0000950103-20-004664.txt : 20200304
0000950103-20-004664.hdr.sgml : 20200304
20200304203833
ACCESSION NUMBER: 0000950103-20-004664
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20200302
FILED AS OF DATE: 20200304
DATE AS OF CHANGE: 20200304
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Chafkin Jeremiah H
CENTRAL INDEX KEY: 0001311476
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38980
FILM NUMBER: 20689295
MAIL ADDRESS:
STREET 1: C/O THE CHARLES SCHWAB CORPORATION
STREET 2: 120 KEARNY STREET
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94108
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: AssetMark Financial Holdings, Inc.
CENTRAL INDEX KEY: 0001591587
STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282]
IRS NUMBER: 300774039
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1655 GRANT STREET, 10TH FLOOR
CITY: CONCORD
STATE: CA
ZIP: 94520
BUSINESS PHONE: 800-664-5345
MAIL ADDRESS:
STREET 1: 1655 GRANT STREET, 10TH FLOOR
CITY: CONCORD
STATE: CA
ZIP: 94520
FORMER COMPANY:
FORMER CONFORMED NAME: AqGen Liberty Management II, Inc.
DATE OF NAME CHANGE: 20131108
4
1
dp123295_4-chafkin.xml
FORM 4
X0306
4
2020-03-02
0
0001591587
AssetMark Financial Holdings, Inc.
AMK
0001311476
Chafkin Jeremiah H
C/O ASSETMARK FINANCIAL HOLDINGS, INC.
1655 GRANT STREET, 10TH FLOOR
CONCORD
CA
94520
0
1
0
0
EVP, Chief Investment Officer
Common stock
2020-03-02
4
S
0
2200
25.47
D
550230
D
Common stock
2020-03-02
4
S
0
1705
26.16
D
548525
D
Common stock
2020-03-03
4
S
0
4029
26.43
D
544496
D
These transactions were executed in multiple trades at prices ranging from $25.04 to $25.98. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
These transactions were executed in multiple trades at prices ranging from $26.04 to $26.39. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
These transactions were executed in multiple trades at prices ranging from $26.18 to $26.61. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
All transactions were executed pursuant to a Rule 10b5-1 plan entered into by the Reporting Person.
/s/ Sarah Tian, as Attorney-in-Fact, for Jeremiah H. Chafkin
2020-03-04