0001209191-17-062167.txt : 20171121 0001209191-17-062167.hdr.sgml : 20171121 20171121181730 ACCESSION NUMBER: 0001209191-17-062167 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20171117 FILED AS OF DATE: 20171121 DATE AS OF CHANGE: 20171121 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Stern Alexander F. CENTRAL INDEX KEY: 0001450474 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-32492 FILM NUMBER: 171218001 MAIL ADDRESS: STREET 1: C/O LAZARD LTD STREET 2: 30 ROCKEFELLER PLAZA CITY: NEW YORK STATE: NY ZIP: 10020 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Lazard Ltd CENTRAL INDEX KEY: 0001311370 STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282] IRS NUMBER: 980437848 STATE OF INCORPORATION: D0 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: CLARENDON HOUSE STREET 2: 2 CHURCH STREET CITY: HAMILTON STATE: D0 ZIP: HM II BUSINESS PHONE: (441) 295-1422 MAIL ADDRESS: STREET 1: CLARENDON HOUSE STREET 2: 2 CHURCH STREET CITY: HAMILTON STATE: D0 ZIP: HM II 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2017-11-17 0 0001311370 Lazard Ltd LAZ 0001450474 Stern Alexander F. C/O LAZARD LTD 30 ROCKEFELLER PLAZA NEW YORK NY 10112 0 1 0 0 Chief Operating Officer Restricted Stock Units 2017-11-17 4 A 0 2991 A Class A Common Stock 2991 40841 D Additional Restricted Stock Units ("RSUs") were acquired pursuant to the dividend equivalent reinvestment provisions of underlying Performance-based Restricted Stock Unit ("PRSU") awards. Each RSU represents a contingent right to receive one share of Class A Common Stock. Of these RSUs, 820 will vest on or around March 1, 2018, 1,264 will vest on or around March 1, 2019, and 907 will vest on or around March 2, 2020. Amount excludes 101,184 shares of Class A Common Stock and 69,778 PRSUs directly or indirectly beneficially owned by the reporting person. /s/ Alexander F. Stern by Scott D. Hoffman under a P of A 2017-11-21