0001193125-14-322784.txt : 20140827 0001193125-14-322784.hdr.sgml : 20140827 20140827105506 ACCESSION NUMBER: 0001193125-14-322784 CONFORMED SUBMISSION TYPE: N-PX PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140630 FILED AS OF DATE: 20140827 DATE AS OF CHANGE: 20140827 EFFECTIVENESS DATE: 20140827 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Sterling Capital Variable Insurance Funds CENTRAL INDEX KEY: 0001311261 IRS NUMBER: 000000000 STATE OF INCORPORATION: MA FILING VALUES: FORM TYPE: N-PX SEC ACT: 1940 Act SEC FILE NUMBER: 811-21682 FILM NUMBER: 141067139 BUSINESS ADDRESS: STREET 1: 434 FAYETTEVILLE STREET MALL CITY: RALEIGH STATE: NC ZIP: 27601 BUSINESS PHONE: 800-228-1872 MAIL ADDRESS: STREET 1: 434 FAYETTEVILLE STREET MALL STREET 2: 5TH FLOOR CITY: RALEIGH STATE: NC ZIP: 27601 FORMER COMPANY: FORMER CONFORMED NAME: BB&T Variable Insurance Funds DATE OF NAME CHANGE: 20110228 FORMER COMPANY: FORMER CONFORMED NAME: Sterling Capital Variable Insurance Funds DATE OF NAME CHANGE: 20110224 FORMER COMPANY: FORMER CONFORMED NAME: BB&T Variable Insurance Funds DATE OF NAME CHANGE: 20041210 0001311261 S000012130 STERLING CAPITAL EQUITY INCOME VARIABLE INSURANCE FUND C000033085 STERLING CAPITAL EQUITY INCOME VARIABLE INSURANCE FUND QBSEFX 0001311261 S000012134 STERLING CAPITAL SPECIAL OPPORTUNITIES VARIABLE INSURANCE FUND C000033089 STERLING CAPITAL SPECIAL OPPORTUNITIES VARIABLE INSURANCE FUND QBSOEX 0001311261 S000012135 STERLING CAPITAL TOTAL RETURN BOND VARIABLE INSURANCE FUND C000033090 STERLING CAPITAL TOTAL RETURN BOND VARIABLE INSURANCE FUND QBTRBX N-PX 1 d778301dnpx.txt STERLING CAPITAL VIF ================================================================================ UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-PX ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-21682 Sterling Capital Variable Insurance Funds (Exact name of registrant as specified in charter) 434 Fayetteville Street, 5th Floor Raleigh, NC 27601-0575 (Address of principal executive offices) (Zip code) James T. Gillespie, President Sterling Capital Variable Insurance Funds 434 Fayetteville Street, 5th Floor Raleigh, NC 27601-0575 (Name and address of agent for service) Registrant's telephone number, including area code: (800) 228-1872 Date of fiscal year end: December 31 Date of reporting period: July 1, 2013 - June 30, 2014 Form N-PX is to be used by a registered management investment company, other than a small business investment company registered on Form N-5 ((S)(S) 239.24 and 274.5 of this chapter), to file reports with the Commission, not later than August 31 of each year, containing the registrant's proxy voting record for the most recent twelve-month period ended June 30, pursuant to section 30 of the Investment Company Act of 1940 and rule 30b1-4 thereunder (17 CFR 270.30b1-4). The Commission may use the information provided on Form N-PX in its regulatory, disclosure review, inspection, and policymaking roles. A registrant is required to disclose the information specified by Form N-PX, and the Commission will make this information public. A registrant is not required to respond to the collection of information contained in Form N-PX unless the Form displays a currently valid Office of Management and Budget ("OMB") control number. Please direct comments concerning the accuracy of the information collection burden estimate and any suggestions for reducing the burden to the Secretary, Securities and Exchange Commission, 100 F Street, NE, Washington, DC 20549. The OMB has reviewed this collection of information under the clearance requirements of 44 U.S.C. (S) 3507. ================================================================================ PROXY VOTING RECORD FOR PERIOD JULY 1, 2013 TO JUNE 30, 2014 STERLING CAPITAL EQUITY INCOME VIF -------------------------------------------------------------------------------------------------------------------------- ABBOTT LABORATORIES Agenda Number: 933934641 -------------------------------------------------------------------------------------------------------------------------- Security: 002824100 Meeting Type: Annual Meeting Date: 25-Apr-2014 Ticker: ABT ISIN: US0028241000 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR R.J. ALPERN Mgmt For For R.S. AUSTIN Mgmt For For S.E. BLOUNT Mgmt For For W.J. FARRELL Mgmt For For E.M. LIDDY Mgmt For For N. MCKINSTRY Mgmt For For P.N. NOVAKOVIC Mgmt For For W.A. OSBORN Mgmt For For S.C. SCOTT III Mgmt For For G.F. TILTON Mgmt For For M.D. WHITE Mgmt For For 2. RATIFICATION OF ERNST & YOUNG LLP AS Mgmt For For AUDITORS 3. SAY ON PAY - AN ADVISORY VOTE TO APPROVE Mgmt For For EXECUTIVE COMPENSATION 4. SHAREHOLDER PROPOSAL - GENETICALLY MODIFIED Shr Against For INGREDIENTS 5. SHAREHOLDER PROPOSAL - LOBBYING DISCLOSURE Shr Against For 6. SHAREHOLDER PROPOSAL - INCENTIVE Shr Abstain Against COMPENSATION -------------------------------------------------------------------------------------------------------------------------- ABBVIE INC. Agenda Number: 933942725 -------------------------------------------------------------------------------------------------------------------------- Security: 00287Y109 Meeting Type: Annual Meeting Date: 09-May-2014 Ticker: ABBV ISIN: US00287Y1091 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR ROBERT J. ALPERN Mgmt For For EDWARD M. LIDDY Mgmt For For FREDERICK H. WADDELL Mgmt For For 2. RATIFICATION OF ERNST & YOUNG LLP AS Mgmt For For ABBVIE'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2014. 3. SAY ON PAY - AN ADVISORY VOTE ON THE Mgmt For For APPROVAL OF EXECUTIVE COMPENSATION. -------------------------------------------------------------------------------------------------------------------------- BAXTER INTERNATIONAL INC. Agenda Number: 933939487 -------------------------------------------------------------------------------------------------------------------------- Security: 071813109 Meeting Type: Annual Meeting Date: 06-May-2014 Ticker: BAX ISIN: US0718131099 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. ELECTION OF DIRECTOR: WAYNE T. HOCKMEYER Mgmt For For 1B. ELECTION OF DIRECTOR: ROBERT L. PARKINSON, Mgmt For For JR. 1C. ELECTION OF DIRECTOR: THOMAS T. STALLKAMP Mgmt For For 1D. ELECTION OF DIRECTOR: ALBERT P.L. STROUCKEN Mgmt For For 2. RATIFICATION OF INDEPENDENT REGISTERED Mgmt For For PUBLIC ACCOUNTING FIRM. 3. APPROVAL OF NAMED EXECUTIVE OFFICER Mgmt For For COMPENSATION. 4. SHAREHOLDER PROPOSAL - RIGHT TO ACT BY Shr For Against WRITTEN CONSENT. 5. SHAREHOLDER PROPOSAL - EXECUTIVES TO RETAIN Shr Against For SIGNIFICANT STOCK. -------------------------------------------------------------------------------------------------------------------------- CHEVRON CORPORATION Agenda Number: 933978011 -------------------------------------------------------------------------------------------------------------------------- Security: 166764100 Meeting Type: Annual Meeting Date: 28-May-2014 Ticker: CVX ISIN: US1667641005 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. ELECTION OF DIRECTOR: L.F. DEILY Mgmt For For 1B. ELECTION OF DIRECTOR: R.E. DENHAM Mgmt For For 1C. ELECTION OF DIRECTOR: A.P. GAST Mgmt For For 1D. ELECTION OF DIRECTOR: E. HERNANDEZ, JR. Mgmt For For 1E. ELECTION OF DIRECTOR: J.M. HUNTSMAN, JR. Mgmt For For 1F. ELECTION OF DIRECTOR: G.L. KIRKLAND Mgmt For For 1G. ELECTION OF DIRECTOR: C.W. MOORMAN Mgmt For For 1H. ELECTION OF DIRECTOR: K.W. SHARER Mgmt For For 1I. ELECTION OF DIRECTOR: J.G. STUMPF Mgmt For For 1J. ELECTION OF DIRECTOR: R.D. SUGAR Mgmt For For 1K. ELECTION OF DIRECTOR: C. WARE Mgmt For For 1L. ELECTION OF DIRECTOR: J.S. WATSON Mgmt For For 2. RATIFICATION OF APPOINTMENT OF INDEPENDENT Mgmt For For REGISTERED PUBLIC ACCOUNTING FIRM 3. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For OFFICER COMPENSATION 4. CHARITABLE CONTRIBUTIONS DISCLOSURE Shr Against For 5. LOBBYING DISCLOSURE Shr Against For 6. SHALE ENERGY OPERATIONS Shr Against For 7. INDEPENDENT CHAIRMAN Shr For Against 8. SPECIAL MEETINGS Shr Against For 9. INDEPENDENT DIRECTOR WITH ENVIRONMENTAL Shr Against For EXPERTISE 10. COUNTRY SELECTION GUIDELINES Shr Against For -------------------------------------------------------------------------------------------------------------------------- ENSCO PLC Agenda Number: 933971017 -------------------------------------------------------------------------------------------------------------------------- Security: G3157S106 Meeting Type: Annual Meeting Date: 19-May-2014 Ticker: ESV ISIN: GB00B4VLR192 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. RE-ELECTION OF DIRECTOR: J. RODERICK CLARK Mgmt For For 1B. RE-ELECTION OF DIRECTOR: ROXANNE J. DECYK Mgmt For For 1C. RE-ELECTION OF DIRECTOR: MARY E. FRANCIS Mgmt For For CBE 1D. RE-ELECTION OF DIRECTOR: C. CHRISTOPHER Mgmt For For GAUT 1E. RE-ELECTION OF DIRECTOR: GERALD W. HADDOCK Mgmt For For 1F. RE-ELECTION OF DIRECTOR: FRANCIS S. KALMAN Mgmt For For 1G. RE-ELECTION OF DIRECTOR: DANIEL W. RABUN Mgmt For For 1H. RE-ELECTION OF DIRECTOR: KEITH O. RATTIE Mgmt For For 1I. RE-ELECTION OF DIRECTOR: PAUL E. ROWSEY, Mgmt For For III 2. TO AUTHORISE THE BOARD OF DIRECTORS TO Mgmt For For ALLOT SHARES. 3. TO RATIFY THE AUDIT COMMITTEE'S APPOINTMENT Mgmt For For OF KPMG LLP AS OUR U.S. INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDED 31 DECEMBER 2014. 4. TO RE-APPOINT KPMG AUDIT PLC AS OUR U.K. Mgmt For For STATUTORY AUDITORS UNDER THE U.K. COMPANIES ACT 2006 (TO HOLD OFFICE FROM THE CONCLUSION OF THE ANNUAL GENERAL MEETING OF SHAREHOLDERS UNTIL THE CONCLUSION OF THE NEXT ANNUAL GENERAL MEETING OF SHAREHOLDERS AT WHICH ACCOUNTS ARE LAID BEFORE THE COMPANY). 5. TO AUTHORISE THE AUDIT COMMITTEE TO Mgmt For For DETERMINE OUR U.K. STATUTORY AUDITORS' REMUNERATION. 6. TO APPROVE THE DIRECTORS' REMUNERATION Mgmt For For POLICY. 7. A NON-BINDING ADVISORY VOTE TO APPROVE THE Mgmt For For DIRECTORS' REMUNERATION REPORT FOR THE YEAR ENDED 31 DECEMBER 2013. 8. A NON-BINDING ADVISORY VOTE TO APPROVE THE Mgmt For For COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. 9. A NON-BINDING ADVISORY VOTE TO APPROVE THE Mgmt For For REPORTS OF THE AUDITORS AND THE DIRECTORS AND THE U.K. STATUTORY ACCOUNTS FOR THE YEAR ENDED 31 DECEMBER 2013 (IN ACCORDANCE WITH LEGAL REQUIREMENTS APPLICABLE TO U.K. COMPANIES). 10. TO APPROVE A CAPITAL REORGANISATION. Mgmt For For 11. TO APPROVE THE DISAPPLICATION OF Mgmt For For PRE-EMPTION RIGHTS. -------------------------------------------------------------------------------------------------------------------------- GENERAL MILLS, INC. Agenda Number: 933866103 -------------------------------------------------------------------------------------------------------------------------- Security: 370334104 Meeting Type: Annual Meeting Date: 24-Sep-2013 Ticker: GIS ISIN: US3703341046 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A) ELECTION OF DIRECTOR: BRADBURY H. ANDERSON Mgmt For For 1B) ELECTION OF DIRECTOR: R. KERRY CLARK Mgmt For For 1C) ELECTION OF DIRECTOR: PAUL DANOS Mgmt For For 1D) ELECTION OF DIRECTOR: WILLIAM T. ESREY Mgmt For For 1E) ELECTION OF DIRECTOR: RAYMOND V. GILMARTIN Mgmt For For 1F) ELECTION OF DIRECTOR: JUDITH RICHARDS HOPE Mgmt For For 1G) ELECTION OF DIRECTOR: HEIDI G. MILLER Mgmt For For 1H) ELECTION OF DIRECTOR: HILDA Mgmt For For OCHOA-BRILLEMBOURG 1I) ELECTION OF DIRECTOR: STEVE ODLAND Mgmt For For 1J) ELECTION OF DIRECTOR: KENDALL J. POWELL Mgmt For For 1K) ELECTION OF DIRECTOR: MICHAEL D. ROSE Mgmt For For 1L) ELECTION OF DIRECTOR: ROBERT L. RYAN Mgmt For For 1M) ELECTION OF DIRECTOR: DOROTHY A. TERRELL Mgmt For For 2) CAST AN ADVISORY VOTE ON EXECUTIVE Mgmt For For COMPENSATION. 3) RATIFY THE APPOINTMENT OF KPMG LLP AS Mgmt For For GENERAL MILLS' INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. 4) STOCKHOLDER PROPOSAL FOR REPORT ON Shr Against For RESPONSIBILITY FOR POST-CONSUMER PACKAGING. -------------------------------------------------------------------------------------------------------------------------- INTEL CORPORATION Agenda Number: 933962854 -------------------------------------------------------------------------------------------------------------------------- Security: 458140100 Meeting Type: Annual Meeting Date: 22-May-2014 Ticker: INTC ISIN: US4581401001 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. ELECTION OF DIRECTOR: CHARLENE BARSHEFSKY Mgmt For For 1B. ELECTION OF DIRECTOR: ANDY D. BRYANT Mgmt For For 1C. ELECTION OF DIRECTOR: SUSAN L. DECKER Mgmt For For 1D. ELECTION OF DIRECTOR: JOHN J. DONAHOE Mgmt For For 1E. ELECTION OF DIRECTOR: REED E. HUNDT Mgmt For For 1F. ELECTION OF DIRECTOR: BRIAN M. KRZANICH Mgmt For For 1G. ELECTION OF DIRECTOR: JAMES D. PLUMMER Mgmt For For 1H. ELECTION OF DIRECTOR: DAVID S. POTTRUCK Mgmt For For 1I. ELECTION OF DIRECTOR: FRANK D. YEARY Mgmt For For 1J. ELECTION OF DIRECTOR: DAVID B. YOFFIE Mgmt For For 2. RATIFICATION OF SELECTION OF ERNST & YOUNG Mgmt For For LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE CURRENT YEAR 3. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For COMPENSATION -------------------------------------------------------------------------------------------------------------------------- KINDER MORGAN, INC. Agenda Number: 933968793 -------------------------------------------------------------------------------------------------------------------------- Security: 49456B101 Meeting Type: Annual Meeting Date: 19-May-2014 Ticker: KMI ISIN: US49456B1017 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR RICHARD D. KINDER Mgmt For For STEVEN J. KEAN Mgmt For For ANTHONY W. HALL, JR. Mgmt For For DEBORAH A. MACDONALD Mgmt For For MICHAEL J. MILLER Mgmt For For MICHAEL C. MORGAN Mgmt For For FAYEZ SAROFIM Mgmt For For C. PARK SHAPER Mgmt For For JOEL V. STAFF Mgmt For For JOHN M. STOKES Mgmt For For ROBERT F. VAGT Mgmt For For 2. RATIFICATION OF THE SELECTION OF Mgmt For For PRICEWATERHOUSECOOPERS LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2014. 3. STOCKHOLDER PROPOSAL RELATING TO A REPORT Shr Against For ON OUR COMPANY'S RESPONSE TO CLIMATE CHANGE. 4. STOCKHOLDER PROPOSAL RELATING TO A REPORT Shr Against For ON METHANE EMISSIONS AND PIPELINE MAINTENANCE. 5. STOCKHOLDER PROPOSAL RELATING TO AN ANNUAL Shr For Against SUSTAINABILITY REPORT. -------------------------------------------------------------------------------------------------------------------------- MATTEL, INC. Agenda Number: 933955897 -------------------------------------------------------------------------------------------------------------------------- Security: 577081102 Meeting Type: Annual Meeting Date: 16-May-2014 Ticker: MAT ISIN: US5770811025 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. ELECTION OF DIRECTOR: MICHAEL J. DOLAN Mgmt For For 1B. ELECTION OF DIRECTOR: TREVOR A. EDWARDS Mgmt For For 1C. ELECTION OF DIRECTOR: DR. FRANCES D. Mgmt For For FERGUSSON 1D. ELECTION OF DIRECTOR: DOMINIC NG Mgmt For For 1E. ELECTION OF DIRECTOR: VASANT M. PRABHU Mgmt For For 1F. ELECTION OF DIRECTOR: DR. ANDREA L. RICH Mgmt For For 1G. ELECTION OF DIRECTOR: DEAN A. SCARBOROUGH Mgmt For For 1H. ELECTION OF DIRECTOR: CHRISTOPHER A. Mgmt For For SINCLAIR 1I. ELECTION OF DIRECTOR: BRYAN G. STOCKTON Mgmt For For 1J. ELECTION OF DIRECTOR: DIRK VAN DE PUT Mgmt For For 1K. ELECTION OF DIRECTOR: KATHY WHITE LOYD Mgmt For For 2. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For OFFICER COMPENSATION, AS DESCRIBED IN THE MATTEL, INC. PROXY STATEMENT. 3. RATIFICATION OF THE SELECTION OF Mgmt For For PRICEWATERHOUSECOOPERS LLP AS MATTEL, INC.'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER 31, 2014. 4. STOCKHOLDER PROPOSAL REGARDING AN Shr For Against INDEPENDENT BOARD CHAIRMAN. -------------------------------------------------------------------------------------------------------------------------- MAXIM INTEGRATED PRODUCTS, INC. Agenda Number: 933881802 -------------------------------------------------------------------------------------------------------------------------- Security: 57772K101 Meeting Type: Annual Meeting Date: 13-Nov-2013 Ticker: MXIM ISIN: US57772K1016 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR TUNC DOLUCA Mgmt For For B. KIPLING HAGOPIAN Mgmt For For JAMES R. BERGMAN Mgmt Withheld Against JOSEPH R. BRONSON Mgmt For For ROBERT E. GRADY Mgmt For For WILLIAM D. WATKINS Mgmt For For A.R. FRANK WAZZAN Mgmt For For 2. TO RATIFY THE APPOINTMENT OF DELOITTE & Mgmt For For TOUCHE LLP AS MAXIM INTEGRATED'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING JUNE 28, 2014. 3. TO RATIFY AND APPROVE AN AMENDMENT TO MAXIM Mgmt For For INTEGRATED'S 2008 EMPLOYEE STOCK PURCHASE PLAN TO INCREASE THE NUMBER OF SHARES AVAILABLE FOR ISSUANCE THEREUNDER BY 2,000,000 SHARES. 4. TO RATIFY AND APPROVE AN AMENDMENT TO MAXIM Mgmt For For INTEGRATED'S 1996 STOCK INCENTIVE PLAN (THE "PLAN") TO INCREASE THE NUMBER OF SHARES AVAILABLE FOR ISSUANCE THEREUNDER BY 6,000,000 SHARES. 5. ADVISORY VOTE ON EXECUTIVE COMPENSATION. Mgmt For For -------------------------------------------------------------------------------------------------------------------------- MCDONALD'S CORPORATION Agenda Number: 933967854 -------------------------------------------------------------------------------------------------------------------------- Security: 580135101 Meeting Type: Annual Meeting Date: 22-May-2014 Ticker: MCD ISIN: US5801351017 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. ELECTION OF DIRECTOR: SUSAN E. ARNOLD Mgmt For For 1B. ELECTION OF DIRECTOR: RICHARD H. LENNY Mgmt For For 1C. ELECTION OF DIRECTOR: WALTER E. MASSEY Mgmt For For 1D. ELECTION OF DIRECTOR: CARY D. MCMILLAN Mgmt For For 1E. ELECTION OF DIRECTOR: SHEILA A. PENROSE Mgmt For For 1F. ELECTION OF DIRECTOR: JOHN W. ROGERS, JR. Mgmt For For 1G. ELECTION OF DIRECTOR: ROGER W. STONE Mgmt For For 1H. ELECTION OF DIRECTOR: MILES D. WHITE Mgmt For For 2. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For COMPENSATION. 3. APPROVAL OF PERFORMANCE GOALS FOR AWARDS Mgmt For For UNDER THE MCDONALD'S CORPORATION 2009 CASH INCENTIVE PLAN. 4. ADVISORY VOTE TO APPROVE THE APPOINTMENT OF Mgmt For For ERNST & YOUNG LLP AS INDEPENDENT AUDITOR FOR 2014. 5. ADVISORY VOTE REQUESTING THE ABILITY FOR Shr For Against SHAREHOLDERS TO ACT BY WRITTEN CONSENT, IF PRESENTED. -------------------------------------------------------------------------------------------------------------------------- METLIFE, INC. Agenda Number: 933951471 -------------------------------------------------------------------------------------------------------------------------- Security: 59156R108 Meeting Type: Annual Meeting Date: 22-Apr-2014 Ticker: MET ISIN: US59156R1086 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. ELECTION OF DIRECTOR: CHERYL W. GRISE Mgmt For For 1B. ELECTION OF DIRECTOR: CARLOS M. GUTIERREZ Mgmt For For 1C. ELECTION OF DIRECTOR: R. GLENN HUBBARD Mgmt For For 1D. ELECTION OF DIRECTOR: STEVEN A. KANDARIAN Mgmt For For 1E. ELECTION OF DIRECTOR: JOHN M. KEANE Mgmt For For 1F. ELECTION OF DIRECTOR: ALFRED F. KELLY, JR. Mgmt For For 1G. ELECTION OF DIRECTOR: WILLIAM E. KENNARD Mgmt For For 1H. ELECTION OF DIRECTOR: JAMES M. KILTS Mgmt For For 1I. ELECTION OF DIRECTOR: CATHERINE R. KINNEY Mgmt For For 1J. ELECTION OF DIRECTOR: DENISE M. MORRISON Mgmt For For 1K. ELECTION OF DIRECTOR: KENTON J. SICCHITANO Mgmt For For 1L. ELECTION OF DIRECTOR: LULU C. WANG Mgmt For For 2. RATIFICATION OF THE APPOINTMENT OF DELOITTE Mgmt For For & TOUCHE LLP AS INDEPENDENT AUDITOR FOR 2014. 3. ADVISORY VOTE TO APPROVE THE COMPENSATION Mgmt For For PAID TO THE COMPANY'S NAMED EXECUTIVE OFFICERS. 4. APPROVAL OF THE METLIFE, INC. 2015 STOCK Mgmt For For AND INCENTIVE COMPENSATION PLAN. 5. APPROVAL OF THE METLIFE, INC. 2015 Mgmt For For NON-MANAGEMENT DIRECTOR STOCK COMPENSATION PLAN. -------------------------------------------------------------------------------------------------------------------------- MICROSOFT CORPORATION Agenda Number: 933883185 -------------------------------------------------------------------------------------------------------------------------- Security: 594918104 Meeting Type: Annual Meeting Date: 19-Nov-2013 Ticker: MSFT ISIN: US5949181045 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. ELECTION OF DIRECTOR: STEVEN A. BALLMER Mgmt For For 2. ELECTION OF DIRECTOR: DINA DUBLON Mgmt For For 3. ELECTION OF DIRECTOR: WILLIAM H. GATES III Mgmt For For 4. ELECTION OF DIRECTOR: MARIA M. KLAWE Mgmt For For 5. ELECTION OF DIRECTOR: STEPHEN J. LUCZO Mgmt For For 6. ELECTION OF DIRECTOR: DAVID F. MARQUARDT Mgmt For For 7. ELECTION OF DIRECTOR: CHARLES H. NOSKI Mgmt For For 8. ELECTION OF DIRECTOR: HELMUT PANKE Mgmt For For 9. ELECTION OF DIRECTOR: JOHN W. THOMPSON Mgmt Against Against 10. APPROVE MATERIAL TERMS OF THE PERFORMANCE Mgmt For For CRITERIA UNDER THE EXECUTIVE OFFICER INCENTIVE PLAN 11. ADVISORY VOTE ON EXECUTIVE COMPENSATION Mgmt For For 12. RATIFICATION OF DELOITTE & TOUCHE LLP AS Mgmt For For OUR INDEPENDENT AUDITOR FOR FISCAL YEAR 2014 -------------------------------------------------------------------------------------------------------------------------- NOVARTIS AG Agenda Number: 933922280 -------------------------------------------------------------------------------------------------------------------------- Security: 66987V109 Meeting Type: Annual Meeting Date: 25-Feb-2014 Ticker: NVS ISIN: US66987V1098 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1 APPROVAL OF THE ANNUAL REPORT, THE Mgmt For For FINANCIAL STATEMENTS OF NOVARTIS AG AND THE GROUP CONSOLIDATED FINANCIAL STATEMENTS FOR THE BUSINESS YEAR 2013 2 DISCHARGE FROM LIABILITY OF THE MEMBERS OF Mgmt For For THE BOARD OF DIRECTORS AND THE EXECUTIVE COMMITTEE 3 APPROPRIATION OF AVAILABLE EARNINGS OF Mgmt For For NOVARTIS AG AND DECLARATION OF DIVIDEND 4.A ADVISORY VOTE ON TOTAL COMPENSATION FOR Mgmt For For MEMBERS OF THE BOARD OF DIRECTORS FROM THE ANNUAL GENERAL MEETING 2014 TO THE ANNUAL GENERAL MEETING 2015 4.B ADVISORY VOTE ON TOTAL COMPENSATION FOR Mgmt For For MEMBERS OF THE EXECUTIVE COMMITTEE FOR THE PERFORMANCE CYCLE ENDED IN 2013 5.A RE-ELECTION OF JOERG REINHARDT, PH.D., AND Mgmt For For ELECTION AS CHAIRMAN OF THE BOARD OF DIRECTORS (IN A SINGLE VOTE) 5.B RE-ELECTION OF DIMITRI AZAR, M.D., MBA TO Mgmt For For THE BOARD OF DIRECTOR 5.C RE-ELECTION OF VERENA A. BRINER, M.D. TO Mgmt For For THE BOARD OF DIRECTOR 5.D RE-ELECTION OF SRIKANT DATAR, PH.D. TO THE Mgmt For For BOARD OF DIRECTOR 5.E RE-ELECTION OF ANN FUDGE TO THE BOARD OF Mgmt For For DIRECTOR 5.F RE-ELECTION OF PIERRE LANDOLT, PH.D. TO THE Mgmt For For BOARD OF DIRECTOR 5.G RE-ELECTION OF ULRICH LEHNER, PH.D. TO THE Mgmt For For BOARD OF DIRECTOR 5.H RE-ELECTION OF ANDREAS VON PLANTA, PH.D. TO Mgmt For For THE BOARD OF DIRECTOR 5.I RE-ELECTION OF CHARLES L. SAWYERS, M.D. TO Mgmt For For THE BOARD OF DIRECTOR 5.J RE-ELECTION OF ENRICO VANNI, PH.D. TO THE Mgmt For For BOARD OF DIRECTOR 5.K RE-ELECTION OF WILLIAM T. WINTERS TO THE Mgmt For For BOARD OF DIRECTOR 6.A ELECTION OF SRIKANT DATAR, PH.D., AS MEMBER Mgmt For For OF THE COMPENSATION COMMITTEE 6.B ELECTION OF ANN FUDGE AS MEMBER OF THE Mgmt For For COMPENSATION COMMITTEE 6.C ELECTION OF ULRICH LEHNER, PH.D., AS MEMBER Mgmt For For OF THE COMPENSATION COMMITTEE 6.D ELECTION OF ENRICO VANNI, PH.D., AS MEMBER Mgmt For For OF THE COMPENSATION COMMITTEE 7 RE-ELECTION OF THE AUDITOR Mgmt For For 8 ELECTION OF THE INDEPENDENT PROXY Mgmt For For 9 GENERAL INSTRUCTIONS IN CASE OF ALTERNATIVE Mgmt Abstain MOTIONS UNDER THE AGENDA ITEMS PUBLISHED IN THE NOTICE OF ANNUAL GENERAL MEETING, AND/OR OF MOTIONS RELATING TO ADDITIONAL AGENDA ITEMS ACCORDING TO ARTICLE 700 PARAGRAPH 3 OF THE SWISS CODE OF OBLIGATIONS. IF ALTERNATIVE MOTIONS UNDER THE AGENDA ITEMS PUBLISHED IN THE NOTICE OF ANNUAL GENERAL MEETING AND/OR MOTIONS RELATING TO ADDITIONAL AGENDA ITEMS ACCORDING TO ARTICLE 700 PARAGRAPH 3 OF THE SWISS CODE OF OBLIGATIONS ARE PROPOSED AT THE ANNUAL GENERAL MEETING -------------------------------------------------------------------------------------------------------------------------- OCCIDENTAL PETROLEUM CORPORATION Agenda Number: 933956724 -------------------------------------------------------------------------------------------------------------------------- Security: 674599105 Meeting Type: Annual Meeting Date: 02-May-2014 Ticker: OXY ISIN: US6745991058 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. ELECTION OF DIRECTOR: SPENCER ABRAHAM Mgmt For For 1B. ELECTION OF DIRECTOR: HOWARD I. ATKINS Mgmt For For 1C. ELECTION OF DIRECTOR: EUGENE L. BATCHELDER Mgmt For For 1D. ELECTION OF DIRECTOR: STEPHEN I. CHAZEN Mgmt For For 1E. ELECTION OF DIRECTOR: EDWARD P. DJEREJIAN Mgmt For For 1F. ELECTION OF DIRECTOR: JOHN E. FEICK Mgmt For For 1G. ELECTION OF DIRECTOR: MARGARET M. FORAN Mgmt For For 1H. ELECTION OF DIRECTOR: CARLOS M. GUTIERREZ Mgmt For For 1I. ELECTION OF DIRECTOR: WILLIAM R. KLESSE Mgmt Against Against 1J. ELECTION OF DIRECTOR: AVEDICK B. POLADIAN Mgmt For For 1K. ELECTION OF DIRECTOR: ELISSE B. WALTER Mgmt For For 2. ONE-YEAR WAIVER OF DIRECTOR AGE RESTRICTION Mgmt For For FOR EDWARD P.DJEREJIAN, AN INDEPENDENT DIRECTOR. 3. ADVISORY VOTE APPROVING EXECUTIVE Mgmt For For COMPENSATION. 4. ABILITY OF STOCKHOLDERS TO ACT BY WRITTEN Mgmt For For CONSENT. 5. SEPARATION OF THE ROLES OF THE CHAIRMAN OF Mgmt For For THE BOARD AND THE CHIEF EXECUTIVE OFFICER. 6. RATIFICATION OF INDEPENDENT AUDITORS. Mgmt For For 7. EXECUTIVES TO RETAIN SIGNIFICANT STOCK. Shr Against For 8. REVIEW LOBBYING AT FEDERAL, STATE, LOCAL Shr Against For LEVELS. 9. QUANTITATIVE RISK MANAGEMENT REPORTING FOR Shr Against For HYDRAULIC FRACTURING OPERATIONS. 10. FUGITIVE METHANE EMISSIONS AND FLARING Shr Against For REPORT. -------------------------------------------------------------------------------------------------------------------------- OMNICOM GROUP INC. Agenda Number: 933968046 -------------------------------------------------------------------------------------------------------------------------- Security: 681919106 Meeting Type: Annual Meeting Date: 20-May-2014 Ticker: OMC ISIN: US6819191064 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. ELECTION OF DIRECTOR: JOHN D. WREN Mgmt For For 1B. ELECTION OF DIRECTOR: BRUCE CRAWFORD Mgmt For For 1C. ELECTION OF DIRECTOR: ALAN R. BATKIN Mgmt For For 1D. ELECTION OF DIRECTOR: MARY C. CHOKSI Mgmt For For 1E. ELECTION OF DIRECTOR: ROBERT CHARLES CLARK Mgmt For For 1F. ELECTION OF DIRECTOR: LEONARD S. COLEMAN, Mgmt For For JR. 1G. ELECTION OF DIRECTOR: ERROL M. COOK Mgmt For For 1H. ELECTION OF DIRECTOR: SUSAN S. DENISON Mgmt For For 1I. ELECTION OF DIRECTOR: MICHAEL A. HENNING Mgmt For For 1J. ELECTION OF DIRECTOR: JOHN R. MURPHY Mgmt For For 1K. ELECTION OF DIRECTOR: JOHN R. PURCELL Mgmt For For 1L. ELECTION OF DIRECTOR: LINDA JOHNSON RICE Mgmt For For 1M. ELECTION OF DIRECTOR: GARY L. ROUBOS Mgmt For For 2. RATIFICATION OF THE APPOINTMENT OF KPMG LLP Mgmt For For AS THE COMPANY'S INDEPENDENT AUDITORS FOR THE 2014 FISCAL YEAR. 3. ADVISORY VOTE ON THE COMPANY'S EXECUTIVE Mgmt For For COMPENSATION. -------------------------------------------------------------------------------------------------------------------------- PEARSON PLC Agenda Number: 933956762 -------------------------------------------------------------------------------------------------------------------------- Security: 705015105 Meeting Type: Annual Meeting Date: 25-Apr-2014 Ticker: PSO ISIN: US7050151056 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. RECEIPT OF FINANCIAL STATEMENTS Mgmt For For 2. FINAL DIVIDEND Mgmt For For 3. RE-ELECTION OF DAVID ARCULUS Mgmt For For 4. RE-ELECTION OF VIVIENNE COX Mgmt For For 5. RE-ELECTION OF JOHN FALLON Mgmt For For 6. RE-ELECTION OF ROBIN FREESTONE Mgmt For For 7. RE-ELECTION OF KEN HYDON Mgmt For For 8. RE-ELECTION OF JOSH LEWIS Mgmt For For 9. RE-ELECTION OF GLEN MORENO Mgmt For For 10. RE-APPOINTMENT OF LINDA LORIMER Mgmt For For 11. RE-APPOINTMENT OF HARISH MANWANI Mgmt For For 12. APPROVAL OF DIRECTORS' REMUNERATION POLICY Mgmt For For 13. APPROVAL OF ANNUAL REMUNERATION REPORT Mgmt For For 14. RE-APPOINTMENT OF AUDITORS Mgmt For For 15. REMUNERATION OF AUDITORS Mgmt For For 16. ALLOTMENT OF SHARES Mgmt For For 17. WAIVER OF PRE-EMPTION RIGHTS Mgmt For For 18. AUTHORITY TO PURCHASE OWN SHARES Mgmt For For 19. NOTICE OF MEETINGS Mgmt Against Against 20. EXTENSION OF THE WORLDWIDE SAVE FOR SHARES Mgmt For For PLAN -------------------------------------------------------------------------------------------------------------------------- PEPSICO, INC. Agenda Number: 933945860 -------------------------------------------------------------------------------------------------------------------------- Security: 713448108 Meeting Type: Annual Meeting Date: 07-May-2014 Ticker: PEP ISIN: US7134481081 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. ELECTION OF DIRECTOR: SHONA L. BROWN Mgmt For For 1B. ELECTION OF DIRECTOR: GEORGE W. BUCKLEY Mgmt For For 1C. ELECTION OF DIRECTOR: IAN M. COOK Mgmt For For 1D. ELECTION OF DIRECTOR: DINA DUBLON Mgmt For For 1E. ELECTION OF DIRECTOR: RONA A. FAIRHEAD Mgmt For For 1F. ELECTION OF DIRECTOR: RAY L. HUNT Mgmt For For 1G. ELECTION OF DIRECTOR: ALBERTO IBARGUEN Mgmt For For 1H. ELECTION OF DIRECTOR: INDRA K. NOOYI Mgmt For For 1I. ELECTION OF DIRECTOR: SHARON PERCY Mgmt For For ROCKEFELLER 1J. ELECTION OF DIRECTOR: JAMES J. SCHIRO Mgmt For For 1K. ELECTION OF DIRECTOR: LLOYD G. TROTTER Mgmt For For 1L. ELECTION OF DIRECTOR: DANIEL VASELLA Mgmt For For 1M. ELECTION OF DIRECTOR: ALBERTO WEISSER Mgmt For For 2. RATIFICATION OF THE APPOINTMENT OF KPMG LLP Mgmt For For AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS FOR FISCAL YEAR 2014. 3. ADVISORY APPROVAL OF THE COMPANY'S Mgmt For For EXECUTIVE COMPENSATION. 4. APPROVAL OF THE MATERIAL TERMS OF THE Mgmt For For PERFORMANCE GOALS OF THE PEPSICO, INC. EXECUTIVE INCENTIVE COMPENSATION PLAN. 5. POLICY REGARDING APPROVAL OF POLITICAL Shr Against For CONTRIBUTIONS. 6. POLICY REGARDING EXECUTIVE RETENTION OF Shr Against For STOCK. -------------------------------------------------------------------------------------------------------------------------- PFIZER INC. Agenda Number: 933933738 -------------------------------------------------------------------------------------------------------------------------- Security: 717081103 Meeting Type: Annual Meeting Date: 24-Apr-2014 Ticker: PFE ISIN: US7170811035 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. ELECTION OF DIRECTOR: DENNIS A. AUSIELLO Mgmt For For 1B. ELECTION OF DIRECTOR: W. DON CORNWELL Mgmt For For 1C. ELECTION OF DIRECTOR: FRANCES D. FERGUSSON Mgmt For For 1D. ELECTION OF DIRECTOR: HELEN H. HOBBS Mgmt For For 1E. ELECTION OF DIRECTOR: CONSTANCE J. HORNER Mgmt For For 1F. ELECTION OF DIRECTOR: JAMES M. KILTS Mgmt For For 1G. ELECTION OF DIRECTOR: GEORGE A. LORCH Mgmt For For 1H. ELECTION OF DIRECTOR: SHANTANU NARAYEN Mgmt For For 1I. ELECTION OF DIRECTOR: SUZANNE NORA JOHNSON Mgmt For For 1J. ELECTION OF DIRECTOR: IAN C. READ Mgmt For For 1K. ELECTION OF DIRECTOR: STEPHEN W. SANGER Mgmt For For 1L. ELECTION OF DIRECTOR: MARC TESSIER-LAVIGNE Mgmt For For 2. RATIFY THE SELECTION OF KPMG LLP AS Mgmt For For INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2014 3. ADVISORY APPROVAL OF EXECUTIVE COMPENSATION Mgmt For For 4. APPROVAL OF PFIZER INC. 2014 STOCK PLAN Mgmt For For 5. SHAREHOLDER PROPOSAL REGARDING APPROVAL OF Shr Against For POLITICAL CONTRIBUTIONS POLICY 6. SHAREHOLDER PROPOSAL REGARDING LOBBYING Shr Against For ACTIVITIES 7. SHAREHOLDER PROPOSAL REGARDING ACTION BY Shr For Against WRITTEN CONSENT -------------------------------------------------------------------------------------------------------------------------- PHILIP MORRIS INTERNATIONAL INC. Agenda Number: 933946444 -------------------------------------------------------------------------------------------------------------------------- Security: 718172109 Meeting Type: Annual Meeting Date: 07-May-2014 Ticker: PM ISIN: US7181721090 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. ELECTION OF DIRECTOR: HAROLD BROWN Mgmt For For 1B. ELECTION OF DIRECTOR: ANDRE CALANTZOPOULOS Mgmt For For 1C. ELECTION OF DIRECTOR: LOUIS C. CAMILLERI Mgmt For For 1D. ELECTION OF DIRECTOR: JENNIFER LI Mgmt For For 1E. ELECTION OF DIRECTOR: SERGIO MARCHIONNE Mgmt For For 1F. ELECTION OF DIRECTOR: KALPANA MORPARIA Mgmt For For 1G. ELECTION OF DIRECTOR: LUCIO A. NOTO Mgmt For For 1H. ELECTION OF DIRECTOR: ROBERT B. POLET Mgmt For For 1I. ELECTION OF DIRECTOR: CARLOS SLIM HELU Mgmt For For 1J. ELECTION OF DIRECTOR: STEPHEN M. WOLF Mgmt For For 2. RATIFICATION OF THE SELECTION OF Mgmt For For INDEPENDENT AUDITORS 3. ADVISORY VOTE APPROVING EXECUTIVE Mgmt For For COMPENSATION 4. SHAREHOLDER PROPOSAL 1 - LOBBYING Shr For Against 5. SHAREHOLDER PROPOSAL 2 - ANIMAL TESTING Shr Against For -------------------------------------------------------------------------------------------------------------------------- QUALCOMM INCORPORATED Agenda Number: 933916150 -------------------------------------------------------------------------------------------------------------------------- Security: 747525103 Meeting Type: Annual Meeting Date: 04-Mar-2014 Ticker: QCOM ISIN: US7475251036 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. ELECTION OF DIRECTOR: BARBARA T. ALEXANDER Mgmt For For 1B. ELECTION OF DIRECTOR: DONALD G. CRUICKSHANK Mgmt For For 1C. ELECTION OF DIRECTOR: RAYMOND V. DITTAMORE Mgmt For For 1D. ELECTION OF DIRECTOR: SUSAN HOCKFIELD Mgmt For For 1E. ELECTION OF DIRECTOR: THOMAS W. HORTON Mgmt For For 1F. ELECTION OF DIRECTOR: PAUL E. JACOBS Mgmt For For 1G. ELECTION OF DIRECTOR: SHERRY LANSING Mgmt For For 1H. ELECTION OF DIRECTOR: STEVEN M. MOLLENKOPF Mgmt For For 1I. ELECTION OF DIRECTOR: DUANE A. NELLES Mgmt For For 1J. ELECTION OF DIRECTOR: CLARK T. RANDT, JR. Mgmt For For 1K. ELECTION OF DIRECTOR: FRANCISCO ROS Mgmt For For 1L. ELECTION OF DIRECTOR: JONATHAN J. Mgmt For For RUBINSTEIN 1M. ELECTION OF DIRECTOR: BRENT SCOWCROFT Mgmt For For 1N. ELECTION OF DIRECTOR: MARC I. STERN Mgmt For For 2. TO RATIFY THE SELECTION OF Mgmt For For PRICEWATERHOUSECOOPERS LLP AS OUR INDEPENDENT PUBLIC ACCOUNTANTS FOR OUR FISCAL YEAR ENDING SEPTEMBER 28, 2014. 3. ADVISORY VOTE TO APPROVE OUR EXECUTIVE Mgmt For For COMPENSATION. 4. ADVISORY VOTE ON THE FREQUENCY OF FUTURE Mgmt 1 Year For ADVISORY VOTES ON EXECUTIVE COMPENSATION. -------------------------------------------------------------------------------------------------------------------------- SPECTRA ENERGY CORP Agenda Number: 933927634 -------------------------------------------------------------------------------------------------------------------------- Security: 847560109 Meeting Type: Annual Meeting Date: 15-Apr-2014 Ticker: SE ISIN: US8475601097 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. ELECTION OF DIRECTOR: GREGORY L. EBEL Mgmt For For 1B. ELECTION OF DIRECTOR: AUSTIN A. ADAMS Mgmt For For 1C. ELECTION OF DIRECTOR: JOSEPH ALVARADO Mgmt For For 1D. ELECTION OF DIRECTOR: PAMELA L. CARTER Mgmt For For 1E. ELECTION OF DIRECTOR: CLARENCE P. CAZALOT, Mgmt For For JR. 1F. ELECTION OF DIRECTOR: F. ANTHONY COMPER Mgmt For For 1G. ELECTION OF DIRECTOR: PETER B. HAMILTON Mgmt For For 1H. ELECTION OF DIRECTOR: MICHAEL MCSHANE Mgmt For For 1I. ELECTION OF DIRECTOR: MICHAEL G. MORRIS Mgmt For For 1J. ELECTION OF DIRECTOR: MICHAEL E.J. PHELPS Mgmt For For 2. RATIFICATION OF THE APPOINTMENT OF DELOITTE Mgmt For For & TOUCHE LLP AS SPECTRA ENERGY CORP'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2014. 3. AN ADVISORY RESOLUTION TO APPROVE EXECUTIVE Mgmt For For COMPENSATION. 4. SHAREHOLDER PROPOSAL CONCERNING DISCLOSURE Shr Against For OF POLITICAL CONTRIBUTIONS. 5. SHAREHOLDER PROPOSAL CONCERNING METHANE Shr Against For EMISSIONS TARGET. -------------------------------------------------------------------------------------------------------------------------- THE COCA-COLA COMPANY Agenda Number: 933928256 -------------------------------------------------------------------------------------------------------------------------- Security: 191216100 Meeting Type: Annual Meeting Date: 23-Apr-2014 Ticker: KO ISIN: US1912161007 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. ELECTION OF DIRECTOR: HERBERT A. ALLEN Mgmt For For 1B. ELECTION OF DIRECTOR: RONALD W. ALLEN Mgmt For For 1C. ELECTION OF DIRECTOR: ANA BOTIN Mgmt For For 1D. ELECTION OF DIRECTOR: HOWARD G. BUFFETT Mgmt For For 1E. ELECTION OF DIRECTOR: RICHARD M. DALEY Mgmt For For 1F. ELECTION OF DIRECTOR: BARRY DILLER Mgmt Against Against 1G. ELECTION OF DIRECTOR: HELENE D. GAYLE Mgmt For For 1H. ELECTION OF DIRECTOR: EVAN G. GREENBERG Mgmt For For 1I. ELECTION OF DIRECTOR: ALEXIS M. HERMAN Mgmt For For 1J. ELECTION OF DIRECTOR: MUHTAR KENT Mgmt For For 1K. ELECTION OF DIRECTOR: ROBERT A. KOTICK Mgmt For For 1L. ELECTION OF DIRECTOR: MARIA ELENA Mgmt For For LAGOMASINO 1M. ELECTION OF DIRECTOR: SAM NUNN Mgmt For For 1N. ELECTION OF DIRECTOR: JAMES D. ROBINSON III Mgmt For For 1O. ELECTION OF DIRECTOR: PETER V. UEBERROTH Mgmt For For 2. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For COMPENSATION 3. APPROVAL OF THE COCA-COLA COMPANY 2014 Mgmt For For EQUITY PLAN 4. RATIFICATION OF THE APPOINTMENT OF ERNST & Mgmt For For YOUNG LLP AS INDEPENDENT AUDITORS 5. SHAREOWNER PROPOSAL REGARDING AN Shr For Against INDEPENDENT BOARD CHAIRMAN -------------------------------------------------------------------------------------------------------------------------- THE TRAVELERS COMPANIES, INC. Agenda Number: 933978299 -------------------------------------------------------------------------------------------------------------------------- Security: 89417E109 Meeting Type: Annual Meeting Date: 27-May-2014 Ticker: TRV ISIN: US89417E1091 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. ELECTION OF DIRECTOR: ALAN L. BELLER Mgmt For For 1B. ELECTION OF DIRECTOR: JOHN H. DASBURG Mgmt For For 1C. ELECTION OF DIRECTOR: JANET M. DOLAN Mgmt For For 1D. ELECTION OF DIRECTOR: KENNETH M. DUBERSTEIN Mgmt For For 1E. ELECTION OF DIRECTOR: JAY S. FISHMAN Mgmt For For 1F. ELECTION OF DIRECTOR: PATRICIA L. HIGGINS Mgmt For For 1G. ELECTION OF DIRECTOR: THOMAS R. HODGSON Mgmt For For 1H. ELECTION OF DIRECTOR: WILLIAM J. KANE Mgmt For For 1I. ELECTION OF DIRECTOR: CLEVE L. Mgmt For For KILLINGSWORTH JR. 1J. ELECTION OF DIRECTOR: PHILIP T. RUEGGER III Mgmt For For 1K. ELECTION OF DIRECTOR: DONALD J. SHEPARD Mgmt For For 1L. ELECTION OF DIRECTOR: LAURIE J. THOMSEN Mgmt For For 2. RATIFICATION OF THE APPOINTMENT OF KPMG LLP Mgmt For For AS TRAVELERS' INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2014. 3. NON-BINDING VOTE TO APPROVE EXECUTIVE Mgmt For For COMPENSATION. 4. APPROVE THE TRAVELERS COMPANIES, INC. 2014 Mgmt For For STOCK INCENTIVE PLAN. 5. SHAREHOLDER PROPOSAL RELATING TO POLITICAL Shr Against For CONTRIBUTIONS AND EXPENDITURES, IF PRESENTED AT THE ANNUAL MEETING OF SHAREHOLDERS -------------------------------------------------------------------------------------------------------------------------- TIME WARNER CABLE INC Agenda Number: 934011610 -------------------------------------------------------------------------------------------------------------------------- Security: 88732J207 Meeting Type: Annual Meeting Date: 05-Jun-2014 Ticker: TWC ISIN: US88732J2078 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. ELECTION OF DIRECTOR: CAROLE BLACK Mgmt For For 1B. ELECTION OF DIRECTOR: GLENN A. BRITT Mgmt For For 1C. ELECTION OF DIRECTOR: THOMAS H. CASTRO Mgmt For For 1D. ELECTION OF DIRECTOR: DAVID C. CHANG Mgmt For For 1E. ELECTION OF DIRECTOR: JAMES E. COPELAND, Mgmt For For JR. 1F. ELECTION OF DIRECTOR: PETER R. HAJE Mgmt For For 1G. ELECTION OF DIRECTOR: DONNA A. JAMES Mgmt For For 1H. ELECTION OF DIRECTOR: DON LOGAN Mgmt For For 1I. ELECTION OF DIRECTOR: ROBERT D. MARCUS Mgmt For For 1J. ELECTION OF DIRECTOR: N.J. NICHOLAS, JR. Mgmt For For 1K. ELECTION OF DIRECTOR: WAYNE H. PACE Mgmt For For 1L. ELECTION OF DIRECTOR: EDWARD D. SHIRLEY Mgmt For For 1M. ELECTION OF DIRECTOR: JOHN E. SUNUNU Mgmt For For 2. RATIFICATION OF INDEPENDENT REGISTERED Mgmt For For PUBLIC ACCOUNTING FIRM. 3. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For OFFICER COMPENSATION. 4. STOCKHOLDER PROPOSAL ON DISCLOSURE OF Shr Against For LOBBYING ACTIVITIES. 5. STOCKHOLDER PROPOSAL ON ACCELERATED VESTING Shr Against For OF EQUITY AWARDS IN A CHANGE IN CONTROL. -------------------------------------------------------------------------------------------------------------------------- UNILEVER PLC Agenda Number: 933969416 -------------------------------------------------------------------------------------------------------------------------- Security: 904767704 Meeting Type: Annual Meeting Date: 14-May-2014 Ticker: UL ISIN: US9047677045 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. TO RECEIVE THE REPORT AND ACCOUNTS FOR THE Mgmt For For YEAR ENDED 31 DECEMBER 2013 2. TO APPROVE THE DIRECTORS' REMUNERATION Mgmt For For POLICY 3. AN ADVISORY VOTE TO APPROVE THE DIRECTORS' Mgmt For For REMUNERATION REPORT (EXCLUDING THE DIRECTORS' REMUNERATION POLICY) 4. TO RE-ELECT MR P G J M POLMAN AS A DIRECTOR Mgmt For For 5. TO RE-ELECT MR R J-M S HUET AS A DIRECTOR Mgmt For For 6. TO RE-ELECT MRS L M CHA AS A DIRECTOR Mgmt For For 7. TO RE-ELECT PROFESSOR L O FRESCO AS A Mgmt For For DIRECTOR 8. TO RE-ELECT MS A M FUDGE AS A DIRECTOR Mgmt For For 9. TO RE-ELECT DR B E GROTE AS A DIRECTOR Mgmt For For 10. TO RE-ELECT MS M MA AS A DIRECTOR Mgmt For For 11. TO RE-ELECT MS H NYASULU AS A DIRECTOR Mgmt For For 12. TO RE-ELECT THE RT HON SIR MALCOLM RIFKIND Mgmt For For MP AS A DIRECTOR 13. TO RE-ELECT MR J RISHTON AS A DIRECTOR Mgmt For For 14. TO RE-ELECT MR K J STORM AS A DIRECTOR Mgmt For For 15. TO RE-ELECT MR M TRESCHOW AS A DIRECTOR Mgmt For For 16. TO RE-ELECT MR P S WALSH AS A DIRECTOR Mgmt For For 17. TO ELECT MR F SIJBESMA AS A DIRECTOR Mgmt For For 18. TO APPOINT KPMG LLP AS AUDITORS OF THE Mgmt For For COMPANY 19. TO AUTHORISE THE DIRECTORS TO FIX THE Mgmt For For REMUNERATION OF THE AUDITORS 20. TO RENEW THE AUTHORITY TO DIRECTORS TO Mgmt For For ISSUE SHARES 21. TO RENEW THE AUTHORITY TO DIRECTORS TO Mgmt For For DISAPPLY PRE-EMPTION RIGHTS 22. TO RENEW THE AUTHORITY TO THE COMPANY TO Mgmt For For PURCHASE ITS OWN SHARES 23. TO AUTHORISE POLITICAL DONATIONS AND Mgmt For For EXPENDITURE 24. TO SHORTEN THE NOTICE PERIOD FOR GENERAL Mgmt Against Against MEETINGS -------------------------------------------------------------------------------------------------------------------------- UNITED PARCEL SERVICE, INC. Agenda Number: 933940024 -------------------------------------------------------------------------------------------------------------------------- Security: 911312106 Meeting Type: Annual Meeting Date: 08-May-2014 Ticker: UPS ISIN: US9113121068 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A) ELECTION OF DIRECTOR: F. DUANE ACKERMAN Mgmt Against Against 1B) ELECTION OF DIRECTOR: RODNEY C. ADKINS Mgmt For For 1C) ELECTION OF DIRECTOR: MICHAEL J. BURNS Mgmt For For 1D) ELECTION OF DIRECTOR: D. SCOTT DAVIS Mgmt For For 1E) ELECTION OF DIRECTOR: STUART E. EIZENSTAT Mgmt For For 1F) ELECTION OF DIRECTOR: MICHAEL L. ESKEW Mgmt For For 1G) ELECTION OF DIRECTOR: WILLIAM R. JOHNSON Mgmt For For 1H) ELECTION OF DIRECTOR: CANDACE KENDLE Mgmt For For 1I) ELECTION OF DIRECTOR: ANN M. LIVERMORE Mgmt For For 1J) ELECTION OF DIRECTOR: RUDY H.P. MARKHAM Mgmt For For 1K) ELECTION OF DIRECTOR: CLARK T. RANDT, JR. Mgmt For For 1L) ELECTION OF DIRECTOR: CAROL B. TOME Mgmt For For 1M) ELECTION OF DIRECTOR: KEVIN M. WARSH Mgmt For For 2. TO APPROVE, ON AN ADVISORY BASIS, EXECUTIVE Mgmt For For COMPENSATION. 3. TO RATIFY THE APPOINTMENT OF DELOITTE & Mgmt For For TOUCHE LLP AS UPS'S INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS FOR THE YEAR ENDING DECEMBER 31, 2014. 4. SHAREOWNER PROPOSAL ON LOBBYING DISCLOSURE. Shr Against For 5. SHAREOWNER PROPOSAL TO REDUCE THE VOTING Shr For Against POWER OF CLASS A STOCK FROM 10 VOTES PER SHARE TO ONE VOTE PER SHARE. -------------------------------------------------------------------------------------------------------------------------- WELLPOINT, INC. Agenda Number: 933954439 -------------------------------------------------------------------------------------------------------------------------- Security: 94973V107 Meeting Type: Annual Meeting Date: 14-May-2014 Ticker: WLP ISIN: US94973V1070 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. ELECTION OF DIRECTOR: R. KERRY CLARK Mgmt For For 1B. ELECTION OF DIRECTOR: ROBERT L. DIXON, JR. Mgmt For For 1C. ELECTION OF DIRECTOR: LEWIS HAY, III Mgmt For For 1D. ELECTION OF DIRECTOR: WILLIAM J. RYAN Mgmt For For 2. TO RATIFY THE APPOINTMENT OF ERNST & YOUNG Mgmt For For LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2014. 3. ADVISORY VOTE TO APPROVE THE COMPENSATION Mgmt For For OF OUR NAMED EXECUTIVE OFFICERS. 4. IF PROPERLY PRESENTED AT THE MEETING, TO Shr Against For VOTE ON A SHAREHOLDER PROPOSAL TO REQUEST THE BOARD OF DIRECTORS TO AMEND THE BY-LAWS OF WELLPOINT, INC. TO PROHIBIT POLITICAL CONTRIBUTIONS. STERLING CAPITAL SPECIAL OPPORTUNITIES VIF -------------------------------------------------------------------------------------------------------------------------- AGILENT TECHNOLOGIES, INC. Agenda Number: 933920692 -------------------------------------------------------------------------------------------------------------------------- Security: 00846U101 Meeting Type: Annual Meeting Date: 19-Mar-2014 Ticker: A ISIN: US00846U1016 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1.1 ELECTION OF DIRECTOR: HEIDI FIELDS Mgmt For For 1.2 ELECTION OF DIRECTOR: A. BARRY RAND Mgmt For For 2. TO RATIFY THE AUDIT AND FINANCE COMMITTEE'S Mgmt For For APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS AGILENT'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. 3. TO RE-APPROVE THE PERFORMANCE GOALS UNDER Mgmt For For AGILENT'S 2009 STOCK PLAN. 4. TO APPROVE THE COMPENSATION OF AGILENT'S Mgmt For For NAMED EXECUTIVE OFFICERS. -------------------------------------------------------------------------------------------------------------------------- AKAMAI TECHNOLOGIES, INC. Agenda Number: 933959439 -------------------------------------------------------------------------------------------------------------------------- Security: 00971T101 Meeting Type: Annual Meeting Date: 14-May-2014 Ticker: AKAM ISIN: US00971T1016 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1.1 ELECTION OF DIRECTOR: MONTE FORD Mgmt For For 1.2 ELECTION OF DIRECTOR: FREDERIC SALERNO Mgmt Against Against 1.3 ELECTION OF DIRECTOR: STEVEN SCOPELLITE Mgmt For For 1.4 ELECTION OF DIRECTOR: BERNARDUS VERWAAYEN Mgmt For For 2. TO APPROVE, ON AN ADVISORY BASIS, OUR Mgmt For For EXECUTIVE OFFICER COMPENSATION. 3. TO RATIFY THE SELECTION OF Mgmt For For PRICEWATERHOUSECOOPERS LLP AS OUR INDEPENDENT AUDITORS FOR THE FISCAL YEAR ENDING DECEMBER 31, 2014. 4. TO VOTE ON A NON-BINDING SHAREHOLDER Shr For PROPOSAL TO REPEAL OUR CLASSIFIED BOARD OF DIRECTORS, IF PROPERLY PRESENTED AT THE MEETING. -------------------------------------------------------------------------------------------------------------------------- AMERICAN CAMPUS COMMUNITIES, INC. Agenda Number: 933952170 -------------------------------------------------------------------------------------------------------------------------- Security: 024835100 Meeting Type: Annual Meeting Date: 01-May-2014 Ticker: ACC ISIN: US0248351001 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. ELECTION OF DIRECTOR: WILLIAM C. BAYLESS Mgmt For For JR. 1B. ELECTION OF DIRECTOR: R.D. BURCK Mgmt For For 1C. ELECTION OF DIRECTOR: G. STEVEN DAWSON Mgmt For For 1D. ELECTION OF DIRECTOR: CYDNEY C. DONNELL Mgmt For For 1E. ELECTION OF DIRECTOR: DENNIS G. LOPEZ Mgmt For For 1F. ELECTION OF DIRECTOR: EDWARD LOWENTHAL Mgmt For For 1G. ELECTION OF DIRECTOR: OLIVER LUCK Mgmt For For 1H. ELECTION OF DIRECTOR: C. PATRICK OLES, JR. Mgmt For For 1I. ELECTION OF DIRECTOR: WINSTON W. WALKER Mgmt For For 2. RATIFICATION OF ERNST & YOUNG AS OUR Mgmt For For INDEPENDENT AUDITORS FOR 2014 3. TO PROVIDE A NON-BINDING ADVISORY VOTE Mgmt For For APPROVING THE COMPANY'S EXECUTIVE COMPENSATION PROGRAM -------------------------------------------------------------------------------------------------------------------------- APACHE CORPORATION Agenda Number: 933967486 -------------------------------------------------------------------------------------------------------------------------- Security: 037411105 Meeting Type: Annual Meeting Date: 15-May-2014 Ticker: APA ISIN: US0374111054 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. ELECTION OF DIRECTOR: G. STEVEN FARRIS Mgmt For For 2. ELECTION OF DIRECTOR: A.D. FRAZIER, JR. Mgmt For For 3. ELECTION OF DIRECTOR: AMY H. NELSON Mgmt For For 4. RATIFICATION OF ERNST & YOUNG LLP AS Mgmt For For APACHE'S INDEPENDENT AUDITORS 5. ADVISORY VOTE TO APPROVE THE COMPENSATION Mgmt For For OF APACHE'S NAMED EXECUTIVE OFFICERS 6. APPROVAL OF AMENDMENT TO APACHE'S RESTATED Mgmt For For CERTIFICATE OF INCORPORATION TO ELIMINATE APACHE'S CLASSIFIED BOARD OF DIRECTORS -------------------------------------------------------------------------------------------------------------------------- APPLE INC. Agenda Number: 933915564 -------------------------------------------------------------------------------------------------------------------------- Security: 037833100 Meeting Type: Annual Meeting Date: 28-Feb-2014 Ticker: AAPL ISIN: US0378331005 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR WILLIAM CAMPBELL Mgmt For For TIMOTHY COOK Mgmt For For MILLARD DREXLER Mgmt For For AL GORE Mgmt For For ROBERT IGER Mgmt For For ANDREA JUNG Mgmt For For ARTHUR LEVINSON Mgmt For For RONALD SUGAR Mgmt For For 2. THE AMENDMENT OF THE COMPANY'S RESTATED Mgmt For For ARTICLES OF INCORPORATION (THE "ARTICLES") TO FACILITATE THE IMPLEMENTATION OF MAJORITY VOTING FOR THE ELECTION OF DIRECTORS IN AN UNCONTESTED ELECTION BY ELIMINATING ARTICLE VII, WHICH RELATES TO THE TERM OF DIRECTORS AND THE TRANSITION FROM A CLASSIFIED BOARD OF DIRECTORS TO A DECLASSIFIED STRUCTURE 3. THE AMENDMENT OF THE ARTICLES TO ELIMINATE Mgmt For For THE "BLANK CHECK" AUTHORITY OF THE BOARD TO ISSUE PREFERRED STOCK 4. THE AMENDMENT OF THE ARTICLES TO ESTABLISH Mgmt For For A PAR VALUE FOR THE COMPANY'S COMMON STOCK OF $0.00001 PER SHARE 5. RATIFICATION OF THE APPOINTMENT OF ERNST & Mgmt For For YOUNG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2014 6. A NON-BINDING ADVISORY RESOLUTION TO Mgmt For For APPROVE EXECUTIVE COMPENSATION 7. THE APPROVAL OF THE APPLE INC. 2014 Mgmt For For EMPLOYEE STOCK PLAN 8. A SHAREHOLDER PROPOSAL BY JOHN HARRINGTON Shr Against For AND NORTHSTAR ASSET MANAGEMENT INC. ENTITLED "BOARD COMMITTEE ON HUMAN RIGHTS" TO AMEND THE COMPANY'S BYLAWS 9. A SHAREHOLDER PROPOSAL BY THE NATIONAL Shr Against For CENTER FOR PUBLIC POLICY RESEARCH OF A NON-BINDING ADVISORY RESOLUTION ENTITLED "REPORT ON COMPANY MEMBERSHIP AND INVOLVEMENT WITH CERTAIN TRADE ASSOCIATIONS AND BUSINESS ORGANIZATIONS" 10. A SHAREHOLDER PROPOSAL BY CARL ICAHN OF A Shr Abstain Against NON-BINDING ADVISORY RESOLUTION THAT THE COMPANY COMMIT TO COMPLETING NOT LESS THAN $50 BILLION OF SHARE REPURCHASES DURING ITS 2014 FISCAL YEAR (AND INCREASE THE AUTHORIZATION UNDER ITS CAPITAL RETURN PROGRAM ACCORDINGLY) 11. A SHAREHOLDER PROPOSAL BY JAMES MCRITCHIE Shr Against For OF A NON-BINDING ADVISORY RESOLUTION ENTITLED "PROXY ACCESS FOR SHAREHOLDERS" -------------------------------------------------------------------------------------------------------------------------- BROADCOM CORPORATION Agenda Number: 933953956 -------------------------------------------------------------------------------------------------------------------------- Security: 111320107 Meeting Type: Annual Meeting Date: 13-May-2014 Ticker: BRCM ISIN: US1113201073 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR ROBERT J. FINOCCHIO, JR Mgmt For For NANCY H. HANDEL Mgmt For For EDDY W. HARTENSTEIN Mgmt For For MARIA M. KLAWE, PH.D. Mgmt For For JOHN E. MAJOR Mgmt For For SCOTT A. MCGREGOR Mgmt For For WILLIAM T. MORROW Mgmt For For HENRY SAMUELI, PH.D. Mgmt For For ROBERT E. SWITZ Mgmt For For 2. ADVISORY VOTE ON THE COMPENSATION OF THE Mgmt Against Against COMPANY'S NAMED EXECUTIVE OFFICERS DESCRIBED IN THE PROXY STATEMENT. 3. TO RATIFY THE APPOINTMENT OF KPMG LLP AS Mgmt For For THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER 31, 2014. -------------------------------------------------------------------------------------------------------------------------- CAPITAL ONE FINANCIAL CORPORATION Agenda Number: 933942648 -------------------------------------------------------------------------------------------------------------------------- Security: 14040H105 Meeting Type: Annual Meeting Date: 01-May-2014 Ticker: COF ISIN: US14040H1059 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. ELECTION OF DIRECTOR: RICHARD D. FAIRBANK Mgmt For For 1B. ELECTION OF DIRECTOR: PATRICK W. GROSS Mgmt For For 1C. ELECTION OF DIRECTOR: ANN FRITZ HACKETT Mgmt For For 1D. ELECTION OF DIRECTOR: LEWIS HAY, III Mgmt For For 1E. ELECTION OF DIRECTOR: BENJAMIN P. JENKINS, Mgmt For For III 1F. ELECTION OF DIRECTOR: PIERRE E. LEROY Mgmt For For 1G. ELECTION OF DIRECTOR: PETER E. RASKIND Mgmt For For 1H. ELECTION OF DIRECTOR: MAYO A. SHATTUCK III Mgmt For For 1I. ELECTION OF DIRECTOR: BRADFORD H. WARNER Mgmt For For 1J. ELECTION OF DIRECTOR: CATHERINE G. WEST Mgmt For For 2. RATIFICATION OF SELECTION OF ERNST & YOUNG Mgmt For For LLP AS INDEPENDENT AUDITORS OF CAPITAL ONE FOR 2014. 3. APPROVAL OF CAPITAL ONE'S THIRD AMENDED AND Mgmt For For RESTATED 2004 STOCK INCENTIVE PLAN. 4. ADVISORY APPROVAL OF CAPITAL ONE'S 2013 Mgmt For For NAMED EXECUTIVE OFFICER COMPENSATION. 5A. APPROVAL OF AMENDMENTS TO CAPITAL ONE'S Mgmt For For RESTATED CERTIFICATE OF INCORPORATION TO REMOVE SUPERMAJORITY VOTING STANDARDS APPLICABLE TO THE FOLLOWING ACTION: FUTURE AMENDMENTS TO THE AMENDED AND RESTATED BYLAWS AND THE RESTATED CERTIFICATE OF INCORPORATION. 5B. APPROVAL OF AMENDMENTS TO CAPITAL ONE'S Mgmt For For RESTATED CERTIFICATE OF INCORPORATION TO REMOVE SUPERMAJORITY VOTING STANDARDS APPLICABLE TO THE FOLLOWING ACTION: REMOVING ANY DIRECTOR FROM OFFICE. 5C. APPROVAL OF AMENDMENTS TO CAPITAL ONE'S Mgmt For For RESTATED CERTIFICATE OF INCORPORATION TO REMOVE SUPERMAJORITY VOTING STANDARDS APPLICABLE TO THE FOLLOWING ACTION: CERTAIN BUSINESS COMBINATIONS. 6. STOCKHOLDER PROPOSAL REGARDING AN Shr For Against INDEPENDENT BOARD CHAIRMAN, IF PRESENTED AT THE MEETING. -------------------------------------------------------------------------------------------------------------------------- CHECK POINT SOFTWARE TECHNOLOGIES LTD. Agenda Number: 934006823 -------------------------------------------------------------------------------------------------------------------------- Security: M22465104 Meeting Type: Annual Meeting Date: 28-May-2014 Ticker: CHKP ISIN: IL0010824113 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. ELECTION OF DIRECTORS: GIL SHWED, MARIUS Mgmt For For NACHT, JERRY UNGERMAN, DAN PROPPER, DAVID RUBNER, DR. TAL SHAVIT 2. TO ELECT IRWIN FEDERMAN AND RAY ROTHROCK AS Mgmt For For OUTSIDE DIRECTORS FOR AN ADDITIONAL THREE-YEAR TERM. 3. TO RATIFY THE APPOINTMENT AND COMPENSATION Mgmt For For OF KOST, FORER, GABBAY & KASIERER, A MEMBER OF ERNST & YOUNG GLOBAL, AS CHECK POINT'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2014. 4. APPROVE COMPENSATION TO CHECK POINT'S CHIEF Mgmt For For EXECUTIVE OFFICER WHO IS ALSO CHAIRMAN OF THE BOARD OF DIRECTORS. 5A. THE UNDERSIGNED IS A CONTROLLING Mgmt Take No Action SHAREHOLDER OR HAS A PERSONAL INTEREST IN ITEM 2. MARK "FOR" = YES OR "AGAINST" = NO. 5B. THE UNDERSIGNED IS A CONTROLLING Mgmt Take No Action SHAREHOLDER OR HAS A PERSONAL INTEREST IN ITEM 4. MARK "FOR" = YES OR "AGAINST" = NO. -------------------------------------------------------------------------------------------------------------------------- CISCO SYSTEMS, INC. Agenda Number: 933882157 -------------------------------------------------------------------------------------------------------------------------- Security: 17275R102 Meeting Type: Annual Meeting Date: 19-Nov-2013 Ticker: CSCO ISIN: US17275R1023 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. ELECTION OF DIRECTOR: CAROL A. BARTZ Mgmt For For 1B. ELECTION OF DIRECTOR: MARC BENIOFF Mgmt For For 1C. ELECTION OF DIRECTOR: GREGORY Q. BROWN Mgmt For For 1D. ELECTION OF DIRECTOR: M. MICHELE BURNS Mgmt For For 1E. ELECTION OF DIRECTOR: MICHAEL D. CAPELLAS Mgmt For For 1F. ELECTION OF DIRECTOR: JOHN T. CHAMBERS Mgmt For For 1G. ELECTION OF DIRECTOR: BRIAN L. HALLA Mgmt For For 1H. ELECTION OF DIRECTOR: DR. JOHN L. HENNESSY Mgmt Against Against 1I. ELECTION OF DIRECTOR: DR. KRISTINA M. Mgmt For For JOHNSON 1J. ELECTION OF DIRECTOR: RODERICK C. MCGEARY Mgmt For For 1K. ELECTION OF DIRECTOR: ARUN SARIN Mgmt For For 1L. ELECTION OF DIRECTOR: STEVEN M. WEST Mgmt For For 2. APPROVAL OF AMENDMENT AND RESTATEMENT OF Mgmt For For THE 2005 STOCK INCENTIVE PLAN. 3. APPROVAL, ON AN ADVISORY BASIS, OF Mgmt For For EXECUTIVE COMPENSATION. 4. RATIFICATION OF PRICEWATERHOUSECOOPERS LLP Mgmt For For AS CISCO'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL 2014. 5. APPROVAL TO HAVE CISCO HOLD A COMPETITION Shr Against For FOR GIVING PUBLIC ADVICE ON THE VOTING ITEMS IN THE PROXY FILING FOR CISCO'S 2014 ANNUAL SHAREOWNERS MEETING. -------------------------------------------------------------------------------------------------------------------------- CITRIX SYSTEMS, INC. Agenda Number: 933971461 -------------------------------------------------------------------------------------------------------------------------- Security: 177376100 Meeting Type: Annual Meeting Date: 22-May-2014 Ticker: CTXS ISIN: US1773761002 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. ELECTION OF DIRECTOR: ROBERT D. DALEO Mgmt For For 1B. ELECTION OF DIRECTOR: MURRAY J. DEMO Mgmt For For 1C. ELECTION OF DIRECTOR: ASIFF S. HIRJI Mgmt For For 2. APPROVAL OF THE 2014 EQUITY INCENTIVE PLAN Mgmt For For 3. RATIFICATION OF ERNST & YOUNG LLP AS THE Mgmt For For COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2014 4. ADVISORY VOTE TO APPROVE THE COMPENSATION Mgmt For For OF THE COMPANY'S NAMED EXECUTIVE OFFICERS -------------------------------------------------------------------------------------------------------------------------- COMCAST CORPORATION Agenda Number: 933967563 -------------------------------------------------------------------------------------------------------------------------- Security: 20030N101 Meeting Type: Annual Meeting Date: 21-May-2014 Ticker: CMCSA ISIN: US20030N1019 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR KENNETH J. BACON Mgmt For For SHELDON M. BONOVITZ Mgmt For For EDWARD D. BREEN Mgmt For For JOSEPH J. COLLINS Mgmt Withheld Against J. MICHAEL COOK Mgmt For For GERALD L. HASSELL Mgmt Withheld Against JEFFREY A. HONICKMAN Mgmt For For EDUARDO G. MESTRE Mgmt For For BRIAN L. ROBERTS Mgmt For For RALPH J. ROBERTS Mgmt For For JOHNATHAN A. RODGERS Mgmt For For DR. JUDITH RODIN Mgmt Withheld Against 2. RATIFICATION OF THE APPOINTMENT OF OUR Mgmt For For INDEPENDENT AUDITORS 3. APPROVAL, ON AN ADVISORY BASIS, OF OUR Mgmt Against Against EXECUTIVE COMPENSATION 4. TO PREPARE AN ANNUAL REPORT ON LOBBYING Shr Against For ACTIVITIES 5. TO PROHIBIT ACCELERATED VESTING UPON A Shr For Against CHANGE IN CONTROL -------------------------------------------------------------------------------------------------------------------------- DIRECTV Agenda Number: 933933550 -------------------------------------------------------------------------------------------------------------------------- Security: 25490A309 Meeting Type: Annual Meeting Date: 29-Apr-2014 Ticker: DTV ISIN: US25490A3095 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. ELECTION OF DIRECTOR: NEIL AUSTRIAN Mgmt For For 1B. ELECTION OF DIRECTOR: RALPH BOYD, JR. Mgmt For For 1C. ELECTION OF DIRECTOR: ABELARDO BRU Mgmt For For 1D. ELECTION OF DIRECTOR: DAVID DILLON Mgmt For For 1E. ELECTION OF DIRECTOR: SAMUEL DIPIAZZA, JR. Mgmt For For 1F. ELECTION OF DIRECTOR: DIXON DOLL Mgmt For For 1G. ELECTION OF DIRECTOR: CHARLES LEE Mgmt For For 1H. ELECTION OF DIRECTOR: PETER LUND Mgmt For For 1I. ELECTION OF DIRECTOR: NANCY NEWCOMB Mgmt For For 1J. ELECTION OF DIRECTOR: LORRIE NORRINGTON Mgmt For For 1K. ELECTION OF DIRECTOR: ANTHONY VINCIQUERRA Mgmt For For 1L. ELECTION OF DIRECTOR: MICHAEL WHITE Mgmt For For 2. TO RATIFY THE APPOINTMENT OF DELOITTE & Mgmt For For TOUCHE LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR DIRECTV FOR THE FISCAL YEAR ENDING DECEMBER 31, 2014. 3. AN ADVISORY VOTE TO APPROVE COMPENSATION OF Mgmt For For OUR NAMED EXECUTIVES. 4. SHAREHOLDER PROPOSAL TO ADOPT A POLICY THAT Shr Against For THERE WOULD BE NO ACCELERATED VESTING OF PERFORMANCE-BASED EQUITY AWARDS UPON A CHANGE IN CONTROL. 5. SHAREHOLDER PROPOSAL TO REQUIRE SENIOR Shr Against For EXECUTIVES TO RETAIN 50% OF NET AFTER-TAX SHARES ACQUIRED THROUGH PAY PROGRAMS UNTIL REACHING NORMAL RETIREMENT AGE. -------------------------------------------------------------------------------------------------------------------------- EBAY INC. Agenda Number: 933949919 -------------------------------------------------------------------------------------------------------------------------- Security: 278642103 Meeting Type: Annual Meeting Date: 13-May-2014 Ticker: EBAY ISIN: US2786421030 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1 DIRECTOR FRED D. ANDERSON Mgmt For For EDWARD W. BARNHOLT Mgmt For For SCOTT D. COOK Mgmt For For JOHN J. DONAHOE Mgmt For For 2 TO APPROVE, ON AN ADVISORY BASIS, THE Mgmt For For COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. 3 TO APPROVE THE AMENDMENT AND RESTATEMENT OF Mgmt Against Against OUR 2008 EQUITY INCENTIVE AWARD PLAN. 4 TO RATIFY THE APPOINTMENT OF Mgmt For For PRICEWATERHOUSECOOPERS LLP AS OUR INDEPENDENT AUDITORS FOR OUR FISCAL YEAR ENDING DECEMBER 31, 2014. 5 TO CONSIDER A STOCKHOLDER PROPOSAL Shr For Against SUBMITTED BY JOHN CHEVEDDEN REGARDING STOCKHOLDER ACTION BY WRITTEN CONSENT WITHOUT A MEETING, IF PROPERLY PRESENTED BEFORE THE MEETING. 6 PROPOSAL WITHDRAWN Shr Abstain Against -------------------------------------------------------------------------------------------------------------------------- EOG RESOURCES, INC. Agenda Number: 933953792 -------------------------------------------------------------------------------------------------------------------------- Security: 26875P101 Meeting Type: Annual Meeting Date: 01-May-2014 Ticker: EOG ISIN: US26875P1012 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. ELECTION OF DIRECTOR: JANET F. CLARK Mgmt For For 1B. ELECTION OF DIRECTOR: CHARLES R. CRISP Mgmt For For 1C. ELECTION OF DIRECTOR: JAMES C. DAY Mgmt For For 1D. ELECTION OF DIRECTOR: MARK G. PAPA Mgmt For For 1E. ELECTION OF DIRECTOR: H. LEIGHTON STEWARD Mgmt For For 1F. ELECTION OF DIRECTOR: DONALD F. TEXTOR Mgmt For For 1G. ELECTION OF DIRECTOR: WILLIAM R. THOMAS Mgmt For For 1H. ELECTION OF DIRECTOR: FRANK G. WISNER Mgmt For For 2. TO RATIFY THE APPOINTMENT BY THE AUDIT Mgmt For For COMMITTEE OF THE BOARD OF DIRECTORS OF DELOITTE & TOUCHE LLP, INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM, AS AUDITORS FOR THE COMPANY FOR THE YEAR ENDING DECEMBER 31, 2014. 3. TO APPROVE, BY NON-BINDING VOTE, THE Mgmt For For COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS. 4. STOCKHOLDER PROPOSAL CONCERNING Shr Against For QUANTITATIVE RISK MANAGEMENT REPORTING FOR HYDRAULIC FRACTURING OPERATIONS, IF PROPERLY PRESENTED. 5. STOCKHOLDER PROPOSAL CONCERNING A METHANE Shr Against For EMISSIONS REPORT, IF PROPERLY PRESENTED. -------------------------------------------------------------------------------------------------------------------------- EXPEDITORS INT'L OF WASHINGTON, INC. Agenda Number: 933939590 -------------------------------------------------------------------------------------------------------------------------- Security: 302130109 Meeting Type: Annual Meeting Date: 07-May-2014 Ticker: EXPD ISIN: US3021301094 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. ELECTION OF DIRECTOR: PETER J. ROSE Mgmt For For 1B. ELECTION OF DIRECTOR: ROBERT R. WRIGHT Mgmt Against Against 1C. ELECTION OF DIRECTOR: MARK A. EMMERT Mgmt For For 1D. ELECTION OF DIRECTOR: R. JORDAN GATES Mgmt For For 1E. ELECTION OF DIRECTOR: DAN P. KOURKOUMELIS Mgmt For For 1F. ELECTION OF DIRECTOR: MICHAEL J. MALONE Mgmt Against Against 1G. ELECTION OF DIRECTOR: JOHN W. MEISENBACH Mgmt Against Against 1H. ELECTION OF DIRECTOR: JEFFREY S. MUSSER Mgmt For For 1I. ELECTION OF DIRECTOR: LIANE J. PELLETIER Mgmt For For 1J. ELECTION OF DIRECTOR: JAMES L.K. WANG Mgmt Against Against 1K. ELECTION OF DIRECTOR: TAY YOSHITANI Mgmt For For 2. TO APPROVE, ON A NON-BINDING BASIS, THE Mgmt Against Against COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS. 3. TO APPROVE THE ADOPTION OF THE 2014 STOCK Mgmt For For OPTION PLAN. 4. TO APPROVE THE AMENDMENT TO THE 2002 Mgmt For For EMPLOYEE STOCK PURCHASE PLAN. 5. TO APPROVE THE ADOPTION OF THE 2014 Mgmt For For DIRECTORS' RESTRICTED STOCK PLAN. 6. TO RATIFY THE APPOINTMENT OF KPMG LLP AS Mgmt For For THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER 31, 2014. -------------------------------------------------------------------------------------------------------------------------- FEDEX CORPORATION Agenda Number: 933866608 -------------------------------------------------------------------------------------------------------------------------- Security: 31428X106 Meeting Type: Annual Meeting Date: 23-Sep-2013 Ticker: FDX ISIN: US31428X1063 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. ELECTION OF DIRECTOR: JAMES L. BARKSDALE Mgmt For For 1B. ELECTION OF DIRECTOR: JOHN A. EDWARDSON Mgmt For For 1C. ELECTION OF DIRECTOR: SHIRLEY ANN JACKSON Mgmt For For 1D. ELECTION OF DIRECTOR: STEVEN R. LORANGER Mgmt For For 1E. ELECTION OF DIRECTOR: GARY W. LOVEMAN Mgmt For For 1F. ELECTION OF DIRECTOR: R. BRAD MARTIN Mgmt For For 1G. ELECTION OF DIRECTOR: JOSHUA COOPER RAMO Mgmt For For 1H. ELECTION OF DIRECTOR: SUSAN C. SCHWAB Mgmt For For 1I. ELECTION OF DIRECTOR: FREDERICK W. SMITH Mgmt For For 1J. ELECTION OF DIRECTOR: DAVID P. STEINER Mgmt For For 1K. ELECTION OF DIRECTOR: PAUL S. WALSH Mgmt For For 2. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For OFFICER COMPENSATION. 3. APPROVAL OF AMENDMENT TO 2010 OMNIBUS STOCK Mgmt For For INCENTIVE PLAN TO INCREASE THE NUMBER OF AUTHORIZED SHARES. 4. RATIFICATION OF INDEPENDENT REGISTERED Mgmt For For PUBLIC ACCOUNTING FIRM. 5. STOCKHOLDER PROPOSAL REGARDING INDEPENDENT Shr For Against BOARD CHAIRMAN. 6. STOCKHOLDER PROPOSAL REGARDING PROXY ACCESS Shr Against For FOR SHAREHOLDERS. 7. STOCKHOLDER PROPOSAL REGARDING LIMITING Shr For Against ACCELERATED VESTING OF EQUITY AWARDS UPON A CHANGE IN CONTROL ("LIMIT ACCELERATED EXECUTIVE PAY"). 8. STOCKHOLDER PROPOSAL REGARDING HEDGING AND Shr Against For PLEDGING POLICY. 9. STOCKHOLDER PROPOSAL REGARDING POLITICAL Shr For Against CONTRIBUTIONS REPORT. 10. STOCKHOLDER PROPOSAL REGARDING CONGRUENCY Shr Against For BETWEEN CORPORATE VALUES AND POLITICAL CONTRIBUTIONS. 11. STOCKHOLDER PROPOSAL REGARDING VOTE Shr Against For COUNTING TO EXCLUDE ABSTENTIONS. -------------------------------------------------------------------------------------------------------------------------- FORD MOTOR COMPANY Agenda Number: 933946026 -------------------------------------------------------------------------------------------------------------------------- Security: 345370860 Meeting Type: Annual Meeting Date: 08-May-2014 Ticker: F ISIN: US3453708600 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. ELECTION OF DIRECTOR: STEPHEN G. BUTLER Mgmt For For 1B. ELECTION OF DIRECTOR: KIMBERLY A. CASIANO Mgmt For For 1C. ELECTION OF DIRECTOR: ANTHONY F. EARLEY, Mgmt Against Against JR. 1D. ELECTION OF DIRECTOR: EDSEL B. FORD II Mgmt Against Against 1E. ELECTION OF DIRECTOR: WILLIAM CLAY FORD, Mgmt For For JR. 1F. ELECTION OF DIRECTOR: RICHARD A. GEPHARDT Mgmt For For 1G. ELECTION OF DIRECTOR: JAMES P. HACKETT Mgmt For For 1H. ELECTION OF DIRECTOR: JAMES H. HANCE, JR. Mgmt For For 1I. ELECTION OF DIRECTOR: WILLIAM W. HELMAN IV Mgmt For For 1J. ELECTION OF DIRECTOR: JON M. HUNTSMAN, JR. Mgmt Against Against 1K. ELECTION OF DIRECTOR: JOHN C. LECHLEITER Mgmt For For 1L. ELECTION OF DIRECTOR: ELLEN R. MARRAM Mgmt Against Against 1M. ELECTION OF DIRECTOR: ALAN MULALLY Mgmt For For 1N. ELECTION OF DIRECTOR: HOMER A. NEAL Mgmt For For 1O. ELECTION OF DIRECTOR: GERALD L. SHAHEEN Mgmt For For 1P. ELECTION OF DIRECTOR: JOHN L. THORNTON Mgmt Against Against 2. RATIFICATION OF SELECTION OF INDEPENDENT Mgmt For For REGISTERED PUBLIC ACCOUNTING FIRM. 3. SAY ON PAY - AN ADVISORY VOTE TO APPROVE Mgmt Against Against THE COMPENSATION OF THE NAMED EXECUTIVES. 4. APPROVAL OF THE 2014 STOCK PLAN FOR Mgmt For For NON-EMPLOYEE DIRECTORS. 5. RELATING TO CONSIDERATION OF A Shr For Against RECAPITALIZATION PLAN TO PROVIDE THAT ALL OF THE COMPANY'S OUTSTANDING STOCK HAVE ONE VOTE PER SHARE. 6. RELATING TO ALLOWING HOLDERS OF 10% OF Shr For Against OUTSTANDING COMMON STOCK TO CALL SPECIAL MEETINGS OF SHAREHOLDERS. -------------------------------------------------------------------------------------------------------------------------- HALLIBURTON COMPANY Agenda Number: 933970786 -------------------------------------------------------------------------------------------------------------------------- Security: 406216101 Meeting Type: Annual Meeting Date: 21-May-2014 Ticker: HAL ISIN: US4062161017 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A ELECTION OF DIRECTOR: A.M. BENNETT Mgmt For For 1B ELECTION OF DIRECTOR: J.R. BOYD Mgmt For For 1C ELECTION OF DIRECTOR: M. CARROLL Mgmt Against Against 1D ELECTION OF DIRECTOR: N.K. DICCIANI Mgmt For For 1E ELECTION OF DIRECTOR: M.S. GERBER Mgmt For For 1F ELECTION OF DIRECTOR: J.C. GRUBISICH Mgmt For For 1G ELECTION OF DIRECTOR: A.S. JUM'AH Mgmt For For 1H ELECTION OF DIRECTOR: D.J. LESAR Mgmt For For 1I ELECTION OF DIRECTOR: R.A. MALONE Mgmt For For 1J ELECTION OF DIRECTOR: J.L. MARTIN Mgmt For For 1K ELECTION OF DIRECTOR: D.L. REED Mgmt For For 2 PROPOSAL FOR RATIFICATION OF THE SELECTION Mgmt For For OF AUDITORS. 3 ADVISORY APPROVAL OF THE COMPANY'S Mgmt For For EXECUTIVE COMPENSATION. 4 PROPOSAL ON HUMAN RIGHTS POLICY. Shr Against For -------------------------------------------------------------------------------------------------------------------------- HCA HOLDINGS, INC Agenda Number: 933935201 -------------------------------------------------------------------------------------------------------------------------- Security: 40412C101 Meeting Type: Annual Meeting Date: 23-Apr-2014 Ticker: HCA ISIN: US40412C1018 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR RICHARD M. BRACKEN Mgmt For For R. MILTON JOHNSON Mgmt For For ROBERT J. DENNIS Mgmt For For NANCY-ANN DEPARLE Mgmt For For THOMAS F. FRIST III Mgmt For For WILLIAM R. FRIST Mgmt For For ANN H. LAMONT Mgmt For For JAY O. LIGHT Mgmt For For GEOFFREY G. MEYERS Mgmt For For MICHAEL W. MICHELSON Mgmt For For STEPHEN G. PAGLIUCA Mgmt For For WAYNE J. RILEY, M.D. Mgmt For For JOHN W. ROWE, M.D. Mgmt For For 2. TO RATIFY THE APPOINTMENT OF ERNST & YOUNG Mgmt For For LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER 31, 2014 3. TO APPROVE THE HCA HOLDINGS, INC. EMPLOYEE Mgmt For For STOCK PURCHASE PLAN 4. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For OFFICER COMPENSATION -------------------------------------------------------------------------------------------------------------------------- INTUIT INC. Agenda Number: 933906111 -------------------------------------------------------------------------------------------------------------------------- Security: 461202103 Meeting Type: Annual Meeting Date: 23-Jan-2014 Ticker: INTU ISIN: US4612021034 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. ELECTION OF DIRECTOR: CHRISTOPHER W. BRODY Mgmt For For 1B. ELECTION OF DIRECTOR: WILLIAM V. CAMPBELL Mgmt For For 1C. ELECTION OF DIRECTOR: SCOTT D. COOK Mgmt For For 1D. ELECTION OF DIRECTOR: DIANE B. GREENE Mgmt For For 1E. ELECTION OF DIRECTOR: EDWARD A. KANGAS Mgmt For For 1F. ELECTION OF DIRECTOR: SUZANNE NORA JOHNSON Mgmt For For 1G. ELECTION OF DIRECTOR: DENNIS D. POWELL Mgmt For For 1H. ELECTION OF DIRECTOR: BRAD D. SMITH Mgmt For For 1I. ELECTION OF DIRECTOR: JEFF WEINER Mgmt For For 2. RATIFY THE SELECTION OF ERNST & YOUNG LLP Mgmt For For AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING JULY 31, 2014. 3. APPROVAL OF AMENDED AND RESTATED 2005 Mgmt For For EQUITY INCENTIVE PLAN. 4. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For COMPENSATION. -------------------------------------------------------------------------------------------------------------------------- MONDELEZ INTERNATIONAL, INC. Agenda Number: 933952360 -------------------------------------------------------------------------------------------------------------------------- Security: 609207105 Meeting Type: Annual Meeting Date: 21-May-2014 Ticker: MDLZ ISIN: US6092071058 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. ELECTION OF DIRECTOR: STEPHEN F. BOLLENBACH Mgmt For For 1B. ELECTION OF DIRECTOR: LEWIS W.K. BOOTH Mgmt For For 1C. ELECTION OF DIRECTOR: LOIS D. JULIBER Mgmt For For 1D. ELECTION OF DIRECTOR: MARK D. KETCHUM Mgmt For For 1E. ELECTION OF DIRECTOR: JORGE S. MESQUITA Mgmt For For 1F. ELECTION OF DIRECTOR: NELSON PELTZ Mgmt For For 1G. ELECTION OF DIRECTOR: FREDRIC G. REYNOLDS Mgmt For For 1H. ELECTION OF DIRECTOR: IRENE B. ROSENFELD Mgmt For For 1I. ELECTION OF DIRECTOR: PATRICK T. SIEWERT Mgmt For For 1J. ELECTION OF DIRECTOR: RUTH J. SIMMONS Mgmt For For 1K. ELECTION OF DIRECTOR: RATAN N. TATA Mgmt For For 1L. ELECTION OF DIRECTOR: JEAN-FRANCOIS M.L. Mgmt For For VAN BOXMEER 2. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For COMPENSATION 3. APPROVE MONDELEZ INTERNATIONAL, INC. Mgmt For For AMENDED AND RESTATED 2005 PERFORMANCE INCENTIVE PLAN 4. RATIFICATION OF PRICEWATERHOUSECOOPERS LLP Mgmt For For AS INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS FOR FISCAL YEAR ENDING DECEMBER 31, 2014 5. SHAREHOLDER PROPOSAL: REPORT ON PACKAGING Shr Against For -------------------------------------------------------------------------------------------------------------------------- MYRIAD GENETICS, INC. Agenda Number: 933887311 -------------------------------------------------------------------------------------------------------------------------- Security: 62855J104 Meeting Type: Annual Meeting Date: 05-Dec-2013 Ticker: MYGN ISIN: US62855J1043 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR PETER D. MELDRUM Mgmt For For HEINER DREISMANN, PH.D. Mgmt For For 2. TO APPROVE A PROPOSED AMENDMENT TO THE Mgmt Against Against COMPANY'S 2010 EMPLOYEE, DIRECTOR AND CONSULTANT EQUITY INCENTIVE PLAN. 3. TO RATIFY THE SELECTION OF ERNST & YOUNG Mgmt For For LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING JUNE 30, 2014. 4. TO APPROVE, ON AN ADVISORY BASIS, THE Mgmt For For COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS, AS DISCLOSED IN THE PROXY STATEMENT. -------------------------------------------------------------------------------------------------------------------------- NCR CORPORATION Agenda Number: 933930629 -------------------------------------------------------------------------------------------------------------------------- Security: 62886E108 Meeting Type: Annual Meeting Date: 23-Apr-2014 Ticker: NCR ISIN: US62886E1082 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR RICHARD L. CLEMMER Mgmt For For KURT P. KUEHN Mgmt For For 2. RATIFY THE APPOINTMENT OF INDEPENDENT Mgmt For For REGISTERED PUBLIC ACCOUNTING FIRM FOR 2014. 3. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For COMPENSATION AS DISCLOSED IN THESE PROXY MATERIALS. 4. TO APPROVE THE DIRECTORS' PROPOSAL TO AMEND Mgmt For For THE CHARTER OF THE COMPANY TO ELIMINATE THE CLASSIFICATION OF THE BOARD OF DIRECTORS OF THE COMPANY AND PROVIDE FOR ANNUAL ELECTION OF ALL DIRECTORS ELECTED AT OR AFTER THE COMPANY'S 2015 ANNUAL MEETING OF STOCKHOLDERS. -------------------------------------------------------------------------------------------------------------------------- NIELSEN HOLDINGS N.V. Agenda Number: 933982692 -------------------------------------------------------------------------------------------------------------------------- Security: N63218106 Meeting Type: Annual Meeting Date: 06-May-2014 Ticker: NLSN ISIN: NL0009538479 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. TO (A) ADOPT OUR DUTCH STATUTORY ANNUAL Mgmt For For ACCOUNTS FOR THE YEAR ENDED DECEMBER 31, 2013 AND (B) AUTHORIZE THE PREPARATION OF OUR DUTCH STATUTORY ANNUAL ACCOUNTS AND THE ANNUAL REPORT OF THE BOARD OF DIRECTORS REQUIRED BY DUTCH LAW, BOTH FOR THE YEAR ENDING DECEMBER 31, 2014, IN THE ENGLISH LANGUAGE. 2. TO DISCHARGE THE MEMBERS OF THE BOARD OF Mgmt For For DIRECTORS FROM LIABILITY PURSUANT TO DUTCH LAW IN RESPECT OF THE EXERCISE OF THEIR DUTIES DURING THE YEAR ENDED DECEMBER 31, 2013. 3A. ELECTION OF DIRECTOR: JAMES A. ATTWOOD, JR. Mgmt For For 3B. ELECTION OF DIRECTOR: DAVID L. CALHOUN Mgmt For For 3C. ELECTION OF DIRECTOR: KAREN M. HOGUET Mgmt For For 3D. ELECTION OF DIRECTOR: JAMES M. KILTS Mgmt For For 3E. ELECTION OF DIRECTOR: ALEXANDER NAVAB Mgmt For For 3F. ELECTION OF DIRECTOR: ROBERT POZEN Mgmt Against Against 3G. ELECTION OF DIRECTOR: VIVEK RANADIVE Mgmt For For 3H. ELECTION OF DIRECTOR: GANESH RAO Mgmt For For 3I. ELECTION OF DIRECTOR: JAVIER G. TERUEL Mgmt For For 4. TO RATIFY THE APPOINTMENT OF ERNST & YOUNG Mgmt For For LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER 31, 2014. 5. TO APPOINT ERNST & YOUNG ACCOUNTANTS LLP AS Mgmt For For OUR AUDITOR WHO WILL AUDIT OUR DUTCH STATUTORY ANNUAL ACCOUNTS FOR THE YEAR ENDING DECEMBER 31, 2014. 6. TO APPROVE THE NIELSEN HOLDINGS EXECUTIVE Mgmt For For ANNUAL INCENTIVE PLAN. 7. TO APPROVE THE EXTENSION OF THE AUTHORITY Mgmt For For OF THE BOARD OF DIRECTORS TO REPURCHASE UP TO 10% OF OUR ISSUED SHARE CAPITAL (INCLUDING DEPOSITARY RECEIPTS ISSUED FOR OUR SHARES) UNTIL NOVEMBER 6, 2015 ON THE OPEN MARKET, THROUGH PRIVATELY NEGOTIATED TRANSACTIONS OR IN ONE OR MORE SELF TENDER OFFERS FOR A PRICE PER SHARE (OR DEPOSITARY RECEIPT) NOT LESS THAN THE NOMINAL VALUE OF A SHARE AND NOT HIGHER THAN 110% OF THE MOST RECENTLY AVAILABLE (AS OF THE TIME OF REPURCHASE) PRICE OF A ... (DUE TO SPACE LIMITS, SEE PROXY STATEMENT FOR FULL PROPOSAL) 8. TO AMEND OUR ARTICLES OF ASSOCIATION TO Mgmt For For CHANGE THE COMPANY NAME TO NIELSEN N.V. 9. TO APPROVE, IN A NON-BINDING, ADVISORY Mgmt For For VOTE, THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS AS DISCLOSED IN THE PROXY STATEMENT PURSUANT TO THE RULES OF THE SECURITIES AND EXCHANGE COMMISSION. -------------------------------------------------------------------------------------------------------------------------- OCH-ZIFF CAP MGMT GROUP LLC Agenda Number: 933969644 -------------------------------------------------------------------------------------------------------------------------- Security: 67551U105 Meeting Type: Annual Meeting Date: 07-May-2014 Ticker: OZM ISIN: US67551U1051 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR JOEL M. FRANK Mgmt Withheld Against ALLAN S. BUFFERD Mgmt Withheld Against 2. TO RATIFY THE APPOINTMENT OF ERNST & YOUNG Mgmt For For LLP AS OCH-ZIFF'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER 31, 2014. 3. TO APPROVE THE ADVISORY RESOLUTION ON Mgmt Against Against EXECUTIVE COMPENSATION. -------------------------------------------------------------------------------------------------------------------------- RYMAN HOSPITALITY PROPERTIES, INC. Agenda Number: 933955900 -------------------------------------------------------------------------------------------------------------------------- Security: 78377T107 Meeting Type: Annual Meeting Date: 08-May-2014 Ticker: RHP ISIN: US78377T1079 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1.1 ELECTION OF DIRECTOR: MICHAEL J. BENDER Mgmt For For 1.2 ELECTION OF DIRECTOR: E.K. GAYLORD II Mgmt For For 1.3 ELECTION OF DIRECTOR: D. RALPH HORN Mgmt For For 1.4 ELECTION OF DIRECTOR: ELLEN LEVINE Mgmt For For 1.5 ELECTION OF DIRECTOR: ROBERT S. PRATHER, Mgmt For For JR. 1.6 ELECTION OF DIRECTOR: COLIN V. REED Mgmt For For 1.7 ELECTION OF DIRECTOR: MICHAEL D. ROSE Mgmt For For 1.8 ELECTION OF DIRECTOR: MICHAEL I. ROTH Mgmt For For 2. TO APPROVE, ON AN ADVISORY BASIS, THE Mgmt For For COMPANY'S EXECUTIVE COMPENSATION. 3. TO RATIFY THE APPOINTMENT OF ERNST & YOUNG Mgmt For For LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2014. -------------------------------------------------------------------------------------------------------------------------- TEVA PHARMACEUTICAL INDUSTRIES LIMITED Agenda Number: 933862725 -------------------------------------------------------------------------------------------------------------------------- Security: 881624209 Meeting Type: Annual Meeting Date: 27-Aug-2013 Ticker: TEVA ISIN: US8816242098 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A ELECTION OF DIRECTOR: PROF. MOSHE MANY Mgmt For For 1B ELECTION OF DIRECTOR: DR. ARIE BELLDEGRUN Mgmt For For 1C ELECTION OF DIRECTOR: MR. AMIR ELSTEIN Mgmt For For 1D ELECTION OF DIRECTOR: PROF. YITZHAK Mgmt For For PETERBURG 2A TO APPROVE THE PAYMENT OF A CASH BONUS TO Mgmt For For THE COMPANY'S PRESIDENT AND CHIEF EXECUTIVE OFFICER IN RESPECT OF 2012 IN AN AMOUNT OF $1,203,125. 2A1 DO YOU HAVE A "PERSONAL INTEREST" IN Mgmt For PROPOSAL 2A? SEE PAGES 1-2 OF THE PROXY STATEMENT FOR MORE INFORMATION (MARK FOR = "YES" OR AGAINST = "NO"). 2B TO APPROVE BONUS OBJECTIVES AND PAYOUT Mgmt For For TERMS FOR THE YEAR 2013 FOR THE COMPANY'S PRESIDENT AND CHIEF EXECUTIVE OFFICER. 2B1 DO YOU HAVE A "PERSONAL INTEREST" IN Mgmt For PROPOSAL 2B? SEE PAGES 1-2 OF THE PROXY STATEMENT FOR MORE INFORMATION (MARK FOR = "YES" OR AGAINST = "NO"). 3 TO APPROVE A COMPENSATION POLICY WITH Mgmt For For RESPECT TO THE TERMS OF OFFICE AND EMPLOYMENT OF THE COMPANY'S "OFFICE HOLDERS" (AS SUCH TERM IS DEFINED IN THE ISRAELI COMPANIES LAW, 5759-1999, AS AMENDED). 3A DO YOU HAVE A "PERSONAL INTEREST" IN Mgmt For PROPOSAL 3? SEE PAGES 1-2 OF THE PROXY STATEMENT FOR MORE INFORMATION (MARK FOR = "YES" OR AGAINST = "NO"). 4 TO APPROVE THE RESOLUTION OF THE BOARD OF Mgmt For For DIRECTORS TO DECLARE AND DISTRIBUTE THE CASH DIVIDENDS FOR THE FIRST AND SECOND QUARTERS OF THE YEAR ENDED DECEMBER 31, 2012, PAID IN TWO INSTALLMENTS IN AN AGGREGATE AMOUNT OF NIS 2.00 (APPROXIMATELY US$0.51, ACCORDING TO THE APPLICABLE EXCHANGE RATES) PER ORDINARY SHARE (OR ADS). 5 TO APPOINT KESSELMAN & KESSELMAN, A MEMBER Mgmt For For OF PRICEWATERHOUSECOOPERS INTERNATIONAL LTD., AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM UNTIL THE 2014 ANNUAL MEETING OF SHAREHOLDERS. -------------------------------------------------------------------------------------------------------------------------- TEVA PHARMACEUTICAL INDUSTRIES LIMITED Agenda Number: 933919740 -------------------------------------------------------------------------------------------------------------------------- Security: 881624209 Meeting Type: Special Meeting Date: 24-Feb-2014 Ticker: TEVA ISIN: US8816242098 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. TO APPROVE THE COMPENSATION OF MR. EREZ Mgmt For For VIGODMAN, THE COMPANY'S PRESIDENT AND CHIEF EXECUTIVE OFFICER-DESIGNATE, AND MATTERS RELATING THERETO. -------------------------------------------------------------------------------------------------------------------------- UNITEDHEALTH GROUP INCORPORATED Agenda Number: 933993455 -------------------------------------------------------------------------------------------------------------------------- Security: 91324P102 Meeting Type: Annual Meeting Date: 02-Jun-2014 Ticker: UNH ISIN: US91324P1021 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. ELECTION OF DIRECTOR: WILLIAM C. BALLARD, Mgmt Against Against JR. 1B. ELECTION OF DIRECTOR: EDSON BUENO, M.D. Mgmt For For 1C. ELECTION OF DIRECTOR: RICHARD T. BURKE Mgmt Against Against 1D. ELECTION OF DIRECTOR: ROBERT J. DARRETTA Mgmt For For 1E. ELECTION OF DIRECTOR: STEPHEN J. HEMSLEY Mgmt For For 1F. ELECTION OF DIRECTOR: MICHELE J. HOOPER Mgmt For For 1G. ELECTION OF DIRECTOR: RODGER A. LAWSON Mgmt For For 1H. ELECTION OF DIRECTOR: DOUGLAS W. Mgmt Against Against LEATHERDALE 1I. ELECTION OF DIRECTOR: GLENN M. RENWICK Mgmt For For 1J. ELECTION OF DIRECTOR: KENNETH I. SHINE, Mgmt For For M.D. 1K. ELECTION OF DIRECTOR: GAIL R. WILENSKY, Mgmt Against Against PH.D. 2. ADVISORY APPROVAL OF THE COMPANY'S Mgmt For For EXECUTIVE COMPENSATION. 3. RATIFICATION OF THE APPOINTMENT OF DELOITTE Mgmt For For & TOUCHE LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE COMPANY FOR THE YEAR ENDING DECEMBER 31, 2014. 4. THE SHAREHOLDER PROPOSAL SET FORTH IN THE Shr Against For PROXY STATEMENT REQUESTING CUMULATIVE VOTING, IF PROPERLY PRESENTED AT THE 2014 ANNUAL MEETING OF SHAREHOLDERS. 5. THE SHAREHOLDER PROPOSAL SET FORTH IN THE Shr Against For PROXY STATEMENT REQUESTING ADDITIONAL LOBBYING DISCLOSURE, IF PROPERLY PRESENTED AT THE 2014 ANNUAL MEETING OF SHAREHOLDERS. -------------------------------------------------------------------------------------------------------------------------- VERISK ANALYTICS INC Agenda Number: 933960583 -------------------------------------------------------------------------------------------------------------------------- Security: 92345Y106 Meeting Type: Annual Meeting Date: 21-May-2014 Ticker: VRSK ISIN: US92345Y1064 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR FRANK J. COYNE Mgmt For For CHRISTOPHER M. FOSKETT Mgmt For For DAVID B. WRIGHT Mgmt For For THOMAS F. MOTAMED Mgmt For For 2. TO APPROVE EXECUTIVE COMPENSATION ON AN Mgmt For For ADVISORY, NON-BINDING BASIS. 3. TO RATIFY THE APPOINTMENT OF DELOITTE & Mgmt For For TOUCHE LLP AS OUR INDEPENDENT AUDITOR FOR THE 2014 FISCAL YEAR. STERLING CAPITAL TOTAL RETURN BOND VIF -------------------------------------------------------------------------------------------------------------------------- The fund held no voting securities during the reporting period and did not vote any securities or have any securities that were subject to a vote during the reporting period.
SIGNATURES Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized. Registrant Sterling Capital Variable Insurance Funds ----------------------------------------- By (Signature and Title)* /s/ James T. Gillespie ----------------------------- James T. Gillespie, President (principal executive officer) Date 08/22/14 * Print the name and title of each signing officer under his or her signature.