4000 SH Other 4000 Exxon Mobil Corp COM 30231G102 330 4725 SH Other 4725 Exxon Mobil Corp COM 30231G102 5070 72516 SH Sole 72516 Franklin Resources Inc COM 354613101 227 3150 SH Other 3150 Freeport-McMoRan Copper & Gold PFD CONV 35671D782 397 5000 SH Sole 5000 Gabelli Equity Tr Common COM 362397101 147 32770 SH Sole 32770 General Electric COM 369604103 1 50 SH Other 50 General Electric COM 369604103 364 31116 SH Sole 31116 Google Inc-Cl A COM 38259P508 2617 6208 SH Sole 6208 Henry Schein Common COM 806407102 288 6000 SH Sole 6000 Henry Schein Common COM 806407102 7 150 SH Other 150 Hudson City Bancorp COM 443683107 51 3850 SH Other 3850 Hudson City Bancorp COM 443683107 133 10000 SH Sole 10000 Intel Corporation COM 458140100 166 10000 SH Sole 10000 Intel Corporation COM 458140100 7 400 SH Other 400 International Business Machines Corp. COM 459200101 1096 10490 SH Sole 10490 International Game Technology COM 459902102 163 10250 SH Other 10250 International Game Technology COM 459902102 76 4775 SH Sole 4775 Ipc Holdings ORD G4933P101 629 23000 SH Defined 23000 iShares Barclay's 1-3 Year Treas Bnd BRCLY 1-3 YR 464287457 39165 467864 SH Sole 467864 iShares Barclay's Aggregate Bond BRCLY US AG B 464287226 21443 209914 SH Sole 209914 iShares Barclay's TIPS Bond US TIPS BD FD 464287176 36317 357309 SH Defined 357309 iShares Global Consumer Staples S&P GL C STPL 464288737 1475 31426 SH Sole 31426 iShares MSCI Canada Index MSCI CDA IDX 464286509 1202 56134 SH Defined 56134 iShares MSCI Japan Index MSCI JAPAN 464286848 8049 853514 SH Defined 853514 iShares MSCI Mexico Index MSCI MEX INV 464286822 749 20326 SH Defined 20326 iShares Russell 1000 Growth Index RUS 1000GRW 464287614 1416 34500 SH Defined 34500 iShares S & P Europe Index S&P EURO PL 464287861 3458 110186 SH Defined 110186 iShares S&P 500 US Pfd. Stck. Index US PFD ST IDX 464288687 1459 45400 SH Defined 45400 Ishs Dj Us Telecom Dow Jones U S DJ US TCMM 464287713 1704 95800 SH Defined 95800 Johnson & Johnson COM 478160104 1059 18643 SH Sole 18643 Jpmorgan Chase & Co COM 46625H100 240 7040 SH Sole 7040 Kayne Anderson Energy Development Co COM 48660Q102 4044 304966 SH Sole 304966 KB Home COM 48666K109 139 10150 SH Other 10150 Kinder Morgan Energy Partners L P UT LTD PTN 494550106 4780 93512 SH Defined 93512 KKR Financial Corp COM 48248A306 124 133524 SH Defined 133524 L-3 Comm Hldgs Inc. COM 502424104 416 6000 SH Sole 6000 Laboratory Corp Amer Hldg COM NEW 50540R409 275 4050 SH Other 4050 Laboratory Corp Amer Hldg COM NEW 50540R409 65 955 SH Sole 955 Magellan Midstream Partners LP COM UT RP LP 559080106 4767 137148 SH Defined 137148 Market Vectors Gold Miners GOLD MN ETF 57060U100 3388 89599 SH Defined 89599 Market Vectors Pre-Refunded Muni ETF PRE-RF MN ETF 57060U738 750 30481 SH Sole 30481 Markwest Energy Partners L.P. UT LTD PTN 570759100 1537 84437 SH Defined 84437 Medivation, Inc. COM 58501N101 2846 127012 SH Sole 127012 Mi Development-a Cl A Sub Vtg Shs CL A SUB VTG 55304X104 76 10000 SH Sole 10000 Microsoft Corp. COM 594918104 413 17400 SH Other 17400 Microsoft Corp. COM 594918104 737 31000 SH Sole 31000 Mktvctrs Agrbsiness Agribusiness ETF AGRI ETF 57060U605 3305 95930 SH Defined 95930 Monsanto Company COM 61166W101 223 3000 SH Sole 3000 NGP Capital Resources Company COM 62912R107 77 13040 SH Defined 13040 Norfolk Southern Corp COM 655844108 301 8000 SH Sole 8000 Norfolk Southern Corp COM 655844108 4 100 SH Other 100 Northwestern Corp. COM NEW 668074305 211 9250 SH Sole 9250 Nustar Energy L.P. UNIT COM 67058H102 4759 88072 SH Defined 88072 Occidental Petroleum Corp COM 674599105 329 5000 SH Sole 5000 Occidental Petroleum Corp COM 674599105 3 50 SH Other 50 Oil Service Holdrs DEP RCPT 678002106 3751 38400 SH Defined 38400 Old Republic International Inc. COM 680223104 124 12600 SH Sole 12600 Oneok Partners LP UT LTD PTN 68268N103 4541 99166 SH Defined 99166 Oracle Corp Com COM 68389X105 268 12500 SH Other 12500 Oracle Corp Com COM 68389X105 129 6000 SH Sole 6000 Pepsico Inc. COM 713448108 6 118 SH Other 118 Pepsico Inc. COM 713448108 742 13500 SH Sole 13500 Perot Systems Corp CL A 714265105 171 11900 SH Other 11900 Petroleo Brasileiro Sa Petrobs Spsd ADR SPNS ADR 71654V408 205 5000 SH Sole 5000 Petroquest Energy Inc COM 716748108 92 25000 SH Sole 25000 Pinnacle West Cap Corp Com COM 723484101 302 10000 SH Sole 10000 Pioneer Southwest Energy UT LP INT 72388B106 1314 70468 SH Defined 70468 Plains All American Pipeline, L.P. UT LTD PTN 726503105 4638 108997 SH Defined 108997 PNM Resources Inc. COM 69349H107 482 45000 SH Defined 45000 Praxair COM 74005P104 353 4970 SH Sole 4970 Procter & Gamble Co. COM 742718109 664 13010 SH Sole 13010 Pwrshs Wtr Res Ptf Water Res Port WATER RES 73935X575 655 44470 SH Defined 44470 Satyam Computer Services, Ltd ADR 804098101 93 30000 SH Sole 30000 Sba Communications Cl A COM 78388J106 294 12000 SH Sole 12000 Scana Corporation COM 80589M102 214 6600 SH Other 6600 Schering 6% Mcp 10 Pfd Conv Mand 07 PFD CNV MN07 806605705 340 1500 SH Sole 1500 Schlumberger Limited COM 806857108 379 7000 SH Sole 7000 Sec Spdr Health-sbi Health Care SBI HLTHCR 81369Y209 1742 66200 SH Defined 66200 Select Sector SPDR- Financial SBI INT-FINL 81369Y605 120 10000 SH Sole 10000 Select Sector SPDR: Consumer Staples SBI CON STPL 81369Y308 7768 337885 SH Defined 337885 Silgan Holdings Inc Com COM 827048109 243 4950 SH Other 4950 Southern Union Co COM 844030106 185 10050 SH Other 10050 SPDR Gold TR GOLD SHS 78463V107 82246 902020 SH Defined 902020 Suncor Energy Inc. COM 867229106 237 7800 SH Sole 7800 Targa Resources Partners LP COM UNIT 87611X105 1380 99526 SH Defined 99526 Tencent Holdings HK SPNSD ADR B01CT30HK 317 38800 SH Sole 38800 Teppco Partners L.P. UT LTD PTNR 872384102 4856 162636 SH Defined 162636 Texas Capital Bank Corp. COM 88224Q107 1702 110000 SH Sole 110000 Ultra Short Lehman 20+Trsy Pro Shares ULTSH 20YRS 74347R297 5890 115678 SH Defined 115678 Ultrashort Oil & Gas ProShares ULTSH O&G 74347R586 1716 91514 SH Defined 91514 UltraShort Real Estate Proshares REAL EST PRO 74347R552 685 34811 SH Defined 34811 United States Oil UNITS 91232N108 1268 33429 SH Defined 33429 United Sts Stl Corp New COM 912909108 214 6000 SH Sole 6000 United Technologies Co COM 913017109 295 5675 SH Sole 5675 Us Natl Gas Fd Unit UNIT 912318102 656 47325 SH Defined 47325 USEC, Inc. COM 90333E108 532 100000 SH Defined 100000 Vanguard Industrials ETF IND ETF 92204A603 1621 39700 SH Defined 39700 Visa-a Common Cl A COM CL A 92826C839 398 6400 SH Other 6400 Visa-a Common Cl A COM CL A 92826C839 187 3000 SH Sole 3000 Vodafone Grp Sp Adr Sponsored Adr New SPNS ADR NEW 92857W209 2 100 SH Other 100 Vodafone Grp Sp Adr Sponsored Adr New SPNS ADR NEW 92857W209 310 15997 SH Sole 15997 Walgreen Co Com COM 931422109 470 16000 SH Sole 16000 Walmart Stores Inc. COM 931142103 291 6000 SH Sole 6000 Walmart Stores Inc. COM 931142103 4 75 SH Other 75 Walt Disney Co. COM DISNEY 254687106 300 12823 SH Sole 12823 Waste Management Inc. COM 94106L109 213 7550 SH Other 7550 Western Gas Partners COM UT LP IN 958254104 1339 86339 SH Defined 86339 Williams Partners Com Ut Ltd Ptns Int COM UT L P 96950F104 1277 70735 SH Defined 70735 Yamana Gold Inc. COM 98462Y100 751 85000 SH Defined 85000
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