0001326160-17-000046.txt : 20170228 0001326160-17-000046.hdr.sgml : 20170228 20170228173048 ACCESSION NUMBER: 0001326160-17-000046 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170224 FILED AS OF DATE: 20170228 DATE AS OF CHANGE: 20170228 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Duke Energy CORP CENTRAL INDEX KEY: 0001326160 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC & OTHER SERVICES COMBINED [4931] IRS NUMBER: 202777218 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 550 SOUTH TRYON STREET STREET 2: DEC45 CITY: CHARLOTTE STATE: NC ZIP: 28202 BUSINESS PHONE: 704-382-3853 MAIL ADDRESS: STREET 1: 550 SOUTH TRYON STREET STREET 2: DEC45 CITY: CHARLOTTE STATE: NC ZIP: 28202 FORMER COMPANY: FORMER CONFORMED NAME: Duke Energy Holding Corp. DATE OF NAME CHANGE: 20050628 FORMER COMPANY: FORMER CONFORMED NAME: Deer Holding Corp. DATE OF NAME CHANGE: 20050504 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Yates Lloyd M CENTRAL INDEX KEY: 0001311411 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-32853 FILM NUMBER: 17649576 MAIL ADDRESS: STREET 1: 410 S WILMINGTON STREET CITY: RALEIGH STATE: NC ZIP: 27601 4 1 wf-form4_148832103440212.xml FORM 4 X0306 4 2017-02-24 0 0001326160 Duke Energy CORP DUK 0001311411 Yates Lloyd M 550 S. TRYON STREET CHARLOTTE NC 28202 0 1 0 0 EVPCust&DelivOps;PresCarolinas Common Stock 2017-02-24 4 F 0 656 81.96 D 62564 D Common Stock 2017-02-25 4 F 0 596 81.96 D 61968 D Common Stock 2017-02-25 4 F 0 525 81.96 D 61443 D Common Stock 2017-02-27 4 S 0 5000 82.014 D 56443 D Common Stock 1830 I By 401(k) David S. Maltz, attorney-in-fact for Lloyd M. Yates 2017-02-24