Delaware
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05-0574281
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(State of incorporation or organization)
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(I.R.S. Employer
Identification Number)
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13927 South Gessner Road
Missouri City, Texas
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77489
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(Address of principal executive offices)
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(Zip Code)
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Title of Each Class to be Registered
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Name Each Exchange on Which
Each Class is to be Registered
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Depositary Shares, Each Representing a 1/1000th Interest in a Share of 11.5% Series A Cumulative Preferred Stock
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New York Stock Exchange
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Exhibit
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Number
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Description
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3.1
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Third Amended and Restated Certificate of Incorporation of Global Geophysical Services, Inc., dated April 26, 2010 (incorporated by reference to Exhibit 3.1 to the Company’s 8-K filed on April 27, 2010).
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3.2
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Amended and Restated Bylaws of Global Geophysical Services, Inc., effective April 27, 2010 (incorporated by reference to Exhibit 3.2 to the Company’s 8-K filed on April 27, 2010).
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3.3
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Certificate of Designations with respect to the 11.5% Series A Cumulative Preferred Stock (incorporated by reference to Exhibit 3.1 of the Company’s Form 8-K filed on December 13, 2013).
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4.1
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Deposit Agreement, dated as of December 13, 2013, by and among Global Geophysical Services, Inc., Computershare Inc. and Computershare Trust Company, N.A., collectively, as Depositary, and the holders from time to time of the depositary receipts described therein (incorporated by reference to Exhibit 4.1 of the Company’s 8-K filed on December 13, 2013).
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4.2
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Form of Depositary Receipt representing the Depositary Shares (included as Exhibit A to Exhibit 4.1) (incorporated by reference to Exhibit 4.1 of the Company’s Form 8-K filed on December 13, 2013).
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4.3
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Form of Certificate representing the 11.5% Series A Cumulative Preferred Stock (incorporated by reference to Exhibit 4.3 of the Company’s Form 8-K filed on December 13, 2013).
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Global Geophysical Services, Inc.
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By:
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/s/ P. MATHEW VERGHESE
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P. Mathew Verghese
Senior Vice President, Chief Financial Officer,
Principal Financial Officer & Principal Accounting Officer
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Date: December 13, 2013
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Exhibit
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Number
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Description
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3.1
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Third Amended and Restated Certificate of Incorporation of Global Geophysical Services, Inc., dated April 26, 2010 (incorporated by reference to Exhibit 3.1 to the Company’s 8-K filed on April 27, 2010).
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3.2
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Amended and Restated Bylaws of Global Geophysical Services, Inc., effective April 27, 2010 (incorporated by reference to Exhibit 3.2 to the Company’s 8-K filed on April 27, 2010).
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3.3
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Certificate of Designations with respect to the 11.5% Series A Cumulative Preferred Stock (incorporated by reference to Exhibit 3.1 of the Company’s Form 8-K filed on December 13, 2013).
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4.1
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Deposit Agreement, dated as of December 13, 2013, by and among Global Geophysical Services, Inc., Computershare Inc. and Computershare Trust Company, N.A., collectively, as Depositary, and the holders from time to time of the depositary receipts described therein (incorporated by reference to Exhibit 4.1 of the Company’s 8-K filed on December 13, 2013).
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4.2
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Form of Depositary Receipt representing the Depositary Shares (included as Exhibit A to Exhibit 4.1) (incorporated by reference to Exhibit 4.1 of the Company’s Form 8-K filed on December 13, 2013).
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4.3
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Form of Certificate representing the 11.5% Series A Cumulative Preferred Stock (incorporated by reference to Exhibit 4.3 of the Company’s Form 8-K filed on December 13, 2013).
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