0001209191-20-036023.txt : 20200611
0001209191-20-036023.hdr.sgml : 20200611
20200611180416
ACCESSION NUMBER: 0001209191-20-036023
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20200609
FILED AS OF DATE: 20200611
DATE AS OF CHANGE: 20200611
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Chafkin Jeremiah H
CENTRAL INDEX KEY: 0001311476
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38980
FILM NUMBER: 20958252
MAIL ADDRESS:
STREET 1: C/O THE CHARLES SCHWAB CORPORATION
STREET 2: 120 KEARNY STREET
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94108
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: AssetMark Financial Holdings, Inc.
CENTRAL INDEX KEY: 0001591587
STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282]
IRS NUMBER: 300774039
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1655 GRANT STREET, 10TH FLOOR
CITY: CONCORD
STATE: CA
ZIP: 94520
BUSINESS PHONE: 800-664-5345
MAIL ADDRESS:
STREET 1: 1655 GRANT STREET, 10TH FLOOR
CITY: CONCORD
STATE: CA
ZIP: 94520
FORMER COMPANY:
FORMER CONFORMED NAME: AqGen Liberty Management II, Inc.
DATE OF NAME CHANGE: 20131108
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2020-06-09
0
0001591587
AssetMark Financial Holdings, Inc.
AMK
0001311476
Chafkin Jeremiah H
C/O ASSETMARK FINANCIAL HOLDINGS, INC.
1655 GRANT STREET, 10TH FLOOR
CONCORD
CA
94520
0
1
0
0
EVP, Chief Investment Officer
Common Stock
2020-06-09
4
A
0
4689
0.00
A
525383
D
Stock Appreciation Right
28.48
2020-06-09
4
A
0
40189
0.00
A
2030-06-09
Common Stock
40189
40189
D
Consists of restricted stock units that vest in four equal annual installments on the first four anniversaries of the date of grant and settle in shares of common stock of the issuer.
The stock appreciation right vests in four equal annual installments on the first four anniversaries of the date of grant.
/s/ Sarah Tian, as Attorney-in-Fact, for Jeremiah H. Chafkin
2020-06-11