0001209191-21-017293.txt : 20210303 0001209191-21-017293.hdr.sgml : 20210303 20210303185456 ACCESSION NUMBER: 0001209191-21-017293 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210301 FILED AS OF DATE: 20210303 DATE AS OF CHANGE: 20210303 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Hoffman Scott D CENTRAL INDEX KEY: 0001326139 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-32492 FILM NUMBER: 21711412 MAIL ADDRESS: STREET 1: C/O LAZARD LLC STREET 2: 30 ROCKEFELLER PLAZA CITY: NEW YORK STATE: NY ZIP: 10020 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Lazard Ltd CENTRAL INDEX KEY: 0001311370 STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282] IRS NUMBER: 980437848 STATE OF INCORPORATION: D0 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: CLARENDON HOUSE STREET 2: 2 CHURCH STREET CITY: HAMILTON STATE: D0 ZIP: HM II BUSINESS PHONE: (441) 295-1422 MAIL ADDRESS: STREET 1: CLARENDON HOUSE STREET 2: 2 CHURCH STREET CITY: HAMILTON STATE: D0 ZIP: HM II 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2021-03-01 0 0001311370 Lazard Ltd LAZ 0001326139 Hoffman Scott D C/O LAZARD LTD 30 ROCKEFELLER PLAZA NEW YORK NY 10112 0 1 0 0 CAO and General Counsel Restricted Class A Common Stock 2021-03-01 4 M 0 41152 D 0 D Class A Common Stock 2021-03-01 4 M 0 41152 A 117450 D Class A Common Stock 2021-03-02 4 S 0 25000 40.52 D 92450 D Class A Common Stock 2021-03-02 4 M 0 646 A 93096 D Restricted Stock Units 2021-03-02 4 A 0 646 A 2021-03-02 2021-03-02 Class A Common Stock 646 646 D Restricted Stock Units 2021-03-02 4 M 0 646 D 2021-03-02 2021-03-02 Class A Common Stock 646 0 D Shares of unrestricted Class A Common Stock were acquired upon the vesting of a prior grant of Performance-based Restricted Stock Units ("PRSUs") awarded with respect to compensation for 2017, including certain Restricted Stock Units ("RSUs") that had been acquired pursuant to the dividend equivalent reinvestment provisions of the underlying PRSU award. The grant was previously reflected in the Company's proxy statements. The PRSUs and RSUs that had been acquired pursuant to the award had previously been converted into shares of Restricted Class A Common Stock in connection with the reporting person's retirement eligibility and such shares remained subject to vesting. Represents shares of Class A Common Stock sold to the Company. Represents the New York Stock Exchange closing price of Class A Common Stock on the trading day immediately preceding the transaction date. Amount excludes 45,894 Performance-based Restricted Participation Units directly or indirectly owned by the reporting person. Additional RSUs were acquired pursuant to the dividend equivalent reinvestment provisions of underlying PRSUs described in Footnote (1) that were outstanding on the dividend record date and vested March 1, 2021. These RSUs vested on March 2, 2021. Each RSU represents a contingent right to receive one share of Class A Common Stock. /s/ Scott D. Hoffman 2021-03-03