0001209191-16-153535.txt : 20161206 0001209191-16-153535.hdr.sgml : 20161206 20161206061207 ACCESSION NUMBER: 0001209191-16-153535 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20161202 FILED AS OF DATE: 20161206 DATE AS OF CHANGE: 20161206 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BOX INC CENTRAL INDEX KEY: 0001372612 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 202714444 STATE OF INCORPORATION: DE FISCAL YEAR END: 0131 BUSINESS ADDRESS: STREET 1: 900 JEFFERSON AVE CITY: REDWOOD CITY STATE: CA ZIP: 94063 BUSINESS PHONE: 877-729-4269 MAIL ADDRESS: STREET 1: 900 JEFFERSON AVE CITY: REDWOOD CITY STATE: CA ZIP: 94063 FORMER COMPANY: FORMER CONFORMED NAME: BOX.NET INC DATE OF NAME CHANGE: 20060814 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: DRAPER FISHER JURVETION PARTNERS GROWTH FUND 2006 LLC CENTRAL INDEX KEY: 0001375505 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36805 FILM NUMBER: 162035137 BUSINESS ADDRESS: STREET 1: 2882 SAND HILL RD SUITE 150 CITY: MENLO PARK STATE: CA ZIP: 94025 BUSINESS PHONE: 650-233-9000 MAIL ADDRESS: STREET 1: 2882 SAND HILL RD SUITE 150 CITY: MENLO PARK STATE: CA ZIP: 94025 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: DRAPER FISHER JURVETSON GROWTH FUND 2006 LP CENTRAL INDEX KEY: 0001385453 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36805 FILM NUMBER: 162035138 BUSINESS ADDRESS: STREET 1: 87 MARY ST STREET 2: GEORGE TOWN CITY: GRAND CAYMAN KY1-9002 STATE: E9 ZIP: 00000 MAIL ADDRESS: STREET 1: 87 MARY ST STREET 2: GEORGE TOWN CITY: GRAND CAYMAN KY1-9002 STATE: E9 ZIP: 00000 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Draper Fisher Jurvetson Fund VIII L P CENTRAL INDEX KEY: 0001312964 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36805 FILM NUMBER: 162035139 BUSINESS ADDRESS: STREET 1: P O BOX 265GT MARY ST STREET 2: WALKER HOUSE GA TOWN CITY: GRAND CAYCAY ISL STATE: E9 ZIP: 00000 BUSINESS PHONE: 650-233-9000 MAIL ADDRESS: STREET 1: P O BOX 265GT MARY ST STREET 2: WALKER HOUSE GA TOWN CITY: GRAND CAYCAY ISL STATE: E9 ZIP: 00000 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2016-12-02 0 0001372612 BOX INC BOX 0001312964 Draper Fisher Jurvetson Fund VIII L P C/O DRAPER FISHER JURVETSON 2882 SAND HILL ROAD, SUITE 150 MENLO PARK CA 94025 0 0 1 0 0001385453 DRAPER FISHER JURVETSON GROWTH FUND 2006 LP C/O DRAPER FISHER JURVETSON 2882 SAND HILL ROAD, SUITE 150 MENLO PARK CA 94025 0 0 1 0 0001375505 DRAPER FISHER JURVETION PARTNERS GROWTH FUND 2006 LLC C/O DRAPER FISHER JURVETSON 2882 SAND HILL ROAD, SUITE 150 MENLO PARK CA 94025 0 0 1 0 Class A Common Stock 2016-12-02 4 C 0 1490428 A 1490428 I By Fund VIII Class A Common Stock 2016-12-02 4 J 0 1490428 D 0 I By Fund VIII Class A Common Stock 2016-12-02 4 C 0 33121 A 33121 I By Partners VIII Class A Common Stock 2016-12-02 4 J 0 33121 D 0 I By Partners VIII Class A Common Stock 2016-12-02 4 C 0 932112 A 932112 I By Fund IX Class A Common Stock 2016-12-02 4 J 0 932112 D 0 I By Fund IX Class A Common Stock 2016-12-02 4 C 0 25259 A 25259 I By Partners IX Class A Common Stock 2016-12-02 4 J 0 25259 D 0 I By Partners IX Class A Common Stock 2016-12-02 4 J 0 371883 A 372083 I See footnote Class A Common Stock 2016-12-02 4 J 0 371883 D 200 I See footnote Class B Common Stock 2016-12-02 4 C 0 1490428 0.00 D Class A Common Stock 1490428 20002070 I See footnotes Class B Common Stock 2016-12-02 4 C 0 33121 0.00 D Class A Common Stock 33121 19968949 I See footnotes Class B Common Stock 2016-12-02 4 C 0 932112 0.00 D Class A Common Stock 932112 19036837 I See footnotes Class B Common Stock 2016-12-02 4 C 0 25259 0.00 D Class A Common Stock 25259 19011578 I See footnotes Represents the conversion of Class B Common Stock into Class A Common Stock held by Draper Fisher Jurvetson Fund VIII, L.P. (Fund VIII). The General Partner of Draper Associates, L.P. (DALP) is Draper Associates, Inc. which is controlled by its President and majority shareholder, Timothy C. Draper. DALP invests lockstep alongside Fund VIII and Draper Fisher Jurvetson Fund IX, L.P. (Fund IX). Timothy C. Draper, John H.N. Fisher and Stephen T. Jurvetson are managing directors of the general partner entities of Fund VIII and Fund IX that directly hold shares and as such they may be deemed to have voting and investment power with respect to such shares. Draper Fisher Jurvetson Partners VIII, LLC (Partners VIII) invests lockstep alongside Fund VIII. Draper Fisher Jurvetson Partners IX, LLC (Partners IX) invests lockstep alongside Fund IX. The managing members of Partners VIII and Partners IX are Timothy C. Draper, John H.N. Fisher and Stephen T. Jurvetson. These individuals disclaim beneficial ownership of these shares except to the extent of their pecuniary interest therein. John H.N. Fisher, Barry M. Schuler and Mark W. Bailey are managing directors of the general partner entities of Draper Fisher Jurvetson Growth Fund 2006, L.P. (Growth Fund) that directly hold shares and as such they may be deemed to have voting and investment power with respect to such shares. Draper Fisher Jurvetson Partners Growth Fund 2006, LLC (Growth Partners) invests lockstep alongside Growth Fund. The managing members of Growth Partners are John H.N. Fisher, Barry M. Schuler, Mark W. Bailey, Timothy C. Draper and Stephen T. Jurvetson. These individuals disclaim beneficial ownership of these shares except to the extent of their pecuniary interest therein. Represents a pro rata in-kind distribution of Class A Common Stock of the Issuer by Fund VIII to its partners or members and includes the subsequent distribution by Draper Fisher Jurvetson Fund VIII Partners, L.P. to its respective partners or members. Represents the conversion of Class B Common Stock into Class A Common Stock held by Partners VIII. Represents a pro rata in-kind distribution of Class A Common Stock of the Issuer by Partners VIII to its partners or members. Represents the conversion of Class B Common Stock into Class A Common Stock held by Fund IX. Represents a pro rata in-kind distribution of Class A Common Stock of the Issuer by Fund IX Partners to its partners or members. Represents the conversion of Class B Common Stock into Class A Common Stock held by Partners IX. Represents a pro rata in-kind distribution of Class A Common Stock of the Issuer by Partners IX to its partners or members. Represents the receipt of shares of Class A Common Stock of the Issuer by virtue of the pro rata in-kind distribution by Fund VIII. Shares held by Draper Fisher Jurvetson Fund VIII Partners, L.P. (Fund VIII Partners). Represents a pro rata in-kind distribution of Class A Common Stock of the Issuer by Fund VIII Partners to its partners or members. Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. 1,490,740 of these shares are owned directly by DALP, 3,728,448 of these shares are owned directly by Fund IX, 11,923,425 of these shares are owned directly by Fund VIII, 101,036 of these shares are owned directly by Partners IX, 264,964 of these shares are owned directly by Partners VIII, 1,390,544 of these shares are owned directly by Growth Fund, and 112,421 of these shares are owned directly by Growth Partners. This report is filed as form 2 of 2 to report related transactions for the following filers: Draper Fisher Jurvetson Fund VIII, L.P.; Draper Fisher Jurvetson Partners VIII, LLC; Draper Fisher Jurvetson Fund IX, L.P.; Draper Fisher Jurvetson Partners IX, LLC; Draper Associates, L.P.; Timothy Draper; John Fisher; Stephen Jurvetson; Mark Bailey; Barry Schuler; Draper Fisher Jurvetson Growth Fund 2006, L.P.; and Draper Fisher Jurvetson Partners Growth Fund 2006, LLC. /s/ John Fisher, Managing Director 2016-12-06