0001410636-19-000140.txt : 20190729 0001410636-19-000140.hdr.sgml : 20190729 20190729163112 ACCESSION NUMBER: 0001410636-19-000140 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190725 FILED AS OF DATE: 20190729 DATE AS OF CHANGE: 20190729 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Yates Lloyd M CENTRAL INDEX KEY: 0001311411 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34028 FILM NUMBER: 19981554 MAIL ADDRESS: STREET 1: DUKE ENERGY CORPORATION STREET 2: 550 SOUTH TRYON STREET - DEC45A CITY: CHARLOTTE STATE: NC ZIP: 28202 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: American Water Works Company, Inc. CENTRAL INDEX KEY: 0001410636 STANDARD INDUSTRIAL CLASSIFICATION: WATER SUPPLY [4941] IRS NUMBER: 510063696 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1 WATER STREET CITY: CAMDEN STATE: NJ ZIP: 08102-1658 BUSINESS PHONE: 856-955-4001 MAIL ADDRESS: STREET 1: 1 WATER STREET CITY: CAMDEN STATE: NJ ZIP: 08102-1658 4 1 wf-form4_156443225664259.xml FORM 4 X0306 4 2019-07-25 0 0001410636 American Water Works Company, Inc. AWK 0001311411 Yates Lloyd M 1 WATER STREET CAMDEN NJ 08102-1658 1 0 0 0 Common Stock 2019-07-25 4 A 0 941 0 A 2941 D The shares indicated constitute units that settle solely in the common stock of American Water Works Company, Inc. (the "Company") on a one share per unit basis. The stock units vested on the date of grant and will be converted into common stock generally within 30 days following the earlier of August 14, 2020 (subject to the right of the reporting person to defer payment in accordance with the terms of the grant, a separation from service or a change of control of the Company. /s/ Jeffrey M. Taylor, as attorney-in-fact for Lloyd M. Yates 2019-07-29