0001326160-16-000232.txt : 20160226 0001326160-16-000232.hdr.sgml : 20160226 20160226162018 ACCESSION NUMBER: 0001326160-16-000232 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160224 FILED AS OF DATE: 20160226 DATE AS OF CHANGE: 20160226 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Duke Energy CORP CENTRAL INDEX KEY: 0001326160 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC & OTHER SERVICES COMBINED [4931] IRS NUMBER: 202777218 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 550 SOUTH TRYON STREET STREET 2: DEC45 CITY: CHARLOTTE STATE: NC ZIP: 28202 BUSINESS PHONE: 704-382-3853 MAIL ADDRESS: STREET 1: 550 SOUTH TRYON STREET STREET 2: DEC45 CITY: CHARLOTTE STATE: NC ZIP: 28202 FORMER COMPANY: FORMER CONFORMED NAME: Duke Energy Holding Corp. DATE OF NAME CHANGE: 20050628 FORMER COMPANY: FORMER CONFORMED NAME: Deer Holding Corp. DATE OF NAME CHANGE: 20050504 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Yates Lloyd M CENTRAL INDEX KEY: 0001311411 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-32853 FILM NUMBER: 161462134 MAIL ADDRESS: STREET 1: 410 S WILMINGTON STREET CITY: RALEIGH STATE: NC ZIP: 27601 4 1 wf-form4_145652160649808.xml FORM 4 X0306 4 2016-02-24 0 0001326160 Duke Energy CORP DUK 0001311411 Yates Lloyd M 550 S. TRYON STREET CHARLOTTE NC 28202 0 1 0 0 EVPMkt Solutions;PresCarolinas Common Stock 2016-02-24 4 A 0 6005 74.95 A 44245 D Common Stock 2016-02-24 4 A 0 10007 74.95 A 54252 D Common Stock 2016-02-24 4 M 0 7234 74.95 A 61486 D Common Stock 2016-02-24 4 F 0 2397 74.95 D 59089 D Common Stock 1758 I By 401(k) Performance Shares 74.95 2016-02-24 4 M 0 7234 74.95 A 2016-02-24 Common Stock 7234.0 0 D Expiration date not applicable. David S. Maltz, attorney-in-fact for Lloyd M. Yates 2016-02-24