0001209191-20-012181.txt : 20200224
0001209191-20-012181.hdr.sgml : 20200224
20200224182039
ACCESSION NUMBER: 0001209191-20-012181
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20200220
FILED AS OF DATE: 20200224
DATE AS OF CHANGE: 20200224
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Stern Alexander F.
CENTRAL INDEX KEY: 0001450474
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-32492
FILM NUMBER: 20646222
MAIL ADDRESS:
STREET 1: C/O LAZARD LTD
STREET 2: 30 ROCKEFELLER PLAZA
CITY: NEW YORK
STATE: NY
ZIP: 10020
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Lazard Ltd
CENTRAL INDEX KEY: 0001311370
STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282]
IRS NUMBER: 980437848
STATE OF INCORPORATION: D0
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: CLARENDON HOUSE
STREET 2: 2 CHURCH STREET
CITY: HAMILTON
STATE: D0
ZIP: HM II
BUSINESS PHONE: (441) 295-1422
MAIL ADDRESS:
STREET 1: CLARENDON HOUSE
STREET 2: 2 CHURCH STREET
CITY: HAMILTON
STATE: D0
ZIP: HM II
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2020-02-20
0
0001311370
Lazard Ltd
LAZ
0001450474
Stern Alexander F.
C/O LAZARD LTD
30 ROCKEFELLER PLAZA
NEW YORK
NY
10112
0
1
0
0
President
Performance-based Restricted Stock Units
2020-02-20
4
A
0
109129
A
Class A Common Stock
109129
176809
D
Performance-based Restricted Participation Units
2020-02-20
4
A
0
31010
A
Class A Common Stock
31010
31010
D
Represents prior grants of Performance-based Restricted Stock Units ("PRSUs") awarded with respect to compensation for 2016 and 2017 for which performance conditions have been satisfied. The grants were previously reflected in the Company's proxy statements for the relevant years.
Each PRSU (the performance conditions of which have been satisfied) represents a contingent right to receive one share of Class A Common Stock.
Of these PRSUs, 89,649 will vest on or around March 2, 2020, and 19,480 will vest on or around March 1, 2021.
Represents a prior grant of Performance-based Restricted Participation Units ("PRPUs") awarded with respect to compensation for 2018 for which performance conditions have been satisfied. The grant was previously reflected in the Company's proxy statement for the relevant year.
Each PRPU (the performance and other conditions of which have been satisfied) represents an interest in Lazard Group LLC that may be exchanged for one share of Class A Common Stock.
These PRPUs will vest on or around March 1, 2022.
Amount excludes 283,595 shares of Class A Common Stock directly or indirectly beneficially owned by the reporting person.
/s/ Alexander F. Stern by Scott D. Hoffman under a P of A
2020-02-24