0001654954-19-000383.txt : 20190111 0001654954-19-000383.hdr.sgml : 20190111 20190111161758 ACCESSION NUMBER: 0001654954-19-000383 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190110 FILED AS OF DATE: 20190111 DATE AS OF CHANGE: 20190111 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Lefkowitz Steven W CENTRAL INDEX KEY: 0001313149 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34673 FILM NUMBER: 19522499 MAIL ADDRESS: STREET 1: SIX HARRISON STREET CITY: NEW YORK STATE: NY ZIP: 10013 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CorMedix Inc. CENTRAL INDEX KEY: 0001410098 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 400 CONNELL DRIVE STREET 2: SUITE 5000 CITY: BERKELEY HEIGHTS STATE: NJ ZIP: 07922 BUSINESS PHONE: 908-517-9500 MAIL ADDRESS: STREET 1: 400 CONNELL DRIVE STREET 2: SUITE 5000 CITY: BERKELEY HEIGHTS STATE: NJ ZIP: 07922 4 1 section16.xml PRIMARY DOCUMENT X0306 4 2019-01-10 0001410098 CorMedix Inc. CRMD 0001313149 Lefkowitz Steven W C/O CORMEDIX INC. 400 CONNELL DRIVE, SUITE 5000 BERKELEY HEIGHTS NJ 07922 true Restricted Stock Units 2019-01-10 4 A false 12500 A 233879 D Restricted Stock Units 2019-01-10 4 A false 7500 A 241379 D Restricted Stock Units 2019-01-10 4 A false 10000 A 251379 D Common Stock, $0.001 par value per share 135757 I Wade Capital Corporation Money Purchase Plan Common Stock, $0.001 par value per share 10000 I Reporting Person's Wife Stock Option (Right to Buy Common Stock) 1.66 2019-01-10 4 A false 75000 0 A 2029-01-10 Common Stock 75000 75000 D Stock Option (Right to Buy Common Stock) 0.57 2028-02-16 Common Stock 40000 40000 D Stock Option (Right to Buy Common Stock) 0.45 2027-06-25 Common Stock 75000 75000 D Warrant (Right to Purchase Common Stock) 0.90 2015-01-08 2020-01-08 Common Stock 22500 22500 D Warrant (Right to Purchase Common Stock) 0.90 2015-01-08 2020-01-08 Common Stock 15000 15000 D These shares consist of restricted stock units granted on 01/10/2019. These restricted stock units will vest monthly with full vesting on the first anniversary of the date of grant, subject to continued service on the board. Includes 24,963 shares held by the reporting person for the benefit of his minor son. The reporting person beneficially owns these securities through Wade Capital Corporation Money Purchase Plan (an entity for which he has voting and investment control). These options were granted on 01/10/2019. The options vest monthly with full vesting on the one year anniversary of the date of grant, subject to continued service on the board. These options were granted on 2/16/2018. These options vest in full on the first anniversary of the date of grant, subject to continued service on the board. These options were granted on 6/25/2017. These options vest 1/3 on the date of grant, 1/3 on the first anniversary of the date of grant and 1/3 on the second anniversary of the date of grant. /s/ Alexander M. Donaldson, by power of attorney 2019-01-11