0001209191-20-015689.txt : 20200303 0001209191-20-015689.hdr.sgml : 20200303 20200303191049 ACCESSION NUMBER: 0001209191-20-015689 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200228 FILED AS OF DATE: 20200303 DATE AS OF CHANGE: 20200303 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: RAGONE DOMINICK CENTRAL INDEX KEY: 0001442152 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-32492 FILM NUMBER: 20684937 MAIL ADDRESS: STREET 1: 767 5TH AVENUE STREET 2: SUITE 4700 CITY: NEW YORK STATE: NY ZIP: 10153 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Lazard Ltd CENTRAL INDEX KEY: 0001311370 STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282] IRS NUMBER: 980437848 STATE OF INCORPORATION: D0 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: CLARENDON HOUSE STREET 2: 2 CHURCH STREET CITY: HAMILTON STATE: D0 ZIP: HM II BUSINESS PHONE: (441) 295-1422 MAIL ADDRESS: STREET 1: CLARENDON HOUSE STREET 2: 2 CHURCH STREET CITY: HAMILTON STATE: D0 ZIP: HM II 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2020-02-28 0 0001311370 Lazard Ltd LAZ 0001442152 RAGONE DOMINICK C/O LAZARD LTD 30 ROCKEFELLER PLAZA NEW YORK NY 10112 0 1 0 0 Chief Accounting Officer Restricted Class A Common Stock 2020-02-28 4 A 0 107 A 20425 D Class A Common Stock 2020-03-02 4 M 0 6146 A 19677 D Restricted Class A Common Stock 2020-03-02 4 M 0 3489 D 16936 D Class A Common Stock 2020-03-02 4 M 0 3489 A 23166 D Class A Common Stock 2020-03-02 4 F 0 3274 35.82 D 19892 D Restricted Stock Units 2020-02-28 4 A 0 353 A Class A Common Stock 353 27064 D Restricted Stock Units 2020-03-02 4 M 0 6146 D 2020-03-02 2020-03-02 Class A Common Stock 6146 20918 D The Restricted Class A Common Stock will vest in two tranches: approximately 33% will vest on or around March 1, 2022 and approximately 67% will vest on or around March 1, 2023. Additional shares of Restricted Class A Common Stock were acquired pursuant to the dividend equivalent reinvestment provisions of underlying restricted stock awards. Shares of unrestricted Class A Common Stock were acquired upon the vesting of the relevant portion of prior grants of Restricted Stock Units ("RSUs") and Restricted Class A Common Stock, including certain RSUs that had been acquired pursuant to the dividend equivalent reinvestment provisions of the underlying RSU awards. Represents shares of Class A Common Stock withheld by the Company to cover taxes arising from the vesting of RSUs and Restricted Class A Common Stock, as applicable. Represents the New York Stock Exchange closing price of Class A Common Stock on the trading day immediately preceding the vesting date of RSUs and Restricted Class A Common Stock referenced in Footnote (3). Additional RSUs were acquired pursuant to the dividend equivalent reinvestment provisions of underlying RSU awards. Each RSU represents a contingent right to receive one share of Class A Common Stock. Of these RSUs, 81 vested on March 2, 2020, 88 will vest on or around March 1, 2021, 113 will vest on or around March 1, 2022 and 71 will vest on or around March 1, 2023. /s/ Dominick Ragone by Scott D. Hoffman under a P of A 2020-03-03