0001171843-14-005783.txt : 20141204 0001171843-14-005783.hdr.sgml : 20141204 20141204171232 ACCESSION NUMBER: 0001171843-14-005783 CONFORMED SUBMISSION TYPE: S-8 POS PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20141204 DATE AS OF CHANGE: 20141204 EFFECTIVENESS DATE: 20141204 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Global Geophysical Services Inc CENTRAL INDEX KEY: 0001311486 STANDARD INDUSTRIAL CLASSIFICATION: OIL AND GAS FIELD EXPLORATION SERVICES [1382] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: S-8 POS SEC ACT: 1933 Act SEC FILE NUMBER: 333-177011 FILM NUMBER: 141267121 BUSINESS ADDRESS: STREET 1: 13927 SOUTH GESSNER CITY: MISSOURI CITY STATE: TX ZIP: 77489 BUSINESS PHONE: 713-972-9200 MAIL ADDRESS: STREET 1: 13927 SOUTH GESSNER CITY: MISSOURI CITY STATE: TX ZIP: 77489 S-8 POS 1 gffs8pos_120414fn177011.htm POST-EFFECTIVE AMENDMENT NO. 1 TO FORM S-8

As filed with the Securities and Exchange Commission on December 4, 2014

 

Registration No. 333-177011

 
 

UNITED STATES

  SECURITIES AND EXCHANGE COMMISSION

Washington, D.C.  20549

 


Post-Effective
Amendment No. 1

 

to

 

FORM S-8

 

REGISTRATION STATEMENT UNDER

THE SECURITIES ACT OF 1933

 


GLOBAL GEOPHYSICAL SERVICES, INC.

(Exact name of registrant as specified in its charter)

 

Delaware   05-0574281

(State or other jurisdiction of

incorporation or organization)

 

 

(I.R.S. Employer

Identification No.)

 

13927 South Gessner Road    
Missouri City, Texas   77489
(Address of Principal Executive Offices)   (Zip Code)

Global Geophysical Services, Inc. 2011 Employee Stock Purchase Plan

(Full title of the plan)

 


Sean M. Gore

Senior Vice President and Chief Financial Officer

13927 South Gessner Road

Missouri City, Texas 77489

(Name and address of agent for service)

 

Telephone: (713) 808-7310

(Telephone number, including area code, of agent for service)

 


Copies to:

 

James E. Brasher

Senior Vice President and General Counsel

Global Geophysical Services, Inc.

13927 South Gessner Road

Missouri City, Texas 77489

(713) 808-7310

(713) 808-7810 (facsimile)

Joe S. Poff

Baker Botts L.L.P.

One Shell Plaza

910 Louisiana Street

Houston, TX 77002

(713) 229-1410

(713) 229-7710 (facsimile)


 
 

Indicate by check mark whether the registrant is a large accelerated filer, an accelerated filer, a non-accelerated filer, or a smaller reporting company. See the definitions of “large accelerated filer,” “accelerated filer” and “smaller reporting company” in Rule 12b- 2 of the Exchange Act.

 

Large Accelerated Filer o   Accelerated Filer x  

Non-Accelerated Filer o

(do not check if a smaller reporting company)

 

 

Smaller Reporting o

Company

 

 

 

 

 

 
 

EXPLANATORY NOTE

 

Global Geophysical Services, Inc., (the “Company”) registered 1,000,000 shares of common stock, par value $0.01 per share (the “Common Stock”), for issuance under the Company’s 2011 Employee Stock Purchase Plan (the “ESPP”) pursuant to a Registration Statement on Form S-8 (File No. 333-177011) filed with the Securities and Exchange Commission (the “SEC”) on September 26, 2011 (the “Registration Statement”).

 

As previously disclosed, on March 25, 2014, the Company and certain of its domestic subsidiaries (collectively, the “Debtors”) filed voluntary petitions for relief under Chapter 11 of Title 11 of the United Code in the United States Bankruptcy Court for the Southern District of Texas, Corpus Christi Division (the “Bankruptcy Court”). As contemplated by the Debtors’ Joint Plan of Reorganization (originally filed with the Bankruptcy Court on September 24, 2014 and as amended, modified, supplemented or reformed from time to time, the “Plan of Reorganization”), all equity interests in the Company, including shares of common stock, preferred stock, depositary shares or other instruments evidencing an ownership interest in the Company, whether or not transferable, and any option, warrant or right, contractual or otherwise, to acquire any such interest in the Company and any phantom stock or similar stock option unit provided pursuant to the Company’s employee compensation programs (including the ESPP), will be cancelled on the effective date of the Plan of Reorganization, and the holders of such equity interests shall not receive any distribution of property pursuant to the Plan of Reorganization on account of such equity interests.

 

Accordingly, effective upon the filing of this Post-Effective Amendment No. 1 with the SEC, the Company hereby removes from registration all shares of Common Stock registered under the ESPP that remain unsold under the Registration Statement as of the date hereof and terminates the effectiveness of the Registration Statement.

 

 
 

SIGNATURES

 

Pursuant to the requirements of the Securities Act of 1933, the registrant certifies that it has reasonable grounds to believe that it meets all of the requirements for filing on Form S-8 and has duly caused this Post-Effective Amendment No. 1 to the Registration Statement to be signed on its behalf by the undersigned, thereunto duly authorized, in Missouri City, Texas, on December 4, 2014.

 

 

GLOBAL GEOPHYSICAL SERVICES, INC.

 

   
  By: /s/ Sean M. Gore
    Sean M. Gore
    Senior Vice President and Chief Financial Officer

 

Pursuant to the requirements of the Securities Act of 1933, this Registration Statement has been signed by the following persons in the capacities indicated on December 4, 2014.

 

Signature Title
/s/ Richard C. White President and Director (Chief Executive Officer and Principal Executive Officer)
Richard C. White
/s/ Sean M. Gore Senior Vice President (Chief Financial Officer, Principal Financial Officer and Principal Accounting Officer)
Sean M. Gore
/s/ Damir S. Skerl Director
Damir S. Skerl
/s/ Michael C. Forrest Director
Michael C. Forrest
/s/ George E. Matelich Director
George E. Matelich
/s/ Stanley de Jongh Osborne Director
Stanley de Jongh Osborne
/s/ Karl F. Kurz Director
Karl F. Kurz
/s/ Michael S. Bahorich Director
Michael S. Bahorich
 

Director

 

Joseph P. McCoy