0001104659-13-042518.txt : 20130516 0001104659-13-042518.hdr.sgml : 20130516 20130516173109 ACCESSION NUMBER: 0001104659-13-042518 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130516 FILED AS OF DATE: 20130516 DATE AS OF CHANGE: 20130516 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Marketo, Inc. CENTRAL INDEX KEY: 0001490660 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 562558241 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 901 MARINERS ISLAND BLVD., SUITE 200 CITY: SAN MATEO STATE: CA ZIP: 94404 BUSINESS PHONE: 650 376-2300 MAIL ADDRESS: STREET 1: 901 MARINERS ISLAND BLVD., SUITE 200 CITY: SAN MATEO STATE: CA ZIP: 94404 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: STORM VENTURES PRINCIPALS FUND III CENTRAL INDEX KEY: 0001312946 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35909 FILM NUMBER: 13852528 BUSINESS ADDRESS: STREET 1: 2440 SAND HILL ROAD STREET 2: SUITE 301 CITY: MENLO PARK STATE: CA ZIP: 94025 BUSINESS PHONE: 650.926.8800 MAIL ADDRESS: STREET 1: 2440 SAND HILL ROAD STREET 2: SUITE 301 CITY: MENLO PARK STATE: CA ZIP: 94025 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: STORM VENTURES FUND III LP CENTRAL INDEX KEY: 0001313016 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35909 FILM NUMBER: 13852530 BUSINESS ADDRESS: STREET 1: 2440 SAND HILL ROAD STREET 2: SUITE 301 CITY: MENLO PARK STATE: CA ZIP: 94025 BUSINESS PHONE: 650.926.8800 MAIL ADDRESS: STREET 1: 2440 SAND HILL ROAD STREET 2: SUITE 301 CITY: MENLO PARK STATE: CA ZIP: 94025 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: STORM VENTURES AFFILIATES FUND III LP CENTRAL INDEX KEY: 0001326513 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35909 FILM NUMBER: 13852529 BUSINESS ADDRESS: STREET 1: 2440 SAND HILL RD STREET 2: SUITE 301 CITY: MENLO STATE: CA ZIP: 94025 BUSINESS PHONE: 650.926.8800 MAIL ADDRESS: STREET 1: 2440 SAND HILL RD STREET 2: SUITE 301 CITY: MENLO STATE: CA ZIP: 94025 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: STORM VENTURE ASSOCIATES III, L.L.C. CENTRAL INDEX KEY: 0001576722 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35909 FILM NUMBER: 13852531 BUSINESS ADDRESS: STREET 1: 2440 SAND HILL ROAD STREET 2: SUITE 301 CITY: MENLO PARK STATE: CA ZIP: 94025 BUSINESS PHONE: 650.926.8800 MAIL ADDRESS: STREET 1: 2440 SAND HILL ROAD STREET 2: SUITE 301 CITY: MENLO PARK STATE: CA ZIP: 94025 3 1 a3.xml 3 X0206 3 2013-05-16 0 0001490660 Marketo, Inc. MKTO 0001576722 STORM VENTURE ASSOCIATES III, L.L.C. C/O STORM VENTURES 2440 SAND HILL ROAD, SUITE 301 MENLO PARK CA 94025 0 0 1 0 0001313016 STORM VENTURES FUND III LP C/O STORM VENTURES 2440 SAND HILL ROAD, SUITE 301 MENLO PARK CA 94025 0 0 1 0 0001326513 STORM VENTURES AFFILIATES FUND III LP C/O STORM VENTURES 2440 SAND HILL ROAD, SUITE 301 MENLO PARK CA 94025 0 0 1 0 0001312946 STORM VENTURES PRINCIPALS FUND III C/O STORM VENTURES 2440 SAND HILL ROAD, SUITE 301 MENLO PARK CA 94025 0 0 1 0 Series B Convertible Preferred Stock Common Stock 3769213 I See footnote Series B Convertible Preferred Stock Common Stock 206169 I See footnote Series B Convertible Preferred Stock Common Stock 116766 I See footnote Series D Convertible Preferred Stock Common Stock 251587 I See footnote Series D Convertible Preferred Stock Common Stock 13761 I See footnote Series D Convertible Preferred Stock Common Stock 7794 I See footnote Series E Convertible Preferred Stock Common Stock 173921 I See footnote Series E Convertible Preferred Stock Common Stock 9513 I See footnote Series E Convertible Preferred Stock Common Stock 5388 I See footnote Series F Convertible Preferred Stock Common Stock 300920 I See footnote Series F Convertible Preferred Stock Common Stock 16460 I See footnote Series F Convertible Preferred Stock Common Stock 9322 I See footnote Series G Convertible Preferred Stock Common Stock 191718 I See footnote Series G Convertible Preferred Stock Common Stock 10486 I See footnote Series G Convertible Preferred Stock Common Stock 5938 I See footnote The Series B Convertible Preferred Stock shall automatically convert into Common Stock on a one for one basis immediately prior to the completion of the Issuer's initial public offering of common stock and has no expiration date. The shares are held directly by Storm Ventures Fund III, L.P. ("SV III"). The shares are held directly by Storm Ventures Affiliates Fund III, L.P. ("SVA III"). The shares are held directly by Storm Ventures Principals Fund III, L.L.C. (SVP III). Storm Venture Associates III, L.L.C. (SVA LLC) is the general partner of SV III and SVA III and the managing member of SVP III. Ryan Floyd, M. Alex Mendez, Tae Hea Nahm and Sanjay Subhedar are the managing members of SVA LLC. Ryan Floyd, M. Alex Mendez, Tae Hea Nahm and Sanjay Subhedar as the managing members of SVA LLC may be deemed to share voting and investment power with respect to the shares held by SV III, SVA III and SVP III. Each of the managing directors disclaims beneficial ownership of the shares reported herein, except to the extent of his respective pecuniary interest therein. The Series D Convertible Preferred Stock shall automatically convert into Common Stock on a one for one basis immediately prior to the completion of the Issuer's initial public offering of common stock and has no expiration date. The Series E Convertible Preferred Stock shall automatically convert into Common Stock on a one for one basis immediately prior to the completion of the Issuer's initial public offering of common stock and has no expiration date. The Series F Convertible Preferred Stock shall automatically convert into Common Stock on a one for one basis immediately prior to the completion of the Issuer's initial public offering of common stock and has no expiration date. The Series G Convertible Preferred Stock shall automatically convert into Common Stock on a one for one basis immediately prior to the completion of the Issuer's initial public offering of common stock and has no expiration date. /s/ Tae Hae Nahm, a Managing Member of Storm Venture Associates III, L.L.C. 2013-05-16 /s/ Tae Hae Nahm, a Managing Member of Storm Venture Associates III, L.L.C., the General Partner of Storm Ventures Fund III, L.P. 2013-05-16 /s/ Tae Hae Nahm, a Managing Member of Storm Venture Associates III, L.L.C., the General Partner of Storm Ventures Affiliates Fund III, L.P. 2013-05-16 /s/ Tae Hae Nahm, a Managing Member of Storm Venture Associates III, L.L.C., the Managing Member of Storm Ventures Principals Fund III, L.L.C. 2013-05-16