0001315863-12-000289.txt : 20120814 0001315863-12-000289.hdr.sgml : 20120814 20120814160235 ACCESSION NUMBER: 0001315863-12-000289 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120630 FILED AS OF DATE: 20120814 DATE AS OF CHANGE: 20120814 EFFECTIVENESS DATE: 20120814 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Artha Capital Management, Inc. CENTRAL INDEX KEY: 0001311732 IRS NUMBER: 753044745 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-11485 FILM NUMBER: 121032717 BUSINESS ADDRESS: STREET 1: 300 FIRST STAMFORD PLACE STREET 2: SUITE 440 CITY: STAMFORD STATE: CT ZIP: 06902 BUSINESS PHONE: 203.653.5305 MAIL ADDRESS: STREET 1: 300 FIRST STAMFORD PLACE STREET 2: SUITE 440 CITY: STAMFORD STATE: CT ZIP: 06902 13F-HR 1 arthacap2q12.txt ARTHA CAPITAL MANAGEMENT, INC. 13F 2Q 2012 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: June 30, 2012 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Artha Capital Management, Inc. Address: 300 First Stamford Place Suite 440 Stamford, Connecticut 06902 13F File Number: 028-11485 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Mark Yacos Title: Chief Financial Officer Phone: 203.653.5300 Signature, Place, and Date of Signing: /s/ Mark Yacos Stamford, Connecticut/USA August 14, 2012 Report Type (Check only one.): [ X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 1 Form 13F Information Table Entry Total: 11 Form 13F Information Table Value Total: $171,399 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional managers with respect to which this report is filed, other than the manager filing this report. No. 13F File Number Name 1 028-14845 Artha Capital Singapore Pte. Ltd. FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- AMERICA MOVIL SAB DE CV SPON ADR L SHS 02364W105 13569 520674 SH DEFINED 1 520674 BAIDU INC SPON ADR REP A 056752108 9728 84602 SH DEFINED 1 84602 COGNIZANT TECHNOLOGY SOLUTIO CL A 192446102 7172 119533 SH DEFINED 1 119533 EMBRAER S A SP ADR REP 4 COM 29082A107 15130 570316 SH DEFINED 1 570316 GRUPO TELEVISA SA SPON ADR REP ORD 40049J206 57657 2684223 SH DEFINED 1 2684223 MARKET VECTORS ETF TR GOLD MINER ETF 57060U100 4774 106644 SH DEFINED 1 106644 SPDR S&P 500 ETF TR TR UNIT 78462F103 264 4108 SH PUT DEFINED 1 4108 SPDR GOLD TRUST GOLD SHS 78463V107 32838 211596 SH DEFINED 1 211596 TELEFONICA BRASIL SA SPONSORED ADR 87936R106 5043 203853 SH DEFINED 1 203853 TIM PARTICIPACOES S A SPONSORED ADR 88706P205 11238 409240 SH DEFINED 1 409240 VALE S A ADR 91912E105 13986 704582 SH DEFINED 1 704582