0001326160-19-000194.txt : 20190828 0001326160-19-000194.hdr.sgml : 20190828 20190828161939 ACCESSION NUMBER: 0001326160-19-000194 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190826 FILED AS OF DATE: 20190828 DATE AS OF CHANGE: 20190828 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Yates Lloyd M CENTRAL INDEX KEY: 0001311411 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-32853 FILM NUMBER: 191062158 MAIL ADDRESS: STREET 1: DUKE ENERGY CORPORATION STREET 2: 550 SOUTH TRYON STREET - DEC45A CITY: CHARLOTTE STATE: NC ZIP: 28202 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Duke Energy CORP CENTRAL INDEX KEY: 0001326160 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC & OTHER SERVICES COMBINED [4931] IRS NUMBER: 202777218 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 550 SOUTH TRYON STREET STREET 2: DEC45A CITY: CHARLOTTE STATE: NC ZIP: 28202 BUSINESS PHONE: 980-373-9093 MAIL ADDRESS: STREET 1: 550 SOUTH TRYON STREET STREET 2: DEC45A CITY: CHARLOTTE STATE: NC ZIP: 28202 FORMER COMPANY: FORMER CONFORMED NAME: Duke Energy Holding Corp. DATE OF NAME CHANGE: 20050628 FORMER COMPANY: FORMER CONFORMED NAME: Deer Holding Corp. DATE OF NAME CHANGE: 20050504 4 1 wf-form4_156702356441738.xml FORM 4 X0306 4 2019-08-26 0 0001326160 Duke Energy CORP DUK 0001311411 Yates Lloyd M 550 S. TRYON STREET CHARLOTTE NC 28202 0 1 0 0 EVPCust&DelivOps;PresCarolinas Common Stock 2019-08-26 4 S 0 11077 90.80 D 41154 D Common Stock 2019-08-26 4 S 0 1400 90.81 D 39754 D Common Stock 2019-08-26 4 S 0 1523 90.82 D 38231 D Common Stock 2019-08-26 4 S 0 1600 90.83 D 36631 D Common Stock 2019-08-26 4 S 0 100 90.831 D 36531 D Common Stock 2019-08-26 4 S 0 4300 90.84 D 32231 D Common Stock 2029 I By 401(k) David S. Maltz, attorney-in-fact for Lloyd M. Yates 2019-08-28