0001312322-20-000003.txt : 20200513 0001312322-20-000003.hdr.sgml : 20200513 20200513212832 ACCESSION NUMBER: 0001312322-20-000003 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200511 FILED AS OF DATE: 20200513 DATE AS OF CHANGE: 20200513 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Pileggi Jennifer CENTRAL INDEX KEY: 0001312322 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38451 FILM NUMBER: 20875081 MAIL ADDRESS: STREET 1: CNF INC. STREET 2: 2855 CAMPUS DRIVE CITY: SAN MATEO STATE: CA ZIP: 94403 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ZUORA INC CENTRAL INDEX KEY: 0001423774 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 205530976 STATE OF INCORPORATION: DE FISCAL YEAR END: 0131 BUSINESS ADDRESS: STREET 1: 101 REDWOOD SHORES PARKWAY CITY: REDWOOD CITY STATE: CA ZIP: 94065 BUSINESS PHONE: 800-425-1281 MAIL ADDRESS: STREET 1: 101 REDWOOD SHORES PARKWAY CITY: REDWOOD CITY STATE: CA ZIP: 94065 4 1 wf-form4_158941969303851.xml FORM 4 X0306 4 2020-05-11 0 0001423774 ZUORA INC ZUO 0001312322 Pileggi Jennifer C/O ZUORA, INC. 101 REDWOOD SHORES PARKWAY REDWOOD CITY CA 94065 0 1 0 0 SVP, GC and Corp. Secretary Restricted Stock Units (RSU)(Class A) 2020-05-11 4 A 0 100000 0 A Class A Common Stock 100000.0 100000 D Stock Option (Right to buy Class A Common Stock) 11.53 2020-05-11 4 A 0 100000 0 A 2030-05-11 Class A Common Stock 100000.0 100000 D Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement for no consideration. The RSU vests over four years, with 1/16 of the shares underlying the initial grant vesting on June 30, 2020 and the remaining shares vesting as to 1/16 of the award quarterly thereafter, so long as the Reporting Person continues to provide services to the Issuer through each vesting date. RSUs do not expire; these securities either vest and settle or are canceled prior to the vesting date. The option vests over four years, with 1/48 of the shares vesting on May 1, 2020 and the remaining shares vesting as to 1/48 of the award monthly thereafter, so long as the Reporting Person continues to provide services to the Issuer through each vesting date. /s/ Jennifer Pileggi 2020-05-13