0001423774-20-000004.txt : 20200103
0001423774-20-000004.hdr.sgml : 20200103
20200103174234
ACCESSION NUMBER: 0001423774-20-000004
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20191231
FILED AS OF DATE: 20200103
DATE AS OF CHANGE: 20200103
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Pileggi Jennifer
CENTRAL INDEX KEY: 0001312322
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38451
FILM NUMBER: 20507057
MAIL ADDRESS:
STREET 1: CNF INC.
STREET 2: 2855 CAMPUS DRIVE
CITY: SAN MATEO
STATE: CA
ZIP: 94403
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ZUORA INC
CENTRAL INDEX KEY: 0001423774
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372]
IRS NUMBER: 205530976
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0131
BUSINESS ADDRESS:
STREET 1: 3050 SOUTH DELAWARE STREET
STREET 2: SUITE 301
CITY: SAN MATEO
STATE: CA
ZIP: 94403
BUSINESS PHONE: 800-425-1281
MAIL ADDRESS:
STREET 1: 3050 SOUTH DELAWARE STREET
STREET 2: SUITE 301
CITY: SAN MATEO
STATE: CA
ZIP: 94403
4
1
wf-form4_157809133593156.xml
FORM 4
X0306
4
2019-12-31
0
0001423774
ZUORA INC
ZUO
0001312322
Pileggi Jennifer
C/O ZUORA, INC.
3050 SOUTH DELAWARE STREET, SUITE 301
SAN MATEO
CA
94403
0
1
0
0
SVP, GC and Corp. Secretary
Class A Common Stock
2019-12-31
4
M
0
750
0
A
15509
D
Class A Common Stock
2020-01-02
4
S
0
264
14.1906
D
15245
D
Class A Common Stock
50000
I
By The Bradley and Jennifer Pileggi Trust
Restricted Stock Units (RSU)(Class A)
2019-12-31
4
M
0
750
0
D
2023-03-31
Class A Common Stock
750.0
9750
D
Shares withheld to satisfy the Reporting Person's tax liability in connection with the issuance of Class A Common Stock resulting from the vesting of restricted stock units ("RSUs") as reported in row one of Table I.
Represents the weighted average sale price. The lowest price at which shares were sold was $14.19 and the highest price at which shares were sold was $14.34. The Reporting Person undertakes to provide upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer or its stockholders, full information regarding the total number of shares sold at each separate price within the range set forth in this footnote.
The securities are held of record by The Bradley and Jennifer Pileggi Trust, of which the Reporting Person is trustee.
Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement for no consideration.
The RSU vests over four years, with 1/16 of the underlying shares vesting on June 30, 2019 and the remaining shares vesting as to 1/16 of such shares quarterly thereafter, so long as the Reporting Person continues to provide services to the Issuer through each vesting date.
/s/ Jennifer Pileggi
2020-01-03