0001209191-21-017293.txt : 20210303
0001209191-21-017293.hdr.sgml : 20210303
20210303185456
ACCESSION NUMBER: 0001209191-21-017293
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20210301
FILED AS OF DATE: 20210303
DATE AS OF CHANGE: 20210303
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Hoffman Scott D
CENTRAL INDEX KEY: 0001326139
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-32492
FILM NUMBER: 21711412
MAIL ADDRESS:
STREET 1: C/O LAZARD LLC
STREET 2: 30 ROCKEFELLER PLAZA
CITY: NEW YORK
STATE: NY
ZIP: 10020
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Lazard Ltd
CENTRAL INDEX KEY: 0001311370
STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282]
IRS NUMBER: 980437848
STATE OF INCORPORATION: D0
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: CLARENDON HOUSE
STREET 2: 2 CHURCH STREET
CITY: HAMILTON
STATE: D0
ZIP: HM II
BUSINESS PHONE: (441) 295-1422
MAIL ADDRESS:
STREET 1: CLARENDON HOUSE
STREET 2: 2 CHURCH STREET
CITY: HAMILTON
STATE: D0
ZIP: HM II
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2021-03-01
0
0001311370
Lazard Ltd
LAZ
0001326139
Hoffman Scott D
C/O LAZARD LTD
30 ROCKEFELLER PLAZA
NEW YORK
NY
10112
0
1
0
0
CAO and General Counsel
Restricted Class A Common Stock
2021-03-01
4
M
0
41152
D
0
D
Class A Common Stock
2021-03-01
4
M
0
41152
A
117450
D
Class A Common Stock
2021-03-02
4
S
0
25000
40.52
D
92450
D
Class A Common Stock
2021-03-02
4
M
0
646
A
93096
D
Restricted Stock Units
2021-03-02
4
A
0
646
A
2021-03-02
2021-03-02
Class A Common Stock
646
646
D
Restricted Stock Units
2021-03-02
4
M
0
646
D
2021-03-02
2021-03-02
Class A Common Stock
646
0
D
Shares of unrestricted Class A Common Stock were acquired upon the vesting of a prior grant of Performance-based Restricted Stock Units ("PRSUs") awarded with respect to compensation for 2017, including certain Restricted Stock Units ("RSUs") that had been acquired pursuant to the dividend equivalent reinvestment provisions of the underlying PRSU award. The grant was previously reflected in the Company's proxy statements. The PRSUs and RSUs that had been acquired pursuant to the award had previously been converted into shares of Restricted Class A Common Stock in connection with the reporting person's retirement eligibility and such shares remained subject to vesting.
Represents shares of Class A Common Stock sold to the Company.
Represents the New York Stock Exchange closing price of Class A Common Stock on the trading day immediately preceding the transaction
date.
Amount excludes 45,894 Performance-based Restricted Participation Units directly or indirectly owned by the reporting person.
Additional RSUs were acquired pursuant to the dividend equivalent reinvestment provisions of underlying PRSUs described in Footnote (1) that were outstanding on the dividend record date and vested March 1, 2021. These RSUs vested on March 2, 2021.
Each RSU represents a contingent right to receive one share of Class A Common Stock.
/s/ Scott D. Hoffman
2021-03-03