0001312109-21-000064.txt : 20210312
0001312109-21-000064.hdr.sgml : 20210312
20210312173354
ACCESSION NUMBER: 0001312109-21-000064
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20210311
FILED AS OF DATE: 20210312
DATE AS OF CHANGE: 20210312
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Reed Scott A.
CENTRAL INDEX KEY: 0001473236
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39123
FILM NUMBER: 21738730
MAIL ADDRESS:
STREET 1: 901 E. CARY STREET
STREET 2: ONE JAMES CENTER, SUITE 1700
CITY: RICHMOND
STATE: VA
ZIP: 23219
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Silvergate Capital Corp
CENTRAL INDEX KEY: 0001312109
STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022]
IRS NUMBER: 000000000
STATE OF INCORPORATION: MD
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 4250 EXECUTIVE SQUARE STE 300
CITY: LA JOLLA
STATE: CA
ZIP: 92037
BUSINESS PHONE: (858) 362-6300
MAIL ADDRESS:
STREET 1: 4250 EXECUTIVE SQUARE STE 300
CITY: LA JOLLA
STATE: CA
ZIP: 92037
4
1
wf-form4_161558841498858.xml
FORM 4
X0306
4
2021-03-11
0
0001312109
Silvergate Capital Corp
SI
0001473236
Reed Scott A.
4250 EXECUTIVE SQUARE
SUITE 300
LA JOLLA
CA
92037
1
0
0
0
Class A Common Stock
2021-03-11
4
S
0
2819
130.4499
D
987181
I
By BankCap Partners Opportunity Fund, L.P.
Class A Common Stock
2021-03-11
4
S
0
2647
131.5599
D
984534
I
By BankCap Partners Opportunity Fund, L.P.
Class A Common Stock
2021-03-11
4
S
0
3143
132.5357
D
981391
I
By BankCap Partners Opportunity Fund, L.P.
Class A Common Stock
2021-03-11
4
S
0
1296
133.409
D
980095
I
By BankCap Partners Opportunity Fund, L.P.
Class A Common Stock
2021-03-11
4
S
0
95
134
D
980000
I
By BankCap Partners Opportunity Fund, L.P.
Class A Common Stock
2021-03-11
4
S
0
2217
135.7797
D
977783
I
By BankCap Partners Opportunity Fund, L.P.
Class A Common Stock
2021-03-11
4
S
0
3340
136.869
D
974443
I
By BankCap Partners Opportunity Fund, L.P.
Class A Common Stock
2021-03-11
4
S
0
3390
137.7326
D
971053
I
By BankCap Partners Opportunity Fund, L.P.
Class A Common Stock
2021-03-11
4
S
0
3653
138.979
D
967400
I
By BankCap Partners Opportunity Fund, L.P.
Class A Common Stock
2021-03-11
4
S
0
6980
139.8304
D
960420
I
By BankCap Partners Opportunity Fund, L.P.
Class A Common Stock
2021-03-11
4
S
0
420
140.4705
D
960000
I
By BankCap Partners Opportunity Fund, L.P.
Class A Common Stock
2021-03-12
4
S
0
19900
137.7885
D
940100
I
By BankCap Partners Opportunity Fund, L.P.
Class A Common Stock
2021-03-12
4
S
0
3798
139.9943
D
936302
I
By BankCap Partners Opportunity Fund, L.P.
Class A Common Stock
2021-03-12
4
S
0
1302
140.4113
D
935000
I
By BankCap Partners Opportunity Fund, L.P.
Class A Common Stock
2500
D
Class A Common Stock
550
I
By son Alexander
Class A Common Stock
550
I
By son Mitchell
Class A Common Stock
550
I
By son Shane
Class A Common Stock
550
I
By son Justin
Restricted Stock Units
Class A Common Stock
2056.0
2056
D
This transaction was executed in multiple trades at prices ranging from $130.00 to $130.79. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
The reporting person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest in the shares.
This transaction was executed in multiple trades at prices ranging from $131.00 to $131.99. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
This transaction was executed in multiple trades at prices ranging from $132.00 to $132.94. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
This transaction was executed in multiple trades at prices ranging from $133.00 to $133.90. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
This transaction was executed in multiple trades at prices ranging from $135.05 to $136.04. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
This transaction was executed in multiple trades at prices ranging from $136.20 to $137.19. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
This transaction was executed in multiple trades at prices ranging from $137.25 to $138.19. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
This transaction was executed in multiple trades at prices ranging from $138.30 to $139.28. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
This transaction was executed in multiple trades at prices ranging from $139.33 to $140.21. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
This transaction was executed in multiple trades at prices ranging from $140.43 to $140.50. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
This transaction was executed in multiple trades at prices ranging from $137.60 to $138.31. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
This transaction was executed in multiple trades at prices ranging from $139.24 to $140.21. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
This transaction was executed in multiple trades at prices ranging from $140.24 to $140.78. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Each restricted stock unit represents a contingent right to receive one share of Class A Common Stock.
The restricted stock units vest fully on May 29, 2021. Vested shares will be delivered within thirty days following the vesting of the restricted stock units, when, subject to any trading restriction, the reporting person will receive the number of Class A shares that corresponds to the number of restricted stock units that have become vested on the applicable vesting date, less any shares withheld to satisfy federal, state, local and foreign taxes of any kind.
/s/ John M. Bonino, as Attorney-in-Fact
2021-03-12