0001209191-19-017063.txt : 20190305 0001209191-19-017063.hdr.sgml : 20190305 20190305192028 ACCESSION NUMBER: 0001209191-19-017063 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190301 FILED AS OF DATE: 20190305 DATE AS OF CHANGE: 20190305 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Russo Evan L CENTRAL INDEX KEY: 0001717489 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-32492 FILM NUMBER: 19660656 MAIL ADDRESS: STREET 1: C/O LAZARD LTD, 30 ROCKEFELLER PLAZA CITY: NEW YORK STATE: NY ZIP: 10112 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Lazard Ltd CENTRAL INDEX KEY: 0001311370 STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282] IRS NUMBER: 980437848 STATE OF INCORPORATION: D0 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: CLARENDON HOUSE STREET 2: 2 CHURCH STREET CITY: HAMILTON STATE: D0 ZIP: HM II BUSINESS PHONE: (441) 295-1422 MAIL ADDRESS: STREET 1: CLARENDON HOUSE STREET 2: 2 CHURCH STREET CITY: HAMILTON STATE: D0 ZIP: HM II 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2019-03-01 0 0001311370 Lazard Ltd LAZ 0001717489 Russo Evan L C/O LAZARD LTD 30 ROCKEFELLER PLAZA NEW YORK NY 10112 0 1 0 0 Chief Financial Officer Class A Common Stock 2019-03-01 4 M 0 672 A 66890 D Class A Common Stock 2019-03-01 4 F 0 359 37.43 D 66531 D Class A Common Stock 2019-03-01 4 M 0 27306 A 93837 D Restricted Class A Common Stock 2019-03-01 4 M 0 15672 D 0 D Class A Common Stock 2019-03-01 4 M 0 15672 A 109509 D Class A Common Stock 2019-03-01 4 F 0 22875 37.43 D 86634 D Restricted Stock Units 2019-03-01 4 A 0 1661 A Class A Common Stock 1661 52828 D Restricted Stock Units 2019-03-01 4 M 0 672 D 2019-03-01 2019-03-01 Class A Common Stock 672 52156 D Restricted Stock Units 2019-03-01 4 M 0 27306 D 2019-03-01 2019-03-01 Class A Common Stock 27306 24850 D Shares of unrestricted Class A Common Stock were acquired upon the vesting of the relevant portion of prior grants of Restricted Stock Units ("RSUs") and Restricted Class A Common Stock, including certain RSUs that had been acquired pursuant to the dividend equivalent reinvestment provisions of the underlying RSU awards. Represents shares of Class A Common Stock withheld by the Company to cover taxes arising from the vesting of RSUs and Restricted Class A Common Stock, as applicable. Represents the New York Stock Exchange closing price of Class A Common Stock on the trading day immediately preceding the vesting date of the RSUs and Restricted Class A Common Stock referenced in Footnote (1). Amount excludes 4,080 Performance-based Restricted Stock Units directly or indirectly owned by the reporting person. Additional RSUs were acquired pursuant to the dividend equivalent reinvestment provisions of underlying Performance-based Restricted Stock Unit and RSU awards. Each RSU represents a contingent right to receive one share of Class A Common Stock. Of these RSUs, 672 vested on March 1, 2019, 421 will vest on or around March 2, 2020, and 568 will vest on or around March 1, 2021. /s/ Evan L. Russo by Scott D. Hoffman under a P of A 2019-03-05