0001423774-20-000004.txt : 20200103 0001423774-20-000004.hdr.sgml : 20200103 20200103174234 ACCESSION NUMBER: 0001423774-20-000004 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20191231 FILED AS OF DATE: 20200103 DATE AS OF CHANGE: 20200103 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Pileggi Jennifer CENTRAL INDEX KEY: 0001312322 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38451 FILM NUMBER: 20507057 MAIL ADDRESS: STREET 1: CNF INC. STREET 2: 2855 CAMPUS DRIVE CITY: SAN MATEO STATE: CA ZIP: 94403 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ZUORA INC CENTRAL INDEX KEY: 0001423774 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 205530976 STATE OF INCORPORATION: DE FISCAL YEAR END: 0131 BUSINESS ADDRESS: STREET 1: 3050 SOUTH DELAWARE STREET STREET 2: SUITE 301 CITY: SAN MATEO STATE: CA ZIP: 94403 BUSINESS PHONE: 800-425-1281 MAIL ADDRESS: STREET 1: 3050 SOUTH DELAWARE STREET STREET 2: SUITE 301 CITY: SAN MATEO STATE: CA ZIP: 94403 4 1 wf-form4_157809133593156.xml FORM 4 X0306 4 2019-12-31 0 0001423774 ZUORA INC ZUO 0001312322 Pileggi Jennifer C/O ZUORA, INC. 3050 SOUTH DELAWARE STREET, SUITE 301 SAN MATEO CA 94403 0 1 0 0 SVP, GC and Corp. Secretary Class A Common Stock 2019-12-31 4 M 0 750 0 A 15509 D Class A Common Stock 2020-01-02 4 S 0 264 14.1906 D 15245 D Class A Common Stock 50000 I By The Bradley and Jennifer Pileggi Trust Restricted Stock Units (RSU)(Class A) 2019-12-31 4 M 0 750 0 D 2023-03-31 Class A Common Stock 750.0 9750 D Shares withheld to satisfy the Reporting Person's tax liability in connection with the issuance of Class A Common Stock resulting from the vesting of restricted stock units ("RSUs") as reported in row one of Table I. Represents the weighted average sale price. The lowest price at which shares were sold was $14.19 and the highest price at which shares were sold was $14.34. The Reporting Person undertakes to provide upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer or its stockholders, full information regarding the total number of shares sold at each separate price within the range set forth in this footnote. The securities are held of record by The Bradley and Jennifer Pileggi Trust, of which the Reporting Person is trustee. Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement for no consideration. The RSU vests over four years, with 1/16 of the underlying shares vesting on June 30, 2019 and the remaining shares vesting as to 1/16 of such shares quarterly thereafter, so long as the Reporting Person continues to provide services to the Issuer through each vesting date. /s/ Jennifer Pileggi 2020-01-03