13F-HR 1 arthacap4q12.txt ARTHA CAPITAL MANAGEMENT, INC. 13F 4Q 2012 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: December 31, 2012 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Artha Capital Management, Inc. Address: 300 First Stamford Place Suite 440 Stamford, Connecticut 06902 13F File Number: 028-11485 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Mark Yacos Title: Chief Financial Officer Phone: 203.653.5300 Signature, Place, and Date of Signing: /s/ Mark Yacos Stamford, Connecticut/USA February 14, 2013 Report Type (Check only one.): [ X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 1 Form 13F Information Table Entry Total: 11 Form 13F Information Table Value Total: $153,412 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional managers with respect to which this report is filed, other than the manager filing this report. No. 13F File Number Name 1 028-14845 Artha Capital Singapore Pte. Ltd. FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- BAIDU INC SPON ADR REP A 056752108 15445 154005 SH DEFINED 1 154005 COGNIZANT TECHNOLOGY SOLUTIO CL A 192446102 21285 288090 SH DEFINED 1 288090 COMPANHIA BRASILEIRA DE DIST SPN ADR PFD CL A 20440T201 1281 28863 SH DEFINED 1 28863 GERDAU S A SPON ADR REP PFD 373737105 10320 1147900 SH DEFINED 1 1147900 GOL LINHAS AEREAS INTLG S A SP ADR REP PFD 38045R107 10153 1547674 SH DEFINED 1 1547674 GRUPO TELEVISA SA SPON ADR REP ORD 40049J206 24181 909745 SH DEFINED 1 909745 ISHARES TR MSCI EMERG MKT 464287234 496 624000 SH PUT DEFINED 1 624000 ISHARES TR MSCI EMERG MKT 464287234 1059 23878 SH DEFINED 1 23878 LATAM AIRLS GROUP S A SPONSORED ADR 51817R106 3034 128760 SH DEFINED 1 128760 PETROLEO BRASILEIRO SA PETRO SPONSORED ADR 71654V408 6521 334900 SH DEFINED 1 334900 VALE S A ADR 91912E105 59637 2845284 SH DEFINED 1 2845284