0001209191-18-016888.txt : 20180305
0001209191-18-016888.hdr.sgml : 20180305
20180305184929
ACCESSION NUMBER: 0001209191-18-016888
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20180301
FILED AS OF DATE: 20180305
DATE AS OF CHANGE: 20180305
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Hoffman Scott D
CENTRAL INDEX KEY: 0001326139
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-32492
FILM NUMBER: 18668090
MAIL ADDRESS:
STREET 1: C/O LAZARD LLC
STREET 2: 30 ROCKEFELLER PLAZA
CITY: NEW YORK
STATE: NY
ZIP: 10020
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Lazard Ltd
CENTRAL INDEX KEY: 0001311370
STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282]
IRS NUMBER: 980437848
STATE OF INCORPORATION: D0
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: CLARENDON HOUSE
STREET 2: 2 CHURCH STREET
CITY: HAMILTON
STATE: D0
ZIP: HM II
BUSINESS PHONE: (441) 295-1422
MAIL ADDRESS:
STREET 1: CLARENDON HOUSE
STREET 2: 2 CHURCH STREET
CITY: HAMILTON
STATE: D0
ZIP: HM II
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2018-03-01
0
0001311370
Lazard Ltd
LAZ
0001326139
Hoffman Scott D
C/O LAZARD LTD
30 ROCKEFELLER PLAZA
NEW YORK
NY
10112
0
1
0
0
CAO and General Counsel
Class A Common Stock
2018-03-01
4
M
0
103734
A
147341
D
Class A Common Stock
2018-03-02
4
D
0
43607
53.47
D
103734
D
Class A Common Stock
2018-03-02
4
S
0
15000
52.13
D
88734
D
Performance-based Restricted Stock Units
2018-03-01
4
M
0
91206
D
2018-03-01
2018-03-01
Class A Common Stock
91206
48321
D
Restricted Stock Units
2018-03-01
4
M
0
12528
D
2018-03-01
2018-03-01
Class A Common Stock
12528
19886
D
Shares of Class A Common Stock were acquired upon the vesting of a prior grant of Performance-based Restricted Stock Units ("PSRUs") awarded with respect to compensation for 2014, including certain Restricted Stock Units ("RSUs") that had been acquired pursuant to the dividend equivalent reinvestment provisions of the underlying PRSU award. The grant was previously reflected in the Company's proxy statements.
Represents shares of Class A Common Stock sold to the Company to cover estimated taxes arising from the settlement of PRSUs and RSUs.
Represents the New York Stock Exchange closing price of Class A Common Stock on the trading day immediately preceding the transaction date.
Represents shares of Class A Common Stock sold primarily to cover the remaining amount of estimated taxes arising from the settlement of PRSUs and RSUs.
Reflects a weighted average purchase price of $52.13 per share, at prices ranging from $52.00 to $52.82 per share. The reporting person will provide, upon request by the staff of the Securities and Exchange Commission, the Company, or a security holder of the Company, full information regarding the number of shares sold at each separate price.
Each PRSU (the performance conditions of which have been satisfied) represents a contingent right to receive one share of Class A Common Stock.
Each RSU represents a contingent right to receive one share of Class A Common Stock.
/s/ Scott D. Hoffman
2018-03-05