0001209191-19-017009.txt : 20190305 0001209191-19-017009.hdr.sgml : 20190305 20190305184145 ACCESSION NUMBER: 0001209191-19-017009 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190301 FILED AS OF DATE: 20190305 DATE AS OF CHANGE: 20190305 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Stern Alexander F. CENTRAL INDEX KEY: 0001450474 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-32492 FILM NUMBER: 19660476 MAIL ADDRESS: STREET 1: C/O LAZARD LTD STREET 2: 30 ROCKEFELLER PLAZA CITY: NEW YORK STATE: NY ZIP: 10020 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Lazard Ltd CENTRAL INDEX KEY: 0001311370 STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282] IRS NUMBER: 980437848 STATE OF INCORPORATION: D0 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: CLARENDON HOUSE STREET 2: 2 CHURCH STREET CITY: HAMILTON STATE: D0 ZIP: HM II BUSINESS PHONE: (441) 295-1422 MAIL ADDRESS: STREET 1: CLARENDON HOUSE STREET 2: 2 CHURCH STREET CITY: HAMILTON STATE: D0 ZIP: HM II 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2019-03-01 0 0001311370 Lazard Ltd LAZ 0001450474 Stern Alexander F. C/O LAZARD LTD 30 ROCKEFELLER PLAZA NEW YORK NY 10112 0 1 0 0 Chief Operating Officer Class A Common Stock 2019-03-01 4 M 0 6804 A 132506 D Class A Common Stock 2019-03-01 4 M 0 249242 A 381748 D Class A Common Stock 2019-03-01 4 M 0 27549 A 409297 D Class A Common Stock 2019-03-01 4 D 0 125702 37.43 D 283595 D Restricted Stock Units 2019-03-01 4 A 0 11522 A Class A Common Stock 11522 56651 D Restricted Stock Units 2019-03-01 4 M 0 6804 D 2019-03-01 2019-03-01 Class A Common Stock 6804 49847 D Performance-based Restricted Stock Units 2019-03-01 4 M 0 249242 D 2019-03-01 2019-03-01 Class A Common Stock 249242 67680 D Restricted Stock Units 2019-03-01 4 M 0 27549 D 2019-03-01 2019-03-01 Class A Common Stock 27549 22298 D Shares of Class A Common Stock were acquired upon the vesting of a prior grant of Performance-based Restricted Stock Units ("PSRUs") awarded with respect to compensation for 2015, including certain Restricted Stock Units ("RSUs") that had been acquired pursuant to the dividend equivalent reinvestment provisions of the underlying PRSU award. The grant was previously reflected in the Company's proxy statements. Represents shares of Class A Common Stock sold to the Company to cover estimated taxes arising from the settlement of PRSUs and RSUs. Represents the New York Stock Exchange closing price of Class A Common Stock on the trading day immediately preceding the vesting date of PRSUs and RSUs referenced in Footnote (1). Additional RSUs were acquired pursuant to the dividend equivalent reinvestment provisions of underlying PRSU awards. Each RSU represents a contingent right to receive one share of Class A Common Stock. Of these RSUs, 6,804 vested on March 1, 2019, 2,684 will vest on or around March 2, 2020, and 2,034 will vest on or around March 1, 2021. Each PRSU (the performance conditions of which have been satisfied) represents a contingent right to receive one share of Class A Common Stock. /s/ Alexander F. Stern by Scott D. Hoffman under a P of A 2019-03-05