0001312739-18-000001.txt : 20180309 0001312739-18-000001.hdr.sgml : 20180309 20180309164658 ACCESSION NUMBER: 0001312739-18-000001 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180308 FILED AS OF DATE: 20180309 DATE AS OF CHANGE: 20180309 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Beach Walter T CENTRAL INDEX KEY: 0001312739 STANDARD INDUSTRIAL CLASSIFICATION: ASSET-BACKED SECURITIES [6189] FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-32733 FILM NUMBER: 18680721 MAIL ADDRESS: STREET 1: 409 SILVERSIDE ROAD CITY: WILMINGTON STATE: DE ZIP: 19809 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Resource Capital Corp. CENTRAL INDEX KEY: 0001332551 STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798] IRS NUMBER: 202287134 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 717 FIFTH AVENUE CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 212-621-3210 MAIL ADDRESS: STREET 1: 717 FIFTH AVENUE CITY: NEW YORK STATE: NY ZIP: 10022 4 1 primary_doc.xml PRIMARY DOCUMENT X0306 4 2018-03-08 0 0001332551 Resource Capital Corp. RSO 0001312739 Beach Walter T 1845 WALNUT STREET 18TH FLOOR PHILADELPHIA PA 19103 1 0 0 0 Common Stock 2018-03-08 4 A 0 4347 0 A 45711 D Common Stock 106958 I By investment companies The Reporting Person has been granted 4,347 shares of restricted common stock under the Issuer's Amended & Restated Omnibus Equity Compensation Plan. These shares will fully vest on March 8, 2019 and are receivable on account of the Reporting Person's service as a Director of the Company and without additional consideration. Beach Investment Counsel, Beach Investment Management, LLC and Beach Asset Management, LLC are investment firms for which the Reporting Person acts as a managing director and possess investment and/or voting power over the shares managed by them. /s/Shelle Weisbaum, attorney-in-fact 2018-03-09