0001423774-21-000094.txt : 20210901
0001423774-21-000094.hdr.sgml : 20210901
20210901174543
ACCESSION NUMBER: 0001423774-21-000094
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20210830
FILED AS OF DATE: 20210901
DATE AS OF CHANGE: 20210901
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Pileggi Jennifer
CENTRAL INDEX KEY: 0001312322
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38451
FILM NUMBER: 211231179
MAIL ADDRESS:
STREET 1: CNF INC.
STREET 2: 2855 CAMPUS DRIVE
CITY: SAN MATEO
STATE: CA
ZIP: 94403
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ZUORA INC
CENTRAL INDEX KEY: 0001423774
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372]
IRS NUMBER: 205530976
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0131
BUSINESS ADDRESS:
STREET 1: 101 REDWOOD SHORES PARKWAY
CITY: REDWOOD CITY
STATE: CA
ZIP: 94065
BUSINESS PHONE: 888-976-9056
MAIL ADDRESS:
STREET 1: 101 REDWOOD SHORES PARKWAY
CITY: REDWOOD CITY
STATE: CA
ZIP: 94065
4
1
wf-form4_163053271023219.xml
FORM 4
X0306
4
2021-08-30
0
0001423774
ZUORA INC
ZUO
0001312322
Pileggi Jennifer
C/O ZUORA, INC.
101 REDWOOD SHORES PARKWAY
REDWOOD CITY
CA
94065
0
1
0
0
SVP, GC and Corp. Secretary
Class A Common Stock
2021-08-30
4
M
0
12432
0
A
26624
D
Class A Common Stock
2021-08-30
4
M
0
62146
0
A
88770
D
Class A Common Stock
2021-08-30
4
M
0
33333
0
A
122103
D
Class A Common Stock
2021-08-30
4
S
0
114008
16.9207
D
8095
D
Class A Common Stock
50000
I
By The Bradley and Jennifer Pileggi Trust
Stock Option (Right to buy Class B Common Stock)
3.48
2021-08-30
4
M
0
12432
0
D
2025-11-17
Class B Common Stock
12432.0
20900
D
Class B Common Stock
0.0
2021-08-30
4
M
0
12432
0
A
Class A Common Stock
12432.0
12432
D
Class B Common Stock
0.0
2021-08-30
4
C
0
12432
0
D
Class A Common Stock
12432.0
0
D
Stock Option (Right to buy Class B Common Stock)
7.94
2021-08-30
4
M
0
62146
0
D
2028-03-08
Class B Common Stock
62146.0
25354
D
Class B Common Stock
0.0
2021-08-30
4
M
0
62146
0
A
Class A Common Stock
62146.0
62146
D
Class B Common Stock
0.0
2021-08-30
4
C
0
62146
0
D
Class A Common Stock
62146.0
0
D
Stock Option (Right to buy Class A Common Stock)
11.53
2021-08-30
4
M
0
33333
0
D
2030-05-11
Class A Common Stock
33333.0
66667
D
This transaction was effected pursuant to a 10b5-1 trading plan adopted by the Reporting Person.
Represents the weighted average sale price. The lowest price at which shares were sold was $16.56 and the highest price at which shares were sold was $17.03. The Reporting Person undertakes to provide upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer or its stockholders, full information regarding the total number of shares sold at each separate price within the range set forth in this footnote.
The securities are held of record by The Bradley and Jennifer Pileggi Trust, of which the Reporting Person is a trustee.
The option is fully vested and exercisable.
Each share of the issuer's Class B Common Stock will convert into 1 share of the issuer's Class A Common Stock (a) at the option of the holder and (b) automatically upon (i) any transfer, except for certain permitted transfers, and (ii) the date that is the earliest of (x) the date specified by a vote of the holders of not less than 66 2/3% of the outstanding shares of Class B Common Stock, (y) ten years from the effective date of the issuer's initial public offering and (z) the date that the total number of shares of outstanding Class B Common Stock ceases to represent at least 5% of all outstanding shares of the issuer's common stock, and has no expiration date.
The option vests over four years, with 1/48 of the shares vesting on March 8, 2018 and the remaining shares vesting as to 1/48 of the award monthly thereafter, so long as the Reporting Person continues to provide services to the Issuer through each vesting date.
The option vests over four years, with 1/48 of the shares vesting on May 1, 2020 and the remaining shares vesting as to 1/48 of the award monthly thereafter, so long as the Reporting Person continues to provide services to the Issuer through each vesting date.
/s/ Jennifer Pileggi
2021-09-01