0001209191-19-017009.txt : 20190305
0001209191-19-017009.hdr.sgml : 20190305
20190305184145
ACCESSION NUMBER: 0001209191-19-017009
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20190301
FILED AS OF DATE: 20190305
DATE AS OF CHANGE: 20190305
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Stern Alexander F.
CENTRAL INDEX KEY: 0001450474
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-32492
FILM NUMBER: 19660476
MAIL ADDRESS:
STREET 1: C/O LAZARD LTD
STREET 2: 30 ROCKEFELLER PLAZA
CITY: NEW YORK
STATE: NY
ZIP: 10020
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Lazard Ltd
CENTRAL INDEX KEY: 0001311370
STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282]
IRS NUMBER: 980437848
STATE OF INCORPORATION: D0
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: CLARENDON HOUSE
STREET 2: 2 CHURCH STREET
CITY: HAMILTON
STATE: D0
ZIP: HM II
BUSINESS PHONE: (441) 295-1422
MAIL ADDRESS:
STREET 1: CLARENDON HOUSE
STREET 2: 2 CHURCH STREET
CITY: HAMILTON
STATE: D0
ZIP: HM II
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2019-03-01
0
0001311370
Lazard Ltd
LAZ
0001450474
Stern Alexander F.
C/O LAZARD LTD
30 ROCKEFELLER PLAZA
NEW YORK
NY
10112
0
1
0
0
Chief Operating Officer
Class A Common Stock
2019-03-01
4
M
0
6804
A
132506
D
Class A Common Stock
2019-03-01
4
M
0
249242
A
381748
D
Class A Common Stock
2019-03-01
4
M
0
27549
A
409297
D
Class A Common Stock
2019-03-01
4
D
0
125702
37.43
D
283595
D
Restricted Stock Units
2019-03-01
4
A
0
11522
A
Class A Common Stock
11522
56651
D
Restricted Stock Units
2019-03-01
4
M
0
6804
D
2019-03-01
2019-03-01
Class A Common Stock
6804
49847
D
Performance-based Restricted Stock Units
2019-03-01
4
M
0
249242
D
2019-03-01
2019-03-01
Class A Common Stock
249242
67680
D
Restricted Stock Units
2019-03-01
4
M
0
27549
D
2019-03-01
2019-03-01
Class A Common Stock
27549
22298
D
Shares of Class A Common Stock were acquired upon the vesting of a prior grant of Performance-based Restricted Stock Units ("PSRUs") awarded with respect to compensation for 2015, including certain Restricted Stock Units ("RSUs") that had been acquired pursuant to the dividend equivalent reinvestment provisions of the underlying PRSU award. The grant was previously reflected in the Company's proxy statements.
Represents shares of Class A Common Stock sold to the Company to cover estimated taxes arising from the settlement of PRSUs and RSUs.
Represents the New York Stock Exchange closing price of Class A Common Stock on the trading day immediately preceding the vesting date of PRSUs and RSUs referenced in Footnote (1).
Additional RSUs were acquired pursuant to the dividend equivalent reinvestment provisions of underlying PRSU awards.
Each RSU represents a contingent right to receive one share of Class A Common Stock.
Of these RSUs, 6,804 vested on March 1, 2019, 2,684 will vest on or around March 2, 2020, and 2,034 will vest on or around March 1, 2021.
Each PRSU (the performance conditions of which have been satisfied) represents a contingent right to receive one share of Class A Common Stock.
/s/ Alexander F. Stern by Scott D. Hoffman under a P of A
2019-03-05