0001312322-20-000005.txt : 20200702
0001312322-20-000005.hdr.sgml : 20200702
20200702171547
ACCESSION NUMBER: 0001312322-20-000005
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20200630
FILED AS OF DATE: 20200702
DATE AS OF CHANGE: 20200702
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Pileggi Jennifer
CENTRAL INDEX KEY: 0001312322
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38451
FILM NUMBER: 201010802
MAIL ADDRESS:
STREET 1: CNF INC.
STREET 2: 2855 CAMPUS DRIVE
CITY: SAN MATEO
STATE: CA
ZIP: 94403
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ZUORA INC
CENTRAL INDEX KEY: 0001423774
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372]
IRS NUMBER: 205530976
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0131
BUSINESS ADDRESS:
STREET 1: 101 REDWOOD SHORES PARKWAY
CITY: REDWOOD CITY
STATE: CA
ZIP: 94065
BUSINESS PHONE: 800-425-1281
MAIL ADDRESS:
STREET 1: 101 REDWOOD SHORES PARKWAY
CITY: REDWOOD CITY
STATE: CA
ZIP: 94065
4
1
wf-form4_159372452451166.xml
FORM 4
X0306
4
2020-06-30
0
0001423774
ZUORA INC
ZUO
0001312322
Pileggi Jennifer
C/O ZUORA, INC.
101 REDWOOD SHORES PARKWAY
REDWOOD CITY
CA
94065
0
1
0
0
SVP, GC and Corp. Secretary
Class A Common Stock
2020-06-30
4
M
0
750
0
A
16408
D
Class A Common Stock
2020-06-30
4
M
0
6250
0
A
22658
D
Class A Common Stock
2020-07-01
4
S
0
2563
12.0748
D
20095
D
Class A Common Stock
50000
I
By The Bradley and Jennifer Pileggi Trust
Restricted Stock Units (RSU)(Class A)
2020-06-30
4
M
0
750
0
D
Class A Common Stock
750.0
8250
D
Restricted Stock Units (RSU)(Class A)
2020-06-30
4
M
0
6250
0
D
Class A Common Stock
6250.0
93750
D
Shares sold to satisfy the Reporting Person's tax liability in connection with the issuance of Class A Common Stock resulting from the vesting of restricted stock units ("RSUs") as reported in rows one and two of Table I.
Represents the weighted average sale price. The lowest price at which shares were sold was $12.0500 and the highest price at which shares were sold was $12.5719. The Reporting Person undertakes to provide upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer or its stockholders, full information regarding the total number of shares sold at each separate price within the range set forth in this footnote.
The securities are held of record by The Bradley and Jennifer Pileggi Trust, of which the Reporting Person is trustee.
Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement for no consideration.
The RSU vests over four years, with 1/16 of the shares underlying the initial grant vesting on June 30, 2019 and the remaining shares vesting as to 1/16 of the award quarterly thereafter, so long as the Reporting Person continues to provide services to the Issuer through each vesting date.
RSUs do not expire; these securities either vest and settle or are canceled prior to the vesting date.
The RSU vests over four years, with 1/16 of the shares underlying the initial grant vesting on June 30, 2020 and the remaining shares vesting as to 1/16 of the award quarterly thereafter, so long as the Reporting Person continues to provide services to the Issuer through each vesting date.
/s/ Jennifer Pileggi
2020-07-02