0001209191-18-002249.txt : 20180104
0001209191-18-002249.hdr.sgml : 20180104
20180104190817
ACCESSION NUMBER: 0001209191-18-002249
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20180102
FILED AS OF DATE: 20180104
DATE AS OF CHANGE: 20180104
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Rothman Marc E
CENTRAL INDEX KEY: 0001402025
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-32465
FILM NUMBER: 18511668
MAIL ADDRESS:
STREET 1: 1303 E ALGONQUIN ROAD
CITY: SCHAUMBURG
STATE: X1
ZIP: 60196
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: VERIFONE SYSTEMS, INC.
CENTRAL INDEX KEY: 0001312073
STANDARD INDUSTRIAL CLASSIFICATION: CALCULATING & ACCOUNTING MACHINES (NO ELECTRONIC COMPUTERS) [3578]
IRS NUMBER: 043692546
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1220
BUSINESS ADDRESS:
STREET 1: 88 WEST PLUMERIA DRIVE
CITY: SAN JOSE
STATE: CA
ZIP: 95134
BUSINESS PHONE: (408) 232-7800
MAIL ADDRESS:
STREET 1: 88 WEST PLUMERIA DRIVE
CITY: SAN JOSE
STATE: CA
ZIP: 95134
FORMER COMPANY:
FORMER CONFORMED NAME: VeriFone Holdings, Inc.
DATE OF NAME CHANGE: 20041221
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2018-01-02
0
0001312073
VERIFONE SYSTEMS, INC.
PAY
0001402025
Rothman Marc E
C/O VERIFONE SYSTEMS, INC.
88 WEST PLUMERIA DRIVE
SAN JOSE
CA
95134
0
1
0
0
EVP & CFO
Common Stock, par value $0.01 per share
2018-01-02
4
M
0
1503
0.00
A
159996
D
Common Stock, par value $0.01 per share
2018-01-02
4
F
0
879
17.68
D
159117
D
Restricted Stock Units
2018-01-02
4
M
0
1503
0.00
D
Common Stock, par value $0.01 per share
1503
6012
D
Stock Option (Right to Buy)
17.68
2018-01-02
4
A
0
50000
17.68
A
2025-01-02
Common Stock, par value $0.01 per share
50000
50000
D
Restricted Stock Units
0.00
2018-01-02
4
A
0
39542
0.00
A
Common Stock, par value $0.01 per share
39542
39542
D
Restricted Stock Units
0.00
2018-01-02
4
A
0
41274
0.00
A
Common Stock, par value $0.01 per share
41274
41274
D
On January 2, 2018, shares of the issuer's common stock underlying these restricted stock units became deliverable without the payment of any consideration and were delivered to the reporting person.
25% of these stock options will vest on the first anniversary of the grant date. Thereafter, 6.25% of these stock options will vest at the end of each subsequent three month period until these stock options have fully vested.
25% of these restricted stock units will vest on the first anniversary of the grant date. Thereafter, 6.25% of these restricted stock units will vest at the end of each subsequent three month period until these restricted stock units have fully vested.
The grant is subject to achievement of certain performance criteria prior to January 2, 2021 and will vest based on achievement of such criteria. The number of restricted stock units reported is the targeted amount to be achieved. Depending on the actual level of achievement, the reporting person may receive between 0% and 150% of such targeted amount.
/s/ Marc Rothman, by Vik Varma, his Attorney-in-Fact
2018-01-04