0001312109-21-000064.txt : 20210312 0001312109-21-000064.hdr.sgml : 20210312 20210312173354 ACCESSION NUMBER: 0001312109-21-000064 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210311 FILED AS OF DATE: 20210312 DATE AS OF CHANGE: 20210312 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Reed Scott A. CENTRAL INDEX KEY: 0001473236 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39123 FILM NUMBER: 21738730 MAIL ADDRESS: STREET 1: 901 E. CARY STREET STREET 2: ONE JAMES CENTER, SUITE 1700 CITY: RICHMOND STATE: VA ZIP: 23219 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Silvergate Capital Corp CENTRAL INDEX KEY: 0001312109 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 000000000 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 4250 EXECUTIVE SQUARE STE 300 CITY: LA JOLLA STATE: CA ZIP: 92037 BUSINESS PHONE: (858) 362-6300 MAIL ADDRESS: STREET 1: 4250 EXECUTIVE SQUARE STE 300 CITY: LA JOLLA STATE: CA ZIP: 92037 4 1 wf-form4_161558841498858.xml FORM 4 X0306 4 2021-03-11 0 0001312109 Silvergate Capital Corp SI 0001473236 Reed Scott A. 4250 EXECUTIVE SQUARE SUITE 300 LA JOLLA CA 92037 1 0 0 0 Class A Common Stock 2021-03-11 4 S 0 2819 130.4499 D 987181 I By BankCap Partners Opportunity Fund, L.P. Class A Common Stock 2021-03-11 4 S 0 2647 131.5599 D 984534 I By BankCap Partners Opportunity Fund, L.P. Class A Common Stock 2021-03-11 4 S 0 3143 132.5357 D 981391 I By BankCap Partners Opportunity Fund, L.P. Class A Common Stock 2021-03-11 4 S 0 1296 133.409 D 980095 I By BankCap Partners Opportunity Fund, L.P. Class A Common Stock 2021-03-11 4 S 0 95 134 D 980000 I By BankCap Partners Opportunity Fund, L.P. Class A Common Stock 2021-03-11 4 S 0 2217 135.7797 D 977783 I By BankCap Partners Opportunity Fund, L.P. Class A Common Stock 2021-03-11 4 S 0 3340 136.869 D 974443 I By BankCap Partners Opportunity Fund, L.P. Class A Common Stock 2021-03-11 4 S 0 3390 137.7326 D 971053 I By BankCap Partners Opportunity Fund, L.P. Class A Common Stock 2021-03-11 4 S 0 3653 138.979 D 967400 I By BankCap Partners Opportunity Fund, L.P. Class A Common Stock 2021-03-11 4 S 0 6980 139.8304 D 960420 I By BankCap Partners Opportunity Fund, L.P. Class A Common Stock 2021-03-11 4 S 0 420 140.4705 D 960000 I By BankCap Partners Opportunity Fund, L.P. Class A Common Stock 2021-03-12 4 S 0 19900 137.7885 D 940100 I By BankCap Partners Opportunity Fund, L.P. Class A Common Stock 2021-03-12 4 S 0 3798 139.9943 D 936302 I By BankCap Partners Opportunity Fund, L.P. Class A Common Stock 2021-03-12 4 S 0 1302 140.4113 D 935000 I By BankCap Partners Opportunity Fund, L.P. Class A Common Stock 2500 D Class A Common Stock 550 I By son Alexander Class A Common Stock 550 I By son Mitchell Class A Common Stock 550 I By son Shane Class A Common Stock 550 I By son Justin Restricted Stock Units Class A Common Stock 2056.0 2056 D This transaction was executed in multiple trades at prices ranging from $130.00 to $130.79. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. The reporting person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest in the shares. This transaction was executed in multiple trades at prices ranging from $131.00 to $131.99. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. This transaction was executed in multiple trades at prices ranging from $132.00 to $132.94. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. This transaction was executed in multiple trades at prices ranging from $133.00 to $133.90. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. This transaction was executed in multiple trades at prices ranging from $135.05 to $136.04. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. This transaction was executed in multiple trades at prices ranging from $136.20 to $137.19. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. This transaction was executed in multiple trades at prices ranging from $137.25 to $138.19. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. This transaction was executed in multiple trades at prices ranging from $138.30 to $139.28. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. This transaction was executed in multiple trades at prices ranging from $139.33 to $140.21. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. This transaction was executed in multiple trades at prices ranging from $140.43 to $140.50. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. This transaction was executed in multiple trades at prices ranging from $137.60 to $138.31. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. This transaction was executed in multiple trades at prices ranging from $139.24 to $140.21. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. This transaction was executed in multiple trades at prices ranging from $140.24 to $140.78. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Each restricted stock unit represents a contingent right to receive one share of Class A Common Stock. The restricted stock units vest fully on May 29, 2021. Vested shares will be delivered within thirty days following the vesting of the restricted stock units, when, subject to any trading restriction, the reporting person will receive the number of Class A shares that corresponds to the number of restricted stock units that have become vested on the applicable vesting date, less any shares withheld to satisfy federal, state, local and foreign taxes of any kind. /s/ John M. Bonino, as Attorney-in-Fact 2021-03-12