0001209191-20-015680.txt : 20200303 0001209191-20-015680.hdr.sgml : 20200303 20200303190836 ACCESSION NUMBER: 0001209191-20-015680 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200228 FILED AS OF DATE: 20200303 DATE AS OF CHANGE: 20200303 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Soto Alexandra CENTRAL INDEX KEY: 0001777410 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-32492 FILM NUMBER: 20684913 MAIL ADDRESS: STREET 1: C/O LAZARD LTD, 30 ROCKEFELLER PLAZA CITY: NEW YORK STATE: NY ZIP: 10112 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Lazard Ltd CENTRAL INDEX KEY: 0001311370 STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282] IRS NUMBER: 980437848 STATE OF INCORPORATION: D0 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: CLARENDON HOUSE STREET 2: 2 CHURCH STREET CITY: HAMILTON STATE: D0 ZIP: HM II BUSINESS PHONE: (441) 295-1422 MAIL ADDRESS: STREET 1: CLARENDON HOUSE STREET 2: 2 CHURCH STREET CITY: HAMILTON STATE: D0 ZIP: HM II 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2020-02-28 0 0001311370 Lazard Ltd LAZ 0001777410 Soto Alexandra C/O LAZARD LTD 30 ROCKEFELLER PLAZA NEW YORK NY 10112 0 1 0 0 Exec Human Capital & Workplace Class A Common Stock 2020-03-02 4 M 0 27711 A 27711 D Class A Common Stock 2020-03-02 4 F 0 13027 35.82 D 14684 D Restricted Stock Units 2020-02-28 4 A 0 2215 A Class A Common Stock 2215 170712 D Restricted Stock Units 2020-03-02 4 M 0 27711 D 2020-03-02 2020-03-02 Class A Common Stock 27711 143001 D Shares of Class A Common Stock were acquired upon the vesting of the relevant portion of prior grants of Restricted Stock Units ("RSUs"), including certain RSUs that had been acquired pursuant to the dividend equivalent reinvestment provisions of the underlying RSU awards. Represents shares of Class A Common Stock withheld by the Company to cover taxes arising from the vesting of RSUs. Represents the New York Stock Exchange closing price of Class A Common Stock on the trading day immediately preceding the vesting date of the RSUs referenced in Footnote (1). Additional RSUs were acquired pursuant to the dividend equivalent reinvestment provisions of underlying RSU awards. Each RSU represents a contingent right to receive one share of Class A Common Stock. Of these RSUs, 362 vested on March 2, 2020, 778 will vest on or around March 1, 2021, 829 will vest on or around March 1, 2022 and 246 will vest on or around March 1, 2023. /s/ Alexandra Soto by Scott D. Hoffman under a P of A 2020-03-03