UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
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POST-EFFECTIVE AMENDMENT NO. 1 TO
FORM S-3 REGISTRATION STATEMENT NO. 333-251095
FORM S-3 REGISTRATION STATEMENT NO. 333-266425
UNDER
THE SECURITIES ACT OF 1933
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SILVERGATE CAPITAL CORPORATION
(Exact name of registrant as specified in its charter)
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Maryland
(State or other jurisdiction of incorporation
or organization)
4250 Executive Square, Suite 300
La Jolla, California
(Address of Principal Executive Offices, Including Zip Code)
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33-0227337
(I.R.S. Employer
Identification No.)
92037
(Zip Code)
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Kathleen M. Fraher
Chief Transition Officer
Silvergate Capital Corporation
4250 Executive Square, Suite 300
La Jolla, CA 92037
Telephone: (858) 362-6300
(Name and address, including zip code, and telephone number, including area code, of agent for service)
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Approximate date of commencement of proposed sale to the public:
Not applicable. Removal from registration of securities that were not sold pursuant to the above referenced registration statements.
If the only securities being registered on this Form are being offered pursuant to dividend or interest reinvestment plans, please check the following box: ☐
If any of the securities being registered on this Form are to be offered on a delayed or continuous basis pursuant to Rule 415 under the Securities Act of 1933, other than securities offered only in
connection with dividend or interest reinvestment plans, check the following box: ☐
If this Form is filed to register additional securities for an offering pursuant to Rule 462(b) under the Securities Act, please check the following box and list the Securities Act registration statement
number of the earlier effective registration statement for the same offering. ☐
If this Form is a post-effective amendment filed pursuant to Rule 462(c) under the Securities Act, check the following box and list the Securities Act registration statement number of the earlier effective
registration statement for the same offering. ☐
If this Form is a registration statement pursuant to General Instruction I.D. or a post-effective amendment thereto that shall become effective upon filing with the Commission pursuant to Rule 462(e) under
the Securities Act, check the following box. ☐
If this Form is a post-effective amendment to a registration statement filed pursuant to General Instruction I.D. filed to register additional securities or additional classes of securities pursuant to Rule
413(b) under the Securities Act, check the following box. ☐
Indicate by check mark whether the registrant is a large accelerated filer, an accelerated filer, a non-accelerated filer, a smaller reporting company or an emerging growth company. See the definitions of
“large accelerated filer,” “accelerated filer,” “smaller reporting company,” and “emerging growth company” in Rule 12b-2 of the Exchange Act.
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Large accelerated filer
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☐
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Accelerated filer
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☐
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Non-accelerated filer
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☒
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Smaller reporting company
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☒
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Emerging Growth company
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☐
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If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided
pursuant to Section 7(a)(2)(B) of the Securities Act. ☐
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Registration Statement on Form S-3 (333-251095), filed with the SEC on December 3, 2020, which registered an indeterminate number of securities, with the aggregate public offering price of all securities registered thereunder not to
exceed $150,000,000, consisting of shares of the Registrant’s Class A common stock, par value $0.01 per share (“Common Stock”), shares of preferred stock, par value $0.01 per share, debt securities, warrants and units of the Registrant
that may be offered or sold from time to time; and
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Registration Statement on Form S-3 (333-266425), filed with the SEC on July 29, 2022, which registered up to 1,221,217 shares of Common Stock, shares of preferred stock, par value $0.01 per share, debt securities, warrants, units and
depository shares of the Registrant that may be offered or sold from time to time.
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SILVERGATE CAPITAL CORPORATION | ||||
By:
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/s/ Kathleen M. Fraher | |||
Name: |
Kathleen M. Fraher | |||
Title: |
Chief Transition Officer | |||