0001209191-20-015689.txt : 20200303
0001209191-20-015689.hdr.sgml : 20200303
20200303191049
ACCESSION NUMBER: 0001209191-20-015689
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20200228
FILED AS OF DATE: 20200303
DATE AS OF CHANGE: 20200303
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: RAGONE DOMINICK
CENTRAL INDEX KEY: 0001442152
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-32492
FILM NUMBER: 20684937
MAIL ADDRESS:
STREET 1: 767 5TH AVENUE
STREET 2: SUITE 4700
CITY: NEW YORK
STATE: NY
ZIP: 10153
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Lazard Ltd
CENTRAL INDEX KEY: 0001311370
STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282]
IRS NUMBER: 980437848
STATE OF INCORPORATION: D0
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: CLARENDON HOUSE
STREET 2: 2 CHURCH STREET
CITY: HAMILTON
STATE: D0
ZIP: HM II
BUSINESS PHONE: (441) 295-1422
MAIL ADDRESS:
STREET 1: CLARENDON HOUSE
STREET 2: 2 CHURCH STREET
CITY: HAMILTON
STATE: D0
ZIP: HM II
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2020-02-28
0
0001311370
Lazard Ltd
LAZ
0001442152
RAGONE DOMINICK
C/O LAZARD LTD
30 ROCKEFELLER PLAZA
NEW YORK
NY
10112
0
1
0
0
Chief Accounting Officer
Restricted Class A Common Stock
2020-02-28
4
A
0
107
A
20425
D
Class A Common Stock
2020-03-02
4
M
0
6146
A
19677
D
Restricted Class A Common Stock
2020-03-02
4
M
0
3489
D
16936
D
Class A Common Stock
2020-03-02
4
M
0
3489
A
23166
D
Class A Common Stock
2020-03-02
4
F
0
3274
35.82
D
19892
D
Restricted Stock Units
2020-02-28
4
A
0
353
A
Class A Common Stock
353
27064
D
Restricted Stock Units
2020-03-02
4
M
0
6146
D
2020-03-02
2020-03-02
Class A Common Stock
6146
20918
D
The Restricted Class A Common Stock will vest in two tranches: approximately 33% will vest on or around March 1, 2022 and approximately 67% will vest on or around March 1, 2023.
Additional shares of Restricted Class A Common Stock were acquired pursuant to the dividend equivalent reinvestment provisions of underlying restricted stock awards.
Shares of unrestricted Class A Common Stock were acquired upon the vesting of the relevant portion of prior grants of Restricted Stock Units ("RSUs") and Restricted Class A Common Stock, including certain RSUs that had been acquired pursuant to the dividend equivalent reinvestment provisions of the underlying RSU awards.
Represents shares of Class A Common Stock withheld by the Company to cover taxes arising from the vesting of RSUs and Restricted Class A Common Stock, as applicable.
Represents the New York Stock Exchange closing price of Class A Common Stock on the trading day immediately preceding the vesting date of RSUs and Restricted Class A Common Stock referenced in Footnote (3).
Additional RSUs were acquired pursuant to the dividend equivalent reinvestment provisions of underlying RSU awards.
Each RSU represents a contingent right to receive one share of Class A Common Stock.
Of these RSUs, 81 vested on March 2, 2020, 88 will vest on or around March 1, 2021, 113 will vest on or around March 1, 2022 and 71 will vest on or around March 1, 2023.
/s/ Dominick Ragone by Scott D. Hoffman under a P of A
2020-03-03