0001209191-18-002249.txt : 20180104 0001209191-18-002249.hdr.sgml : 20180104 20180104190817 ACCESSION NUMBER: 0001209191-18-002249 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180102 FILED AS OF DATE: 20180104 DATE AS OF CHANGE: 20180104 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Rothman Marc E CENTRAL INDEX KEY: 0001402025 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-32465 FILM NUMBER: 18511668 MAIL ADDRESS: STREET 1: 1303 E ALGONQUIN ROAD CITY: SCHAUMBURG STATE: X1 ZIP: 60196 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: VERIFONE SYSTEMS, INC. CENTRAL INDEX KEY: 0001312073 STANDARD INDUSTRIAL CLASSIFICATION: CALCULATING & ACCOUNTING MACHINES (NO ELECTRONIC COMPUTERS) [3578] IRS NUMBER: 043692546 STATE OF INCORPORATION: DE FISCAL YEAR END: 1220 BUSINESS ADDRESS: STREET 1: 88 WEST PLUMERIA DRIVE CITY: SAN JOSE STATE: CA ZIP: 95134 BUSINESS PHONE: (408) 232-7800 MAIL ADDRESS: STREET 1: 88 WEST PLUMERIA DRIVE CITY: SAN JOSE STATE: CA ZIP: 95134 FORMER COMPANY: FORMER CONFORMED NAME: VeriFone Holdings, Inc. DATE OF NAME CHANGE: 20041221 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2018-01-02 0 0001312073 VERIFONE SYSTEMS, INC. PAY 0001402025 Rothman Marc E C/O VERIFONE SYSTEMS, INC. 88 WEST PLUMERIA DRIVE SAN JOSE CA 95134 0 1 0 0 EVP & CFO Common Stock, par value $0.01 per share 2018-01-02 4 M 0 1503 0.00 A 159996 D Common Stock, par value $0.01 per share 2018-01-02 4 F 0 879 17.68 D 159117 D Restricted Stock Units 2018-01-02 4 M 0 1503 0.00 D Common Stock, par value $0.01 per share 1503 6012 D Stock Option (Right to Buy) 17.68 2018-01-02 4 A 0 50000 17.68 A 2025-01-02 Common Stock, par value $0.01 per share 50000 50000 D Restricted Stock Units 0.00 2018-01-02 4 A 0 39542 0.00 A Common Stock, par value $0.01 per share 39542 39542 D Restricted Stock Units 0.00 2018-01-02 4 A 0 41274 0.00 A Common Stock, par value $0.01 per share 41274 41274 D On January 2, 2018, shares of the issuer's common stock underlying these restricted stock units became deliverable without the payment of any consideration and were delivered to the reporting person. 25% of these stock options will vest on the first anniversary of the grant date. Thereafter, 6.25% of these stock options will vest at the end of each subsequent three month period until these stock options have fully vested. 25% of these restricted stock units will vest on the first anniversary of the grant date. Thereafter, 6.25% of these restricted stock units will vest at the end of each subsequent three month period until these restricted stock units have fully vested. The grant is subject to achievement of certain performance criteria prior to January 2, 2021 and will vest based on achievement of such criteria. The number of restricted stock units reported is the targeted amount to be achieved. Depending on the actual level of achievement, the reporting person may receive between 0% and 150% of such targeted amount. /s/ Marc Rothman, by Vik Varma, his Attorney-in-Fact 2018-01-04